JCE · Nuveen Core Equity Alpha Fund

$17.03 +0.06 (+0.35%)

Market Cap

$290.41M

17.00M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 50

Total Value: $79,083,578

Total Shares: 4,833,961

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 50 13F filers · Δ vs Mar 31, 2026

Top Holder

12.0%

−1.1 pts

Top 5

52.2%

+2.2 pts

Top 10

76.7%

+2.0 pts

HHI

708

Broadly held+18

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -1

Institutional value: +13.1%

Shares held: +2.2%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Small 1607 Capital Partners, LLC	+215,039	503,250
Large Baird Financial Group, Inc.	+50,034	531,973
Mid Advisors Asset Management, Inc.	+23,914	54,397
Mid Karpus Management, Inc.	+14,941	199,137
Mega MORGAN STANLEY	+14,874	389,113

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Small Shaker Financial Services, LLC	−96,536	519,128
Mid WOLVERINE ASSET MANAGEMENT LLC	−88,886	14,232
Mega Invesco Ltd.	−25,064	236,535
Large NewEdge Advisors, LLC	−10,400	20,115
Large COMMONWEALTH EQUITY SERVICES, LLC	−5,547	29,481

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid XTX Topco Ltd	16,926	$276,909
Mid Ameritas Advisory Services, LLC	1,751	$28,646
Large JONES FINANCIAL COMPANIES LLLP	978	$16,000
Small Institute for Wealth Management, LLC.	300	$4,908

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid Blue Trust, Inc.	6,040	$89,271
Large CWM, LLC	5,816	$85,960
Mid Western Wealth Management, LLC	2,469	$36,491
Mid Advisory Services Network, LLC	1,792	$26,485
Large NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	306	$4,522

Filter: New 4 Increased 21 Reduced 13 Sold out 5 Unchanged 12

Showing 50 of 50

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

RAYMOND JAMES FINANCIAL INC

$9,454,622

11.96%

577,911

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	490,847	$8,030,256	84.9%	Defined
Raymond James Financial Services Advisors, Inc.	49,634	$812,012	8.6%	Defined
RAYMOND JAMES TRUST N.A.	37,430	$612,354	6.5%	Defined

Baird Financial Group, Inc.

$8,703,078

11.00%

531,973

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	531,973	$8,703,078	100.0%	Defined

Shaker Financial Services, LLC

$8,492,934

10.74%

519,128

1607 Capital Partners, LLC

$8,233,170

10.41%

503,250

MORGAN STANLEY

$6,365,887

8.05%

389,113

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	389,113	$6,365,887	100.0%	Defined

GUGGENHEIM CAPITAL LLC

$5,206,717

6.58%

318,259

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	317,839	$5,199,846	99.9%	Defined
SECURITY INVESTORS LLC	420	$6,871	0.1%	Defined

RETIREMENT PLANNING GROUP, LLC / NY

$4,091,783

5.17%

250,109

Invesco Ltd.

$3,869,712

4.89%

236,535

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	236,535	$3,869,712	100.0%	Defined

Karpus Management, Inc.

$3,257,881

4.12%

199,137

OSAIC HOLDINGS, INC.

$2,954,845

3.74%

180,614

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	180,614	$2,954,845	100.0%	Defined

Capital Investment Advisors, LLC

$1,888,778

2.39%

115,451

WELLS FARGO & COMPANY/MN

$1,762,036

2.23%

107,704

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	23,588	$385,899	21.9%	Defined
WELLS FARGO CLEARING SERVICES, LLC	84,116	$1,376,137	78.1%	Defined

LPL Financial LLC

$1,518,715

1.92%

92,831

Steward Partners Investment Advisory, LLC

$1,497,070

1.89%

91,508

Thrivent Financial for Lutherans

$1,321,249

1.67%

80,761

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Advisor Network, LLC	80,761	$1,321,249	100.0%	Sole

Advisors Asset Management, Inc.

$889,934

1.13%

54,397

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$853,893

1.08%

52,194

Spire Wealth Management

$843,750

1.07%

51,574

AMERIPRISE FINANCIAL INC

$748,371

0.95%

45,744

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	45,744	$748,371	100.0%	Defined

UBS Group AG

$728,576

0.92%

44,534

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	44,534	$728,576	100.0%	Defined

Z3 Capital Partners, LLC

$677,483

0.86%

41,411

BANK OF AMERICA CORP /DE/

$545,573

0.69%

33,348

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	33,348	$545,573	100.0%	Defined

ROYAL BANK OF CANADA

$545,556

0.69%

33,347

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	33,347	$545,556	100.0%	Defined

PMG Family Office LLC

$501,843

0.63%

30,675

COMMONWEALTH EQUITY SERVICES, LLC

$482,309

0.61%

29,481

Cetera Investment Advisers

$451,290

0.57%

27,585

Cambridge Investment Research Advisors, Inc.

$424,182

0.54%

25,928

NewEdge Advisors, LLC

$329,081

0.42%

20,115

TWO SIGMA INVESTMENTS, LP

$309,547

0.39%

18,921

Canal Capital Management, LLC

$296,377

0.37%

18,116

XTX Topco Ltd

$276,909

0.35%

16,926

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	16,926	$276,909	100.0%	Defined

WOLVERINE ASSET MANAGEMENT LLC

$232,835

0.29%

14,232

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	14,232	$232,835	100.0%	Defined

Centurion Wealth Management LLC

$208,933

0.26%

12,771

NWF Advisory Services Inc.

$197,956

0.25%

12,100

David J Yvars Group

$179,960

0.23%

11,000

DAYMARK WEALTH PARTNERS, LLC

$176,524

0.22%

10,790

Founders Financial Alliance, LLC

$168,786

0.21%

10,317

Rockefeller Capital Management L.P.

$153,178

0.19%

9,363

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	9,363	$153,178	100.0%	Defined

FIFTH THIRD BANCORP

$64,932

0.08%

3,969

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	3,969	$64,932	100.0%	Defined

FNY Investment Advisers, LLC

$49,080

0.06%

3,000

EASTERN BANK

$30,576

0.04%

1,869

Ameritas Advisory Services, LLC

$28,646

0.04%

1,751

Centerpoint Advisors, LLC

$16,360

0.02%

1,000

JONES FINANCIAL COMPANIES LLLP

$16,000

0.02%

978

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	978	$16,000	100.0%	Sole

PNC FINANCIAL SERVICES GROUP, INC.

$15,509

0.02%

948

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	948	$15,509	100.0%	Defined

Thomas J. Herzfeld Advisors, Inc.

$6,576

0.01%

402

Colonial Trust Co / SC

$6,069

0.01%

371

Institute for Wealth Management, LLC.

$4,908

0.01%

300

ST GERMAIN D J CO INC

$2,045

0.00%

125

Transamerica Financial Advisors, LLC

$1,554

0.00%

Key facts CIK 1385763 CUSIP 67090X107 13F (30d) 43 filings 43 filers Visit website