HEQ · John Hancock Diversified Income Fund · Shareholders & Ownership

$11.25 -0.07 (-0.62%) At close · Oct 23

Market Cap

$135.03M

11.93M

Volume · Oct 23 9180 Avg daily vol (3M) 22.13K

Every disclosed holder of HEQ in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns HEQ

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

No chart: shares outstanding cannot be set against these holders.

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	34	3,556,695	—	Yes
Insiders (Forms 3, 4, 5)	5	6,627	—	Yes
13D/G-only blocks	1	1,074,261	—	Yes
Registered funds (N-PORT, not summed)	4	450,672	—	No

% Out is unavailable: no shares outstanding count is on record.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of HEQ

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	First Trust Portfolios L.P. 13G CIK 1184765 · Unknown · Jun 30, 2026 Rule 13d-1(b), qualified institution	1,074,261	—	-156,204	Jun 30, 2026	Rule 13d-1(b), qualified institution
2	Karpus Management, Inc. 13F CIK 1048703 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	909,620	—	+391,119	Jun 30, 2026	carried, not yet filed for the newest quarter
2.1	Karpus Management, Inc. 13G CIK 1048703 · Investment adviser · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	909,620	—	—	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
3	Bulldog Investors, LLP 13F CIK 1504304 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	550,968	—	-7,323	Jun 30, 2026	carried, not yet filed for the newest quarter
4	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	306,653	—	+2,132	Jun 30, 2026	carried, not yet filed for the newest quarter
5	Special Opportunities Fund, Inc. Fund · Registered fund · Jun 30, 2026 Special Opportunities Fund, Inc., not summed	263,851	—	—	Jun 30, 2026	Special Opportunities Fund, Inc., not summed
5.1	High Income Securities Fund Fund · Registered fund · May 31, 2026 High Income, not summed	186,186	—	—	May 31, 2026	High Income, not summed
6	Pathstone Holdings, LLC 13F CIK 2011612 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	232,244	—	-289,797	Jun 30, 2026	carried, not yet filed for the newest quarter
7	COMMONWEALTH EQUITY SERVICES, LLC 13F CIK 312272 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	171,821	—	+17,711	Jun 30, 2026	carried, not yet filed for the newest quarter
8	Invesco Ltd. 13F CIK 914208 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	159,131	—	+28,470	Jun 30, 2026	carried, not yet filed for the newest quarter
9	ENVESTNET ASSET MANAGEMENT INC 13F CIK 1407543 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	154,332	—	+16,864	Jun 30, 2026	carried, not yet filed for the newest quarter
10	PRINCIPAL SECURITIES, INC. 13F CIK 12600 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	153,377	—	+6,100	Jun 30, 2026	carried, not yet filed for the newest quarter
11	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	142,939	—	-4,782	Jun 30, 2026	carried, not yet filed for the newest quarter
12	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 13F CIK 1352860 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	109,712	—	+378	Jun 30, 2026	carried, not yet filed for the newest quarter
13	1607 Capital Partners, LLC 13F CIK 1436866 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	79,413	—	-54,496	Jun 30, 2026	carried, not yet filed for the newest quarter
14	WELLS FARGO & COMPANY/MN 13F CIK 72971 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	68,337	—	+359	Jun 30, 2026	carried, not yet filed for the newest quarter
15	Kovack Advisors, Inc. 13F CIK 1728321 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	64,341	—	+3,741	Jun 30, 2026	carried, not yet filed for the newest quarter
16	AMERIPRISE FINANCIAL INC 13F CIK 820027 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	59,744	—	-19,631	Jun 30, 2026	carried, not yet filed for the newest quarter
17	Kestra Advisory Services, LLC 13F CIK 1830819 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	44,860	—	+6,397	Jun 30, 2026	carried, not yet filed for the newest quarter
18	&PARTNERS 13F CIK 107136 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	44,498	—	+3,999	Jun 30, 2026	carried, not yet filed for the newest quarter
19	ROYAL BANK OF CANADA 13F CIK 1000275 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	43,382	—	-2,927	Jun 30, 2026	carried, not yet filed for the newest quarter
20	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Jun 30, 2026 carried, not yet filed for the newest quarter	40,936	—	-1,947	Jun 30, 2026	carried, not yet filed for the newest quarter
21	SAX WEALTH ADVISORS, LLC 13F CIK 1846150 · Registered investment adviser · Sep 30, 2026	33,953	—	0	Sep 30, 2026
22	RAYMOND JAMES FINANCIAL INC 13F CIK 720005 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	31,866	—	+203	Jun 30, 2026	carried, not yet filed for the newest quarter
23	OSAIC HOLDINGS, INC. 13F CIK 1677044 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	27,754	—	+3,576	Jun 30, 2026	carried, not yet filed for the newest quarter
24	Dakota Wealth Management 13F CIK 1631353 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	25,770	—	+25,770	Jun 30, 2026	carried, not yet filed for the newest quarter
25	Cetera Investment Advisers 13F CIK 1666741 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	19,431	—	+907	Jun 30, 2026	carried, not yet filed for the newest quarter
26	XTX Topco Ltd 13F CIK 1828301 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	17,333	—	+17,333	Jun 30, 2026	carried, not yet filed for the newest quarter
27	NWF Advisory Services Inc. 13F CIK 2045735 · Registered investment adviser · Sep 30, 2026	15,400	—	0	Sep 30, 2026
28	B. Riley Wealth Advisors, Inc. 13F CIK 1464811 · Unknown · Sep 30, 2026	14,600	—	0	Sep 30, 2026
29	PNC FINANCIAL SERVICES GROUP, INC. 13F CIK 713676 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	13,865	—	+3,865	Jun 30, 2026	carried, not yet filed for the newest quarter
30	Advisory Solutions Group, LLC 13F CIK 2147643 · Unknown · Sep 30, 2026	10,402	—	0	Sep 30, 2026
31	FIFTH THIRD BANCORP 13F CIK 35527 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	4,285	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
32	Colonial Trust Co / SC 13F CIK 1954093 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	2,365	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
33	Ellison Noni L Insider CIK 1840857 · Dec 23, 2024 Insider, issuer-wide	2,252	—	+1,099	Dec 23, 2024	Insider, issuer-wide
34	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,666	—	-4,858	Jun 30, 2026	carried, not yet filed for the newest quarter
35	Bacic William K Insider CIK 2032340 · Jul 22, 2026 Insider, issuer-wide	1,294	—	+308	Jul 22, 2026	Insider, issuer-wide
36	Wright Thomas Rowe Insider CIK 1669193 · Apr 8, 2025 Director, issuer-wide	1,139	—	—	Apr 8, 2025	Director, issuer-wide
37	HARBOUR INVESTMENTS, INC. 13F CIK 810121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,100	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
38	Hurtsellers Christine Insider CIK 1481859 · May 6, 2026 See Remarks, issuer-wide	1,037	—	—	May 6, 2026	See Remarks, issuer-wide
39	Phelan Kenneth J Insider CIK 1779467 · Jan 27, 2026 Director, issuer-wide	905	—	—	Jan 27, 2026	Director, issuer-wide
40	Multi-Hedge Strategies Fund Fund S000003747 · Registered fund · Jun 30, 2026 Rydex Variable Trust, not summed	468	—	-2,658	Jun 30, 2026	Rydex Variable Trust, not summed
41	Farther Finance Advisors, LLC 13F CIK 1992825 · Registered investment adviser · Sep 30, 2026	380	—	0	Sep 30, 2026
42	HIGHLINE WEALTH PARTNERS LLC 13F CIK 2042654 · Registered investment adviser · Sep 30, 2026	217	—	0	Sep 30, 2026
43	Guggenheim Multi-Hedge Strategies Fund Fund S000003763 · Registered fund · Jun 30, 2026 Rydex Series Funds, not summed	167	—	-989	Jun 30, 2026	Rydex Series Funds, not summed

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Key facts CIK 1496749 CUSIP 47804L102 13F (30d) 6 filings 6 filers Visit website