HEQ · John Hancock Diversified Income Fund

$11.86 +0.10 (+0.85%) At close · Sep 4

Market Cap

$141.47M

11.93M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 36

Total Value: $41,136,629

Total Shares: 3,583,332

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 36 13F filers · Δ vs Mar 31, 2026

Top Holder

25.4%

+9.2 pts

Top 5

60.6%

+1.0 pts

Top 10

80.7%

+0.8 pts

HHI

1,126

Broadly held+197

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +3

Institutional value: +9.8%

Shares held: +3.9%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mid Karpus Management, Inc.	+391,119	909,620
Mega Invesco Ltd.	+28,470	159,131
Large COMMONWEALTH EQUITY SERVICES, LLC	+17,711	171,821
Mega ENVESTNET ASSET MANAGEMENT INC	+16,864	154,332
Large Kestra Advisory Services, LLC	+6,397	44,860

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Large Pathstone Holdings, LLC	−289,797	232,244
Mid 1607 Capital Partners, LLC	−54,496	79,413
Mega AMERIPRISE FINANCIAL INC	−19,631	59,744
Small Bulldog Investors, LLP	−7,323	550,968
Mega UBS Group AG	−4,858	1,666

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid Dakota Wealth Management	25,770	$295,839
Mid XTX Topco Ltd	17,333	$198,982
Small Advisory Solutions Group, LLC	10,402	$119,414
Mid IFP Advisors, Inc	1,208	$13,867
Mid Farther Finance Advisors, LLC	380	$4,362

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)	Open
Small ROBINSON CAPITAL MANAGEMENT, LLC	13,376	$145,263
Mid Advisory Services Network, LLC	1,301	$14,128

Filter: New 5 Increased 15 Reduced 11 Sold out 2 Unchanged 5

Showing 36 of 36

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Karpus Management, Inc.

$10,442,437

25.38%

909,620

Bulldog Investors, LLP

$6,325,112

15.38%

550,968

BANK OF AMERICA CORP /DE/

$3,520,376

8.56%

306,653

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	306,653	$3,520,376	100.0%	Defined

Pathstone Holdings, LLC

$2,666,160

6.48%

232,244

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ADVISOR PARTNERS II, LLC	230,093	$2,641,467	99.1%	Defined
Held directly	2,151	$24,693	0.9%	Sole

COMMONWEALTH EQUITY SERVICES, LLC

$1,972,505

4.80%

171,821

Invesco Ltd.

$1,826,823

4.44%

159,131

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	159,131	$1,826,823	100.0%	Defined

ENVESTNET ASSET MANAGEMENT INC

$1,771,731

4.31%

154,332

PRINCIPAL SECURITIES, INC.

$1,760,767

4.28%

153,377

MORGAN STANLEY

$1,640,939

3.99%

142,939

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	142,939	$1,640,939	100.0%	Defined

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

$1,259,493

3.06%

109,712

1607 Capital Partners, LLC

$911,661

2.22%

79,413

WELLS FARGO & COMPANY/MN

$784,507

1.91%

68,337

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	21,354	$245,143	31.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	46,983	$539,364	68.8%	Defined

Kovack Advisors, Inc.

$738,634

1.80%

64,341

AMERIPRISE FINANCIAL INC

$685,860

1.67%

59,744

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC joint	59,744	$685,860	100.0%	Defined

Kestra Advisory Services, LLC

$514,992

1.25%

44,860

&PARTNERS

$510,837

1.24%

44,498

ROYAL BANK OF CANADA

$498,025

1.21%

43,382

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	43,382	$498,025	100.0%	Defined

LPL Financial LLC

$469,945

1.14%

40,936

SAX WEALTH ADVISORS, LLC

$389,780

0.95%

33,953

RAYMOND JAMES FINANCIAL INC

$365,820

0.89%

31,866

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	18,808	$215,915	59.0%	Defined
Raymond James Financial Services Advisors, Inc.	13,058	$149,905	41.0%	Defined

OSAIC HOLDINGS, INC.

$318,615

0.77%

27,754

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	27,654	$317,467	99.6%	Defined
Osaic Advisory Services, LLC	100	$1,148	0.4%	Defined

Dakota Wealth Management

$295,839

0.72%

25,770

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Karpus Management Inc.	25,770	$295,839	100.0%	Defined

Shaker Financial Services, LLC

$291,924

0.71%

25,429

Cetera Investment Advisers

$223,067

0.54%

19,431

XTX Topco Ltd

$198,982

0.48%

17,333

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	17,333	$198,982	100.0%	Defined

NWF Advisory Services Inc.

$176,792

0.43%

15,400

B. Riley Wealth Advisors, Inc.

$167,608

0.41%

14,600

PNC FINANCIAL SERVICES GROUP, INC.

$159,170

0.39%

13,865

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	13,865	$159,170	100.0%	Defined

Advisory Solutions Group, LLC

$119,414

0.29%

10,402

FIFTH THIRD BANCORP

$49,191

0.12%

4,285

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	4,285	$49,191	100.0%	Defined

Colonial Trust Co / SC

$27,150

0.07%

2,365

UBS Group AG

$19,125

0.05%

1,666

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,666	$19,125	100.0%	Defined

IFP Advisors, Inc

$13,867

0.03%

1,208

HARBOUR INVESTMENTS, INC.

$12,628

0.03%

1,100

Farther Finance Advisors, LLC

$4,362

0.01%

380

HIGHLINE WEALTH PARTNERS LLC

$2,491

0.01%

217

Key facts CIK 1496749 CUSIP 47804L102 13F (30d) 22 filings 22 filers Visit website