RETIREMENT PLANNING GROUP, LLC / NY

Registered adviser

CIK

2057004

Location

MALTA, NY

Portfolio Value

Small $183,366,083

Diversification

Diversified

Filing Date

Global Rank

#6,787 / 8,827 ▲ 118

Top Industry

Asset Management 42.7%

Period ended 4 months ago

Filed Aug 7, 2026 · 3mo

7 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 310647

Roster of Nov 1, 2026

Regulatory AUM

$375,390,000

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$375,390,000	Individuals and high net worth (99%)
Mar 2025 to Mar 2026	$282,828,000	Individuals and high net worth (100%)
Apr 2024 to Feb 2025	$243,719,294	Individuals and high net worth (100%)
May 2023 to Mar 2024	$185,250,000	Individuals and high net worth (100%)
Mar 2023 to Apr 2023	$185,250,000	Individuals and high net worth (100%)
Mar 2022 to Feb 2023	$200,000,000	Individuals and high net worth (100%)

2 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 61.5% of the book (60%+)

Turnover

Low turnover

8.7% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 6.4 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 74.3%; sector active share 54.6% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

108 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

11.8%

−0.2 pts

Top 5

42.3%

+0.9 pts

Top 10

61.5%

+1.5 pts

HHI

510

Diversified+15

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	60.6%	$111,075,045	49
Financial Services	18.1%	$33,226,680	14
Technology	8.9%	$16,260,516	12
Industrials	4.9%	$8,944,735	6
Healthcare	2.2%	$3,947,088	7
Consumer Cyclical	1.5%	$2,805,031	5
Energy	1.4%	$2,552,771	3
Communication Services	1.1%	$2,013,897	5
Consumer Defensive	0.8%	$1,488,911	4
Real Estate	0.3%	$561,977	1
Basic Materials	0.1%	$261,954	1
Utilities	0.1%	$227,478	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHD	Schwab U.S. Dividend Equity ETF	+39,388	239,184	$7,584,524
RECS	Columbia Research Enhanced Core ETF	+26,313	171,662	$7,429,531
JEPI	JPMorgan Equity Premium Income ETF	+22,819	267,107	$15,086,203
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	+19,717	106,324	$6,534,673
LVHI	Franklin International Low Volatility High Dividend Index ETF	+8,305	136,096	$5,523,456
RWL	Invesco Ltd.	+7,282	86,318	$11,027,987
QYLD	Global X NASDAQ 100 Covered Call ETF	+4,223	275,764	$5,082,330
SHYM		+3,582	23,077	$518,078
QQQM	Invesco Ltd.	+2,856	23,707	$7,182,509
HEFA	iShares Currency Hedged MSCI EAFE ETF	+2,232	59,555	$2,794,916
PLUG	Plug Power Inc	+2,085	18,912	$51,251
PAVE	Global X U.S. Infrastructure Development ETF	+1,937	120,474	$7,098,328
XCEM	Columbia EM Core ex-China ETF	+1,193	15,134	$800,285
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	+1,147	6,374	$1,548,818
AAPL	Apple Inc.	+1,110	21,675	$6,271,878
SMH	VanEck Semiconductor ETF	+581	2,220	$1,456,075
NUKZ	Range Nuclear Renaissance Index ETF	+447	7,743	$527,762
NVDA	Nvidia Corp	+430	19,006	$3,802,910
MSFT	Microsoft Corp	+379	3,293	$1,228,354
DIV	Global X SuperDividend U.S. ETF	+311	18,761	$357,397
GE	General Electric Co	+254	11,447	$4,278,087
SPY	Spdr S&P 500 ETF Trust	+208	1,334	$996,191
JPM	Jpmorgan Chase & Co	+174	2,385	$780,682
T	At&T Inc.	+150	26,988	$558,651
VOO	VANGUARD 500 INDEX FUND	+142	1,694	$1,163,456
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
FBND	Fidelity Total Bond ETF	−77,802	7,986	$363,283
PDI	PIMCO Dynamic Income Fund	−19,698	158,117	$2,640,553
EFT	Eaton Vance Floating-Rate Income Trust	−8,439	18,281	$197,434
JCE	Nuveen Core Equity Alpha Fund	−4,969	250,109	$4,091,783
HYDB	iShares High Yield Systematic Bond ETF	−2,639	53,381	$2,496,629
RFDA	ALPS Dynamic U.S. Dividend Advantage ETF	−1,964	58,513	$4,119,958
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−1,903	77,317	$4,106,305
SCHG	Schwab U.S. Large-Cap Growth ETF	−1,584	30,952	$1,047,415
IVV	iShares Core S&P 500 ETF	−1,004	2,135	$1,598,880
IBM	International Business Machines Corp	−802	1,331	$374,290
SCHV	Schwab U.S. Large-Cap Value ETF	−593	22,683	$789,595
QQQ	Invesco Qqq Trust, Series 1	−492	17,930	$13,203,652
DJD	Victory Portfolios II	−489	29,164	$1,848,122
RWJ	Invesco Ltd.	−295	11,530	$686,035
XLF	State Street Corp	−289	76,391	$4,095,321
UNH	Unitedhealth Group Inc	−279	1,359	$564,841
VONE	VANGUARD RUSSELL 1000 INDEX FUND	−178	7,470	$2,530,238
MRVL	Marvell Technology, Inc.	−133	3,491	$1,039,933
BAC	Bank Of America Corp	−131	10,590	$603,418
COWZ	Pacer US Cash Cows 100 ETF	−52	4,604	$286,368
PLTR	Palantir Technologies Inc.	−44	2,078	$242,440
V	Visa Inc.	−36	1,237	$424,402
SPGP	Victory Portfolios II	−26	7,294	$891,983
—		−24	3,823	$308,974
MRK	Merck & Co., Inc.	−15	3,918	$503,463
No positions match the current search.

New Positions

Positions the filer opened this quarter

17 positions

Ticker	Company	Shares	Value
CRUX	Columbia Core Bond ETF	115,780	$3,471,084
INTC	Intel Corp	4,005	$559,218
ADX	Adams Diversified Equity Fund, Inc.	20,305	$518,792
CSCO	Cisco Systems, Inc.	3,841	$451,163
NASA	Tema Etfs LLC	12,250	$372,155
AMD	Advanced Micro Devices Inc	625	$363,068
SPCX	Space Exploration Technologies Corp	1,754	$299,688
WELD		4,240	$266,568
AMAT	Applied Materials Inc	363	$262,449
NUE	Nucor Corp	1,176	$261,954
EMXC	iShares MSCI Emerging Markets ex China ETF	2,387	$244,190
SBUX	Starbucks Corp	2,313	$236,365
IHAK	iShares Cybersecurity and Tech ETF	3,878	$235,433
OKLO	Oklo Inc.	4,347	$227,478
MA	Mastercard Inc	427	$219,307
ITB	iShares U.S. Home Construction ETF	2,058	$215,019
CAT	Caterpillar Inc	199	$211,915
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
HYFI	AB High Yield ETF	6,057	$225,259
VEA	Vanguard FTSE Developed Markets ETF	3,220	$206,337
GEHC	GE HealthCare Technologies Inc.	2,879	$204,927
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

108 tracked positions · $183,366,083 total · filing declares 108 positions · $183,542,225 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 108 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
JEPI	JPMorgan Equity Premium Income ETF	Added	267,107	+22,819	$15,086,203	+9.0%	7	before history	8.23%
QQQ	Invesco Qqq Trust, Series 1	Reduced	17,930	-492	$13,203,652	+24.2%	7	before history	7.20%
RWL	Invesco Ltd. Financial Services	Added	86,318	+7,282	$11,027,987	+21.4%	7	before history	6.01%
SCHD	Schwab U.S. Dividend Equity ETF	Added	239,184	+39,388	$7,584,524	+23.7%	6	$28.21	4.14%
RECS	Columbia Research Enhanced Core ETF	Added	171,662	+26,313	$7,429,531	+31.1%	7	before history	4.05%
QQQM	Invesco Ltd. Financial Services	Added	23,707	+2,856	$7,182,509	+45.0%	7	before history	3.92%
PAVE	Global X U.S. Infrastructure Development ETF	Added	120,474	+1,937	$7,098,328	+17.9%	7	before history	3.87%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Added	106,324	+19,717	$6,534,673	+35.9%	7	before history	3.56%
AAPL	Apple Inc. Technology	Added	21,675	+1,110	$6,271,878	+20.2%	7	before history	3.42%
LVHI	Franklin International Low Volatility High Dividend Index ETF	Added	136,096	+8,305	$5,523,456	+6.6%	7	before history	3.01%
QYLD	Global X NASDAQ 100 Covered Call ETF	Added	275,764	+4,223	$5,082,330	+9.1%	7	before history	2.77%
GE	General Electric Co Industrials	Added	11,447	+254	$4,278,087	+34.7%	7	before history	2.33%
RFDA	ALPS Dynamic U.S. Dividend Advantage ETF	Reduced	58,513	-1,964	$4,119,958	+8.7%	7	before history	2.25%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Reduced	77,317	-1,903	$4,106,305	−15.4%	7	before history	2.24%
XLF	State Street Corp Financial Services	Reduced	76,391	-289	$4,095,321	+8.2%	7	before history	2.23%
JCE	Nuveen Core Equity Alpha Fund Financial Services	Reduced	250,109	-4,969	$4,091,783	+8.5%	7	before history	2.23%
NVDA	Nvidia Corp Technology	Added	19,006	+430	$3,802,910	+17.4%	7	before history	2.07%
GEV	GE Vernova Inc. Industrials	Added	3,006	+81	$3,531,629	+38.3%	7	before history	1.93%
CRUX	Columbia Core Bond ETF	NEW	115,780	NEW	$3,471,084	NEW	1	$29.95	1.89%
HEFA	iShares Currency Hedged MSCI EAFE ETF	Added	59,555	+2,232	$2,794,916	+14.7%	7	before history	1.52%
PDI	PIMCO Dynamic Income Fund Financial Services	Reduced	158,117	-19,698	$2,640,553	−13.2%	7	before history	1.44%
VONE	VANGUARD RUSSELL 1000 INDEX FUND	Reduced	7,470	-178	$2,530,238	+12.1%	7	before history	1.38%
HYDB	iShares High Yield Systematic Bond ETF	Reduced	53,381	-2,639	$2,496,629	−4.2%	7	before history	1.36%
DJD	Victory Portfolios II	Reduced	29,164	-489	$1,848,122	+4.3%	7	before history	1.01%
QUAL	iShares MSCI USA Quality Factor ETF	Added	8,343	+32	$1,830,704	+14.8%	7	before history	1.00%
XOM	ExxonMobil Holdings Corp Energy	Added	12,019	+4	$1,643,237	−19.4%	7	before history	0.90%
IVV	iShares Core S&P 500 ETF	Reduced	2,135	-1,004	$1,598,880	−22.0%	7	before history	0.87%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Added	6,374	+1,147	$1,548,818	+36.4%	6	unpriced	0.84%
SMH	VanEck Semiconductor ETF	Added	2,220	+581	$1,456,075	+131.7%	3	$420.28	0.79%
OMFL	Invesco Russell 1000 Dynamic Multifactor ETF	Added	19,062	+14	$1,306,509	+14.1%	7	before history	0.71%
MSFT	Microsoft Corp Technology	Added	3,293	+379	$1,228,354	+13.9%	7	before history	0.67%
HD	Home Depot, Inc. Consumer Cyclical	Added	3,416	+102	$1,204,754	+10.5%	7	before history	0.66%
VOO	VANGUARD 500 INDEX FUND	Added	1,694	+142	$1,163,456	+25.5%	7	before history	0.63%
SCHG	Schwab U.S. Large-Cap Growth ETF	Reduced	30,952	-1,584	$1,047,415	+10.5%	7	before history	0.57%
MRVL	Marvell Technology, Inc. Technology	Reduced	3,491	-133	$1,039,933	+189.7%	6	$95.37	0.57%
ABBV	AbbVie Inc. Healthcare	Added	4,079	+1	$1,026,439	+15.7%	7	before history	0.56%
SPY	Spdr S&P 500 ETF Trust	Added	1,334	+208	$996,191	+36.0%	5	$627.43	0.54%
LRCX	Lam Research Corp Technology	Added	2,225	+2	$964,159	+103.0%	3	$158.82	0.53%
LLY	ELI LILLY & Co Healthcare	Held	799	0	$958,344	+30.4%	7	before history	0.52%
SPGP	Victory Portfolios II	Reduced	7,294	-26	$891,983	+13.2%	7	before history	0.49%
FTEC	Fidelity MSCI Information Technology Index ETF	Reduced	3,052	-8	$871,590	+36.9%	7	before history	0.48%
AMZN	Amazon Com Inc Consumer Cyclical	Added	3,540	+10	$843,723	+14.8%	4	$225.43	0.46%
XCEM	Columbia EM Core ex-China ETF	Added	15,134	+1,193	$800,285	+40.7%	7	before history	0.44%
SCHV	Schwab U.S. Large-Cap Value ETF	Reduced	22,683	-593	$789,595	+11.2%	6	$27.98	0.43%
JPM	Jpmorgan Chase & Co Financial Services	Added	2,385	+174	$780,682	+20.0%	7	before history	0.43%
PICK	iShares MSCI Global Metals & Mining Producers ETF	Added	13,417	+32	$780,198	+3.0%	7	before history	0.43%
MU	Micron Technology Inc Technology	Held	607	0	$700,654	+241.7%	2	$391.72	0.38%
WMT	Walmart Inc. Consumer Defensive	Added	6,108	+2	$691,792	−8.8%	7	before history	0.38%
RWJ	Invesco Ltd. Financial Services	Reduced	11,530	-295	$686,035	+14.9%	7	before history	0.37%
VZ	Verizon Communications Inc Communication Services	Added	14,967	+110	$633,702	−15.0%	7	before history	0.35%

Showing the top 50 of 108 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.