XFLT · XAI Floating Rate & Alternative Income Trust · Fund Operations
Market Cap
$260.45M
Shares
15.23M
Volume · Oct 22
12.86K
Avg daily vol (3M)
85.46K
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2025-12-15 | 2025-09-30 | N-2 | 811-23247 | Original | — | — |
| 2024-12-13 | 2024-09-30 | N-2 | 811-23247 | Original | — | — |
| 2023-12-12 | 2023-09-30 | N-2 | 811-23247 | Original | — | — |
| 2022-12-14 | 2022-09-30 | N-2 | 811-23247 | Original | — | — |
| 2021-12-14 | 2021-09-30 | N-2 | 811-23247 | Original | — | — |
| 2020-12-04 | 2020-09-30 | N-2 | 811-23247 | Original | — | — |
Showing 1–6 of 6 filings
Service providers (latest report, filed 2025-12-15)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | XA Investments LLC | US | — |
| Sub-Adviser | Octagon Credit Investors, LLC | US | — |
| Custodian | U.S. Bank, N.A. | US | — |
| Transfer Agent | Equiniti Trust Company, LLC | US | — |
| Administrator | Paralel Technologies LLC | US | — |
| Pricing Service | IHS MARKIT GROUP HOLDINGS LIMITED | US | — |
| Shareholder Servicing Agent | XA Investments LLC | US | Yes |
| Principal Underwriter | Paralel Distributors LLC | US | — |
| Principal Underwriter | UBS Securities LLC | US | — |
| Independent Public Accountant | Cohen & Co, LTD | US | — |