XFLT · XAI Floating Rate & Alternative Income Trust

$19.23 -0.18 (-0.93%)

Market Cap

$295.48M

15.23M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 60

Total Value: $76,754,087

Total Shares: 4,373,454

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 60 13F filers · Δ vs Mar 31, 2026

Top Holder

14.5%

−2.6 pts

Top 5

53.8%

−8.7 pts

Top 10

77.1%

−4.2 pts

HHI

775

Broadly held−152

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +5

Institutional value: +14.8%

Shares held: +12.3%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Small Thomas J. Herzfeld Advisors, Inc.	+139,143	198,688
Small Bulldog Investors, LLP	+129,570	316,500
Large GUGGENHEIM CAPITAL LLC	+69,642	222,180
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+32,467	54,102
Mega Invesco Ltd.	+29,106	88,990

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mid RIVERNORTH CAPITAL MANAGEMENT, LLC	−293,023	91,734
Large TORONTO DOMINION BANK	−78,499	21,501
Mid SIT INVESTMENT ASSOCIATES INC	−30,000	632,994
Mega JANE STREET GROUP, LLC	−29,387	25,857
Small Virtus Investment Advisers, LLC	−10,036	45,722

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mega CITADEL ADVISORS LLC	286,821	$5,033,708
Mega ENVESTNET ASSET MANAGEMENT INC	163,288	$2,865,704
Mid J.W. COLE ADVISORS, INC.	88,417	$1,551,718
Micro Arlington Capital Management, Inc.	58,636	$1,029,061
Small ROBINSON CAPITAL MANAGEMENT, LLC	28,500	$500,175

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Micro RPO LLC	89,904	$1,544,550
Small SAX WEALTH ADVISORS, LLC	35,405	$608,257
Mid Sculptor Capital LP	15,686	$269,485
Mid Chicago Partners Investment Group LLC	12,512	$214,956
Mid Advisory Services Network, LLC	4,496	$77,241

Filter: New 13 Increased 17 Reduced 16 Sold out 8 Unchanged 14

Showing 60 of 60

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

SIT INVESTMENT ASSOCIATES INC

$11,109,044

14.47%

632,994

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIT FIXED INCOME ADVISORS II LLC /ADV	632,994	$11,109,044	100.0%	Sole

MORGAN STANLEY

$10,872,257

14.17%

619,502

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	20,679	$362,915	3.3%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	598,823	$10,509,342	96.7%	Defined

Eagle Point Credit Management LLC

$7,719,402

10.06%

439,852

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Eagle Point Defensive Income Management LLC	439,852	$7,719,402	100.0%	Defined

Matisse Capital

$6,073,984

7.91%

346,096

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	78,096	$1,370,584	22.6%	Other
Held directly	268,000	$4,703,400	77.4%	Sole

Bulldog Investors, LLP

$5,554,575

7.24%

316,500

CITADEL ADVISORS LLC

$5,033,708

6.56%

286,821

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	12,004	$210,670	4.2%	Defined
Held directly	274,817	$4,823,038	95.8%	Defined

GUGGENHEIM CAPITAL LLC

$3,899,258

5.08%

222,180

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	221,954	$3,895,292	99.9%	Defined
SECURITY INVESTORS LLC	226	$3,966	0.1%	Defined

Thomas J. Herzfeld Advisors, Inc.

$3,486,974

4.54%

198,688

ENVESTNET ASSET MANAGEMENT INC

$2,865,704

3.73%

163,288

Cresset Asset Management, LLC

$2,526,410

3.29%

143,955

LANDSCAPE CAPITAL MANAGEMENT, L.L.C.

$2,504,506

3.26%

142,707

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Landscape High Leverage Fund, LP	26,554	$466,022	18.6%	Defined
LANDSCAPE OFFSHORE HL FUND LTD.	74,050	$1,299,577	51.9%	Defined
Held directly	42,103	$738,907	29.5%	Sole

RIVERNORTH CAPITAL MANAGEMENT, LLC

$1,609,931

2.10%

91,734

Invesco Ltd.

$1,561,773

2.03%

88,990

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	59,347	$1,041,539	66.7%	Defined
Invesco Capital Management LLC	29,643	$520,234	33.3%	Defined

J.W. COLE ADVISORS, INC.

$1,551,718

2.02%

88,417

Arlington Capital Management, Inc.

$1,029,061

1.34%

58,636

Closed-End Fund Advisors, Inc.

$996,436

1.30%

56,777

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$949,490

1.24%

54,102

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	54,102	$949,490	100.0%	Other

Virtus Investment Advisers, LLC

$802,421

1.05%

45,722

LPL Financial LLC

$639,855

0.83%

36,459

UBS Group AG

$601,052

0.78%

34,248

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	34,248	$601,052	100.0%	Defined

ROBINSON CAPITAL MANAGEMENT, LLC

$500,175

0.65%

28,500

JANE STREET GROUP, LLC

$453,790

0.59%

25,857

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	15,042	$263,987	58.2%	Defined
Jane Street Global Trading, LLC	10,815	$189,803	41.8%	Defined

Private Advisor Group, LLC

$446,033

0.58%

25,415

Belpointe Asset Management LLC

$421,551

0.55%

24,020

Kestra Advisory Services, LLC

$406,264

0.53%

23,149

HRT FINANCIAL LP

$404,088

0.53%

23,025

CHOREO, LLC

$390,469

0.51%

22,249

XTX Topco Ltd

$386,573

0.50%

22,027

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	22,027	$386,573	100.0%	Defined

TORONTO DOMINION BANK

$377,342

0.49%

21,501

Samalin Investment Counsel, LLC

$342,663

0.45%

19,525

OSAIC HOLDINGS, INC.

$290,136

0.38%

16,532

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	16,532	$290,136	100.0%	Defined

Cetera Investment Advisers

$272,077

0.35%

15,503

Apollon Wealth Management, LLC

$221,674

0.29%

12,631

ROYAL BANK OF CANADA

$108,054

0.14%

6,157

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	6,105	$107,142	99.2%	Defined
RBC Rochdale, LLC	52	$912	0.8%	Defined

EverSource Wealth Advisors, LLC

$87,750

0.11%

5,000

Global Retirement Partners, LLC

$50,561

0.07%

2,881

HALBERT HARGROVE GLOBAL ADVISORS, LLC

$35,100

0.05%

2,000

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

$29,817

0.04%

1,699

Triumph Capital Management

$28,904

0.04%

1,647

Pinnacle Wealth Planning Services, Inc.

$17,550

0.02%

1,000

BNP PARIBAS ARBITRAGE, SA

$13,478

0.02%

768

Rockefeller Capital Management L.P.

$12,652

0.02%

721

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER TRUST COMPANY, N.A.	698	$12,249	96.8%	Defined
ROCKEFELLER FINANCIAL LLC	23	$403	3.2%	Defined

FIFTH THIRD BANCORP

$11,249

0.01%

641

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	641	$11,249	100.0%	Defined

COMPASS FINANCIAL MANAGEMENT LLC

$9,073

0.01%

517

WPG Advisers, LLC

$7,634

0.01%

435

Integrated Wealth Concepts LLC

$6,704

0.01%

382

Quent Capital, LLC

$5,967

0.01%

340

HIGHLINE WEALTH PARTNERS LLC

$5,265

0.01%

300

SWAN Capital LLC

$4,317

0.01%

246

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.

$3,861

0.01%

220

FNY Investment Advisers, LLC

$3,510

0.00%

200

Byrne Asset Management LLC

$3,510

0.00%

200

ST GERMAIN D J CO INC

$3,159

0.00%

180

Allied Private Wealth LLC

$2,667

0.00%

152

WHITTIER TRUST CO OF NEVADA INC

$1,755

0.00%

100

Allworth Financial LP

$1,035

0.00%

Comprehensive Financial Planning, Inc./PA

$52

0.00%

WELLS FARGO & COMPANY/MN

$35

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	2	$35	100.0%	Defined

DANSKE BANK A/S

$17

0.00%

HUNTINGTON NATIONAL BANK

$17

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sculptor Capital II LP joint	15,686	$269,485	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Investment Management, LLC	145	$2,491	100.0%	Sole

Key facts CIK 1703079 CUSIP 98400T304 13F (30d) 43 filings 43 filers Visit website