PLUG · Plug Power Inc

$2.20 -0.05 (-2.22%) At close · Aug 20

Market Cap

$3.14B

1.40B

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 511

Total Value: $2,294,090,947

Total Shares: 846,612,967

Institutional Ownership Trend

26 quarters

Superinvestors Holding PLUG

All superinvestors →

Philippe Laffont $6,897,608 Joel Greenblatt $4,703,283 Ray Dalio $373,335

Holder Concentration

Across 511 13F filers · Δ vs Mar 31, 2026

Top Holder

21.7%

+2.5 pts

Top 5

45.9%

−0.8 pts

Top 10

60.9%

−4.1 pts

HHI

712

Broadly held+50

Quarterly Activity

vs Mar 31, 2026

New

Increased

185

Decreased

109

Sold Out

Unchanged

129

Holder count: +30

Institutional value: +28.4%

Shares held: +7.1%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega BlackRock, Inc.	+31,939,194	184,032,469
Mega CITADEL ADVISORS LLC	+23,074,168	28,273,752
Large Handelsbanken Fonder AB	+15,537,320	19,014,270
Mega VANGUARD PORTFOLIO MANAGEMENT LLC	+6,571,343	66,175,149
Mega PRICE T ROWE ASSOCIATES INC /MD/	+5,474,459	6,859,733

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega D. E. Shaw & Co., Inc.	−26,237,980	23,444,120
Large RENAISSANCE TECHNOLOGIES LLC	−15,958,700	11,779,800
Mega UBS Group AG	−12,166,203	33,127,276
Mega TWO SIGMA INVESTMENTS, LP	−4,785,812	22,610,124
Mega AMERICAN CENTURY COMPANIES INC	−2,986,850	68,211

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Large Erste Asset Management GmbH	4,203,376	$11,391,148
Mega Qube Research & Technologies Ltd	3,520,398	$9,540,278
Small Headlands Technologies LLC	1,763,652	$4,779,496
Mid LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	1,733,690	$4,698,299
Mega Jupiter Topco LLC	1,293,221	$3,504,628

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large HRT FINANCIAL LP	11,866,225	$26,817,668
Large CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	1,560,305	$3,526,289
Large Parallax Volatility Advisers, L.P.	1,399,900	$3,163,774
Mid CAXTON ASSOCIATES LLP	1,016,724	$2,297,796
Mid XTX Topco Ltd	664,889	$1,502,649

Filter: New 88 Increased 185 Reduced 109 Sold out 58 Unchanged 129

Showing 100 of 536

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$498,727,982

21.74%

184,032,469

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	1,477,750	$4,004,702	0.8%	Sole
BlackRock Investment Management (Australia) Ltd	1,641	$4,447	0.0%	Sole
BlackRock Asset Management Canada Ltd	458,215	$1,241,762	0.2%	Sole
BlackRock Investment Management, LLC	3,852,338	$10,439,835	2.1%	Sole
BLACKROCK ADVISORS LLC	4,496,736	$12,186,154	2.4%	Sole
BlackRock Fund Advisors	83,144,495	$225,321,581	45.2%	Sole
BlackRock Institutional Trust Company, N.A.	41,680,460	$112,954,046	22.6%	Sole
BlackRock Japan Co. Ltd	21,619	$58,587	0.0%	Sole
BlackRock Fund Managers Ltd.	253,073	$685,827	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	424,368	$1,150,037	0.2%	Sole
BlackRock (Netherlands) B.V.	64,954	$176,025	0.0%	Sole
BlackRock Asset Management Ireland Ltd	45,949,252	$124,522,472	25.0%	Sole
BlackRock (Luxembourg) S.A.	67,105	$181,854	0.0%	Sole
BlackRock Life Ltd	31,706	$85,923	0.0%	Sole
BlackRock Asset Management Schweiz AG	234,488	$635,462	0.1%	Sole
Aperio Group, LLC	1,873,755	$5,077,876	1.0%	Sole
SpiderRock Advisors, LLC	514	$1,392	0.0%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$179,334,653

7.82%

66,175,149

VANGUARD CAPITAL MANAGEMENT LLC

$170,559,497

7.43%

62,937,084

STATE STREET CORP

$105,049,163

4.58%

38,763,529

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	38,763,529	$105,049,163	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$99,070,154

4.32%

36,557,253

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	5,117,556	$13,868,576	14.0%	Defined
Held directly	31,439,697	$85,201,578	86.0%	Defined

UBS Group AG

$89,774,917

3.91%

33,127,276

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,618,290	$4,385,565	4.9%	Defined
UBS AG	30,525,093	$82,723,002	92.1%	Defined
UBS Switzerland AG	983,893	$2,666,350	3.0%	Defined

CITADEL ADVISORS LLC

$65,446,369

2.85%

24,149,952

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	23,626,716	$64,028,400	97.8%	Defined
Held directly	523,236	$1,417,969	2.2%	Defined

TWO SIGMA INVESTMENTS, LP

$61,273,436

2.67%

22,610,124

D. E. Shaw & Co., Inc.

$59,465,855

2.59%

21,943,120

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	20,733,620	$56,188,110	94.5%	Defined
D. E. Shaw Investment Management, L.L.C. joint	1,209,500	$3,277,745	5.5%	Defined

DIMENSIONAL FUND ADVISORS LP

$52,851,314

2.30%

19,502,331

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	143,076	$387,735	0.7%	Defined
DFA Australia Ltd.	411,527	$1,115,238	2.1%	Defined
Dimensional Fund Advisors Pte. Ltd.	5,568	$15,089	0.0%	Defined
Dimensional Ireland Ltd	681,428	$1,846,669	3.5%	Defined
Held directly	18,260,732	$49,486,583	93.6%	Sole

Handelsbanken Fonder AB

$51,528,671

2.25%

19,014,270

MILLENNIUM MANAGEMENT LLC

$37,136,780

1.62%

13,703,609

NORTHERN TRUST CORP

$34,564,834

1.51%

12,754,552

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	11,678,293	$31,648,173	91.6%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	863,908	$2,341,190	6.8%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	212,351	$575,471	1.7%	Other

GOLDMAN SACHS GROUP INC

$33,570,296

1.46%

12,387,564

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	7,888,068	$21,376,664	63.7%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	3,671,281	$9,949,171	29.6%	Defined
GOLDMAN SACHS INTERNATIONAL	737,352	$1,998,223	6.0%	Defined
Goldman Sachs Trust Company, N.A. joint	90,863	$246,238	0.7%	Other

RENAISSANCE TECHNOLOGIES LLC

$31,923,258

1.39%

11,779,800

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$31,657,858

1.38%

11,681,867

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	10,641,166	$28,837,559	91.1%	Defined
Global X Management (AUS) Ltd joint	1,040,701	$2,820,299	8.9%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$31,404,821

1.37%

11,588,495

BARCLAYS PLC

$29,647,962

1.29%

10,940,208

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	10,869,800	$29,457,158	99.4%	Defined
BARCLAYS CAPITAL INC.	37,545	$101,746	0.3%	Defined
BARCLAYS CAPITAL SECURITIES LTD	32,863	$89,058	0.3%	Defined

VANGUARD FIDUCIARY TRUST CO

$26,998,518

1.18%

9,962,553

Legal & General Group Plc

$26,334,241

1.15%

9,717,433

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	132,884	$360,115	1.4%	Defined
Legal & General Investment Management Ltd joint	9,584,549	$25,974,126	98.6%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$24,165,341

1.05%

8,917,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	8,917,100	$24,165,341	100.0%	Other

JANE STREET GROUP, LLC

$23,940,682

1.04%

8,834,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	8,834,200	$23,940,682	100.0%	Defined

Nuveen, LLC

$23,569,124

1.03%

8,697,094

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	234,803	$636,316	2.7%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	2,806,967	$7,606,880	32.3%	Defined
TEACHERS ADVISORS, LLC joint	5,655,324	$15,325,928	65.0%	Defined

JUPITER ASSET MANAGEMENT LTD

$21,933,552

0.96%

8,093,562

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jupiter Investment Management Limited	519,945	$1,409,050	6.4%	Defined
Held directly	7,573,617	$20,524,502	93.6%	Sole

MORGAN STANLEY

$20,861,557

0.91%

7,697,993

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	1,027,483	$2,784,478	13.3%	Defined
MORGAN STANLEY & CO. LLC	2,257,284	$6,117,239	29.3%	Defined
Morgan Stanley Canada LTD	2,903	$7,867	0.0%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	1,822,179	$4,938,105	23.7%	Defined
MORGAN STANLEY SMITH BARNEY LLC	1,026,018	$2,780,508	13.3%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	1,553,407	$4,209,732	20.2%	Defined
EATON VANCE MANAGEMENT	8,719	$23,628	0.1%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$18,589,876

0.81%

6,859,733

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	1,721,023	$4,663,972	25.1%	Defined
Held directly	5,138,710	$13,925,904	74.9%	Sole

Invesco Ltd.

$17,030,610

0.74%

6,284,359

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	213,339	$578,147	3.4%	Defined
Invesco Trust Co joint	544,275	$1,474,985	8.7%	Defined
Invesco Capital Management LLC	5,526,745	$14,977,478	87.9%	Defined

VAN ECK ASSOCIATES CORP

$15,037,702

0.66%

5,548,968

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VanEck Asset Management B.V.	4,649,452	$12,600,014	83.8%	Sole
VanEck Investments Limited	899,516	$2,437,688	16.2%	Sole

FIRST TRUST ADVISORS LP

$14,405,164

0.63%

5,315,559

BNP PARIBAS ASSET MANAGEMENT Holding S.A.

$13,894,779

0.61%

5,127,225

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNP PARIBAS ASSET MANAGEMENT Europe	244,710	$663,164	4.8%	Defined
AXA INVESTMENT MANAGERS UK LIMITED	4,882,515	$13,231,615	95.2%	Defined

JPMORGAN CHASE & CO

$13,879,678

0.61%

5,121,654

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	567,552	$1,538,065	11.1%	Defined
J.P. Morgan Investment Management Inc.	398,646	$1,080,330	7.8%	Defined
J.P. Morgan Securities LLC	3,678,454	$9,968,609	71.8%	Defined
J.P. Morgan (Suisse) SA	1,226	$3,322	0.0%	Other
J.P. Morgan SE	475,776	$1,289,352	9.3%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$13,479,540

0.59%

4,974,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	4,974,000	$13,479,540	100.0%	Other

Erste Asset Management GmbH

$11,391,148

0.50%

4,203,376

Bank of New York Mellon Corp

$11,158,473

0.49%

4,117,519

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation joint	1,646,831	$4,462,911	40.0%	Defined
The Bank of New York Mellon	2,466,139	$6,683,236	59.9%	Defined
BNY Mellon, NA joint	4,544	$12,313	0.1%	Defined
BNY Mellon Advisors, Inc. joint	3	$8	0.0%	Other
Held directly	2	$5	0.0%	Defined

FMR LLC

$10,887,042

0.47%

4,017,359

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	4,008,924	$10,864,184	99.8%	Defined
STRATEGIC ADVISERS LLC	8,435	$22,858	0.2%	Defined

Mirae Asset Global Investments Co., Ltd.

$10,490,832

0.46%

3,871,156

VOYA INVESTMENT MANAGEMENT LLC

$10,248,568

0.45%

3,781,760

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	3,781,760	$10,248,568	100.0%	Defined

Qube Research & Technologies Ltd

$9,540,278

0.42%

3,520,398

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$9,287,096

0.40%

3,426,973

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	3,426,973	$9,287,096	100.0%	Other

Amundi

$8,871,723

0.39%

3,273,699

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management	3,213,876	$8,709,603	98.2%	Defined
CPR Asset Management	59,823	$162,120	1.8%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$7,609,919

0.33%

2,808,090

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	445	$1,205	0.0%	Defined
UBS Asset Management Switzerland AG	2,105,680	$5,706,392	75.0%	Sole
UBS Asset Management (UK) Ltd.	410,097	$1,111,362	14.6%	Sole
Held directly	291,868	$790,960	10.4%	Sole

ALPS ADVISORS INC

$7,368,923

0.32%

2,719,160

Swiss National Bank

$7,200,979

0.31%

2,657,188

COATUE MANAGEMENT LLC

$6,897,608

0.30%

2,545,243

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
COATUE OFFSHORE MASTER FUND LP	2,545,243	$6,897,608	100.0%	Defined

Quadrature Capital Ltd

$6,688,323

0.29%

2,468,016

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	2,468,016	$6,688,323	100.0%	Other

CANADA LIFE ASSURANCE Co

$6,245,121

0.27%

2,304,473

STIFEL FINANCIAL CORP

$6,138,411

0.27%

2,265,097

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	2,263,828	$6,134,973	99.9%	Defined
Held directly	1,269	$3,438	0.1%	Defined

CITADEL ADVISORS LLC

$6,069,316

0.26%

2,239,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	2,239,600	$6,069,316	100.0%	Defined

Vontobel Holding Ltd.

$5,797,887

0.25%

2,139,442

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK VONTOBEL AG	2,139,442	$5,797,887	100.0%	Defined

JANE STREET GROUP, LLC

$5,622,166

0.25%

2,074,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	2,074,600	$5,622,166	100.0%	Defined

PINNACLE ASSOCIATES LTD

$5,570,077

0.24%

2,055,379

Zurcher Kantonalbank (Zurich Cantonalbank)

$5,137,607

0.22%

1,895,796

CITADEL ADVISORS LLC

$5,106,182

0.22%

1,884,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,884,200	$5,106,182	100.0%	Defined

Point72 Asset Management, L.P.

$5,069,366

0.22%

1,870,615

RHUMBLINE ADVISERS

$5,026,310

0.22%

1,854,727

Headlands Technologies LLC

$4,779,496

0.21%

1,763,652

BANK OF AMERICA CORP /DE/

$4,748,155

0.21%

1,752,088

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	929,670	$2,519,405	53.1%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	43,938	$119,071	2.5%	Defined
BOFA SECURITIES, INC.	658,178	$1,783,662	37.6%	Defined
MERRILL LYNCH INTERNATIONAL	42,284	$114,589	2.4%	Defined
BofA Securities Europe SA	78,018	$211,428	4.5%	Defined

Gotham Asset Management, LLC

$4,703,283

0.21%

1,735,529

LANDSCAPE CAPITAL MANAGEMENT, L.L.C.

$4,698,299

0.20%

1,733,690

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Landscape High Leverage Fund, LP	322,963	$875,229	18.6%	Defined
LANDSCAPE OFFSHORE HL FUND LTD.	899,193	$2,436,813	51.9%	Defined
Held directly	511,534	$1,386,257	29.5%	Sole

BNP PARIBAS ARBITRAGE, SA

$4,655,777

0.20%

1,717,999

WELLS FARGO & COMPANY/MN

$4,622,482

0.20%

1,705,714

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	1,295,143	$3,509,837	75.9%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	184,769	$500,723	10.8%	Defined
WELLS FARGO CLEARING SERVICES, LLC	225,801	$611,920	13.2%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	1	$2	0.0%	Defined

DEUTSCHE BANK AG\

$4,413,031

0.19%

1,628,425

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	25,755	$69,796	1.6%	Defined
DWS Investments UK Ltd	1,557,600	$4,221,096	95.7%	Defined
DBX Advisors LLC	45,070	$122,139	2.8%	Defined

ALLIANCEBERNSTEIN L.P.

$4,268,767

0.19%

1,575,191

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	1,575,191	$4,268,767	100.0%	Defined

SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC

$4,222,014

0.18%

1,557,939

LPL Financial LLC

$4,035,840

0.18%

1,489,240

D. E. Shaw & Co., Inc.

$4,028,686

0.18%

1,486,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	1,486,600	$4,028,686	100.0%	Defined

Baird Financial Group, Inc.

$3,780,634

0.16%

1,395,068

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	1,395,068	$3,780,634	100.0%	Defined

Jupiter Topco LLC

$3,504,628

0.15%

1,293,221

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	621,428	$1,684,069	48.1%	Defined
JANUS HENDERSON INVESTORS US LLC	671,793	$1,820,559	51.9%	Defined

Mitsubishi UFJ Asset Management Co., Ltd.

$3,315,679

0.14%

1,223,498

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	1,223,498	$3,315,679	100.0%	Defined

VANGUARD ASSET MANAGEMENT, Ltd

$3,264,753

0.14%

1,204,706

Voleon Capital Management LP

$3,246,550

0.14%

1,197,989

SG Americas Securities, LLC

$2,902,141

0.13%

1,070,901

MASTERS CAPITAL MANAGEMENT LLC

$2,710,000

0.12%

1,000,000

CITIGROUP INC

$2,461,117

0.11%

908,162

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	297	$804	0.0%	Defined
Citigroup Financial Products Inc. joint	907,865	$2,460,313	100.0%	Defined

BANK OF MONTREAL /CAN/

$2,292,908

0.10%

846,093

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Asset Management Inc.	668,914	$1,812,756	79.1%	Defined
BMO Bank N.A.	10,490	$28,427	1.2%	Defined
BMO Family Office, LLC	139,235	$377,326	16.5%	Defined
BMO NESBITT BURNS INC.	26,922	$72,958	3.2%	Defined
BMO PRIVATE INVESTMENT COUNSEL INC.	510	$1,382	0.1%	Defined
Held directly	22	$59	0.0%	Defined

MetLife Investment Management, LLC

$2,161,471

0.09%

797,591

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	797,591	$2,161,471	100.0%	Defined

STOREBRAND ASSET MANAGEMENT AS

$2,079,502

0.09%

767,344

Schonfeld Strategic Advisors LLC

$1,979,706

0.09%

730,519

Walleye Trading LLC

$1,978,300

0.09%

730,000

Russell Investments Group, Ltd.

$1,925,372

0.08%

710,470

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	710,470	$1,925,372	100.0%	Defined

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$1,902,428

0.08%

702,003

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	702,003	$1,902,428	100.0%	Defined

JANE STREET GROUP, LLC

$1,854,176

0.08%

684,198

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	475,926	$1,289,759	69.6%	Defined
Jane Street Global Trading, LLC	208,272	$564,417	30.4%	Defined

Lighthouse Investment Partners, LLC

$1,829,250

0.08%

675,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
North Rock Capital Management, LLC	675,000	$1,829,250	100.0%	Defined

Marex Group plc

$1,827,455

0.08%

674,338

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	379,538	$1,028,547	56.3%	Defined
Marex Securities Products Inc.	294,800	$798,908	43.7%	Defined

MERCER GLOBAL ADVISORS INC /ADV

$1,754,440

0.08%

647,395

HSBC HOLDINGS PLC

$1,732,748

0.08%

639,391

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC Global Asset Management (UK) Ltd	119,311	$323,332	18.7%	Defined
HSBC Trinkaus & Burkhardt AG, Germany	508,051	$1,376,818	79.5%	Defined
HSBC BANK PLC	12,029	$32,598	1.9%	Defined

BOOTHBAY FUND MANAGEMENT, LLC

$1,728,676

0.08%

637,888

Vanguard Global Advisers, LLC

$1,634,780

0.07%

603,240

BANCO BILBAO VIZCAYA ARGENTARIA, S.A.

$1,617,409

0.07%

596,830

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANCO BILBAO VIZCAYA ARGENTARIA SA joint	596,830	$1,617,409	100.0%	Defined

Creative Planning

$1,577,661

0.07%

582,163

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	5,446	$14,758	0.9%	Defined
Held directly	576,717	$1,562,903	99.1%	Sole

CANADA PENSION PLAN INVESTMENT BOARD

$1,433,590

0.06%

529,000

Bouvel Investment Partners, LLC

$1,402,590

0.06%

517,561

Squarepoint Ops LLC

$1,373,498

0.06%

506,826

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	506,826	$1,373,498	100.0%	Defined

KIECKHEFER GROUP LLC

$1,355,000

0.06%

500,000

DUFF & PHELPS INVESTMENT MANAGEMENT CO

$1,353,872

0.06%

499,584

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtus Investment Advisers, LLC	486,130	$1,317,412	97.3%	Other
Held directly	13,454	$36,460	2.7%	Sole

CSS LLC/IL

$1,343,618

0.06%

495,800

KBC Group NV

$1,294,374

0.06%

477,629

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KBC Bank NV joint	477,629	$1,294,374	100.0%	Defined

NEW YORK STATE COMMON RETIREMENT FUND

$1,285,008

0.06%

474,173

ALGERT GLOBAL LLC

$1,270,990

0.06%

469,000

Cetera Investment Advisers

$1,233,364

0.05%

455,116

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	403,772	$1,094,222	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	94	$254	0.0%	Defined
Ameriprise Financial Services, LLC	340,626	$923,096	99.8%	Defined
Ameriprise Bank, FSB	652	$1,766	0.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Intesa Sanpaolo SpA	300,000	$813,000	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	279,340	$757,011	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	241,158	$653,538	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Hudson Bay Capital UK LLP	240,000	$650,400	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	41,648	$112,866	17.5%	Defined
RBC Capital Markets, LLC	166,151	$450,269	69.9%	Defined
RBC Dominion Securities Inc.	20,634	$55,918	8.7%	Defined
RBC Phillips, Hager & North Investment Counsel Inc.	2	$5	0.0%	Defined
RBC Private Counsel (USA) Inc.	3,425	$9,281	1.4%	Defined
RBC Rochdale, LLC	5,100	$13,821	2.1%	Defined
BREWIN DOLPHIN WEALTH MANAGEMENT LTD	700	$1,897	0.3%	Defined
Held directly	8	$21	0.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	611	$1,655	0.3%	Sole
SEI TRUST CO	235,117	$637,167	99.7%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ALLSTATE INVESTMENTS LLC	227,453	$616,397	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	181,385	$491,553	85.7%	Defined
OSAIC INSTITUTIONS, INC.	790	$2,140	0.4%	Defined
Osaic Advisory Services, LLC	29,568	$80,129	14.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	184,800	$500,808	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	163,739	$443,732	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	160,407	$434,702	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Advisors Asset Management, Inc.	129,344	$350,522	82.8%	Defined
Blue Trust, Inc.	26,950	$73,034	17.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CF Secured, LLC	147,700	$400,267	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Prudential Financial Inc	144,820	$392,462	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	80,541	$218,266	59.9%	Defined
Raymond James Financial Services Advisors, Inc.	53,835	$145,892	40.0%	Defined
ClariVest Asset Management LLC joint	135	$365	0.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	133,400	$361,514	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	124,243	$336,698	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH	123,592	$334,934	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SECURITY INVESTORS LLC	117,639	$318,801	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Strive Asset Management, LLC	48,862	$132,416	45.3%	Other
Held directly	59,023	$159,952	54.7%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ADVISOR PARTNERS II, LLC	93,760	$254,089	87.0%	Defined
Held directly	13,962	$37,837	13.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	47,334	$128,275	53.8%	Defined
Held directly	40,580	$109,971	46.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Migdal Investment Portfolio Management (1998) Ltd.	81,000	$219,510	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marathon Trading Group LLC	77,800	$210,838	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CIBC Private Wealth Advisors, Inc.	140	$379	0.2%	Defined
CIBC National Trust Co	1,716	$4,650	2.2%	Defined
CIBC WORLD MARKETS CORP	75,582	$204,827	97.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	68,211	$184,851	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fiduciary Trust Co International of Pennsylvania	9,400	$25,474	16.0%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	6,438	$17,446	11.0%	Defined
FRANKLIN ADVISERS INC	42,818	$116,036	73.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	425	$1,151	0.8%	Other
Latour Trading LLC (Latour)	54,624	$148,031	99.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	54,936	$148,876	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	52,000	$140,920	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN F. EDWARDS & COMPANY, INC.	49,324	$133,668	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nykredit Bank A/S	45,049	$122,082	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Aperio Group, LLC	44,400	$120,324	99.2%	Other
Held directly	375	$1,016	0.8%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HALBERT HARGROVE GLOBAL ADVISORS, LLC	44	$119	0.1%	Other
Held directly	42,161	$114,256	99.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
First Sentier Investors RQI Pty Ltd	39,164	$106,134	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RESONA HOLDINGS INC	37,372	$101,278	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CITIZENS PRIVATE WEALTH, LLC	32,122	$87,050	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK VONTOBEL AG	32,000	$86,720	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Arrowpoint Investment Partners (Hong Kong) Ltd	28,077	$76,088	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manufacturers & Traders Trust Company joint	2,073	$5,616	7.6%	Defined
Wilmington Trust Investment Advisors, Inc. joint	622	$1,684	2.3%	Defined
Wilmington Trust National Association joint	21,735	$58,901	79.2%	Defined
Wilmington Trust Company	3,007	$8,148	11.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Blackstone Alternative Asset Management L.P.	26,839	$72,733	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	25,700	$69,647	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DNB FUND	25,391	$68,809	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SAM Investment Holdings, S.L.	20,274	$54,942	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIGNATURE INVESTMENT ADVISORS LLC	16,072	$43,555	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	14,400	$39,024	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	13,059	$35,389	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sculptor Capital II LP joint	13,000	$35,230	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Intesa Sanpaolo S.p.A.	11,213	$30,387	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	10,923	$29,601	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER TRUST COMPANY, N.A.	3,728	$10,102	34.2%	Defined
ROCKEFELLER FINANCIAL LLC	7,173	$19,438	65.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TRUIST BANK /NC/	4,800	$13,008	46.2%	Defined
Truist Advisory Services, Inc.	5,593	$15,157	53.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Connecticut General Life Insurance Company	10,056	$27,251	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cite Gestion SA	7,500	$20,325	93.8%	Defined
Held directly	500	$1,355	6.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	5,191	$14,067	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	1,451	$3,932	40.7%	Sole
Held directly	2,113	$5,725	59.3%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED MDTA LLC	1,060	$2,872	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Perpetual Ltd	917	$2,485	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Caisse Federale de Credit Mutuel	490	$1,327	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SSB Wealth Management, Inc.	55	$149	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NBT Capital Management, Inc.	50	$135	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deka Investment GmbH	53,000	$119	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DIMENSIONAL FUND ADVISORS LP	3	$8	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	1	$2	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	664,889	$1,502,649	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	621,428	$1,404,427	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Netz Gidur Ltd.	400,000	$904,000	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard Investment Management Ltd	43,004	$97,189	56.5%	Defined
Brevan Howard US Investment Management, LP	33,151	$74,921	43.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DRW Investments, LLC joint	74,648	$168,704	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JEFFERIES LLC	66,700	$150,742	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JEFFERIES LLC	25,000	$56,500	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Capstone Investment Advisors (UK), LLP	14,007	$31,655	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1 joint	13,814	$31,219	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ADHESION WEALTH ADVISOR SOLUTIONS, INC.	5	$11	0.2%	Sole
Fidelity Institutional Asset Management Trust Co	44	$99	2.1%	Sole
Atria Investments, Inc	215	$485	10.2%	Sole
Held directly	1,832	$4,140	87.4%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Caisse Federale de Credit Mutuel joint	821	$1,855	100.0%	Defined

Key facts CIK 1093691 CUSIP 72919P202 13F (30d) 461 filings 438 filers Visit website Investor relations