XFLT · XAI Floating Rate & Alternative Income Trust · Shareholders & Ownership
Market Cap
$260.45M
Shares
15.23M
Volume · Oct 21
63.21K
Avg daily vol (3M)
85.46K
Every disclosed holder of XFLT in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns XFLT
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 4,375,765 | — |
| Insiders (Forms 3, 4, 5) | 245,683 | — |
| 13D/G-only blocks | 0 | — |
| Registered funds (N-PORT, not summed) | 769,598 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of XFLT
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
SIT INVESTMENT ASSOCIATES INC
13F
CIK 769317 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
632,994 | ||
| 2 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
619,502 | ||
| 3 |
Eagle Point Credit Management LLC
13F
CIK 1607203 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
439,852 | ||
| 4 |
Matisse Capital
13F
CIK 1668256 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
346,096 | ||
| 4.1 |
Matisse Discounted Closed-End Fund Strategy
Fund
S000038548 · Registered fund · Jun 30, 2026
Starboard Investment Trust, not summed
|
150,000 | ||
| 4.2 |
Matisse Discounted Bond CEF Strategy
Fund
S000061872 · Registered fund · Jun 30, 2026
Starboard Investment Trust, not summed
|
118,000 | ||
| 5 |
Bulldog Investors, LLP
13F
CIK 1504304 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
316,500 | ||
| 6 |
CITADEL ADVISORS LLC
13F
CIK 1423053 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
286,821 | ||
| 7 |
GUGGENHEIM CAPITAL LLC
13F
CIK 1283072 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
222,180 | ||
| 7.1 |
Multi-Hedge Strategies Fund
Fund
S000003747 · Registered fund · Jun 30, 2026
Rydex Variable Trust, not summed
|
167 | ||
| 7.2 |
Guggenheim Multi-Hedge Strategies Fund
Fund
S000003763 · Registered fund · Jun 30, 2026
Rydex Series Funds, not summed
|
59 | ||
| 8 |
Thomas J. Herzfeld Advisors, Inc.
13F
CIK 1509510 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
198,688 | ||
| 9 |
ENVESTNET ASSET MANAGEMENT INC
13F
CIK 1407543 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
163,288 | ||
| 10 |
Cresset Asset Management, LLC
13F
CIK 1761013 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
143,955 | ||
| 11 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
13F
CIK 1536186 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
142,707 | ||
| 12 |
|
115,694 | ||
| 13 |
|
112,192 | ||
| 14 |
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
CIK 1447578 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
91,734 | ||
| 15 |
Invesco Ltd.
13F
CIK 914208 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
88,990 | ||
| 15.1 |
Invesco Zacks Multi-Asset Income ETF
Fund
S000060805 · Registered fund · Jul 31, 2026
Invesco Exchange-Traded Fund Trust, not summed
|
29,239 | ||
| 16 |
J.W. COLE ADVISORS, INC.
13F
CIK 1404763 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
88,417 | ||
| 17 |
Modern Capital Tactical Income Fund
Fund
S000069477 · Registered fund · Jun 30, 2026
Modern Capital Funds Trust, not summed
|
83,081 | ||
| 18 |
Herzfeld Caribbean Basin Fund, Inc.
Fund
· Registered fund · Jun 30, 2026
Herzfeld Caribbean Basin Fund, Inc., not summed
|
59,545 | ||
| 18.1 |
Special Opportunities Fund, Inc.
Fund
· Registered fund · Jun 30, 2026
Special Opportunities Fund, Inc., not summed
|
131,283 | ||
| 18.2 |
High Income Securities Fund
Fund
· Registered fund · May 31, 2026
High Income, not summed
|
105,993 | ||
| 18.3 |
EP Private Capital Fund I
Fund
· Registered fund · Jun 30, 2026
EP Private Capital Fund I, not summed
|
12,480 | ||
| 18.4 |
Eagle Point Defensive Income Trust
Fund
· Registered fund · Jun 30, 2026
Eagle Point Defensive Income Trust, not summed
|
5,729 | ||
| 19 |
Arlington Capital Management, Inc.
13F
CIK 1606507 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
58,636 | ||
| 20 |
Closed-End Fund Advisors, Inc.
13F
CIK 2103520 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
56,777 | ||
| 21 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
CIK 1446194 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
54,102 | ||
| 22 |
Virtus Investment Advisers, LLC
13F
CIK 19481 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
45,722 | ||
| 22.1 |
Virtus Private Credit Strategy ETF
Fund
S000064727 · Registered fund · Jul 31, 2026
ETFis Series Trust I, not summed
|
45,722 | ||
| 23 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
36,459 | ||
| 24 |
|
34,248 | ||
| 25 |
ROBINSON CAPITAL MANAGEMENT, LLC
13F
CIK 1599795 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
28,500 | ||
| 26 |
Robinson Opportunistic Income Fund
Fund
S000052274 · Registered fund · Jun 30, 2026
INVESTMENT MANAGERS SERIES TRUST, not summed
|
28,300 | ||
| 27 |
JANE STREET GROUP, LLC
13F
CIK 1595888 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
25,857 | ||
| 28 |
Private Advisor Group, LLC
13F
CIK 1567755 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
25,415 | ||
| 29 |
Belpointe Asset Management LLC
13F
CIK 1721242 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
24,020 | ||
| 30 |
Kestra Advisory Services, LLC
13F
CIK 1830819 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
23,149 | ||
| 31 |
HRT FINANCIAL LP
13F
CIK 1475597 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
23,025 | ||
| 32 |
CHOREO, LLC
13F
CIK 1679031 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
22,249 | ||
| 33 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
22,027 | ||
| 34 |
TORONTO DOMINION BANK
13F
CIK 947263 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
21,501 | ||
| 35 |
Samalin Investment Counsel, LLC
13F
CIK 1544366 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
19,525 | ||
| 36 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
16,532 | ||
| 37 |
Cetera Investment Advisers
13F
CIK 1666741 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
15,503 | ||
| 38 |
Apollon Wealth Management, LLC
13F
CIK 1764387 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,631 | ||
| 39 |
|
9,342 | ||
| 40 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
6,157 | ||
| 41 |
EverSource Wealth Advisors, LLC
13F
CIK 1710537 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
5,000 | ||
| 42 |
|
4,000 | ||
| 43 |
CoreCap Advisors, LLC
13F
CIK 1902501 · Registered investment adviser · Sep 30, 2026
|
2,909 | ||
| 44 |
Global Retirement Partners, LLC
13F
CIK 1749744 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,881 | ||
| 45 |
|
2,298 | ||
| 46 |
|
2,157 | ||
| 47 |
HALBERT HARGROVE GLOBAL ADVISORS, LLC
13F
CIK 1484205 · Registered investment adviser · Sep 30, 2026
|
2,000 | ||
| 48 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
CIK 1352860 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,699 | ||
| 49 |
Triumph Capital Management
13F
CIK 1730765 · Registered investment adviser · Sep 30, 2026
|
1,652 | ||
| 50 |
Pinnacle Wealth Planning Services, Inc.
13F
CIK 1726752 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,000 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
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