B. Riley Wealth Advisors, Inc.

CIK

1464811

Location

MEMPHIS, TN

Portfolio Value

Mid $2,452,456,020

Diversification

Diversified

Filing Date

Global Rank

#1,673 / 8,818 ▲ 6 · as of Jun 2026

Top Industry

Semiconductors 19.1%

Period ended 28 days ago

Filed Oct 13, 2026 · 15d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 36.1%, 42.7 effective positions, active share 43.5% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

20.2% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 21.8 quarters (12+), a floor since 70.1% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 43.5%; sector active share 30.2% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

995 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

8.7%

−1.7 pts

Top 5

27.1%

−0.1 pts

Top 10

37.0%

+0.4 pts

HHI

222

Diversified−18

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	42.1%	$1,033,135,643	398
Technology	26.6%	$651,321,571	99
Financial Services	7.3%	$179,577,267	151
Communication Services	5.5%	$134,256,514	24
Healthcare	4.8%	$116,600,362	70
Consumer Cyclical	4.0%	$98,944,086	38
Industrials	4.0%	$97,038,757	89
Consumer Defensive	1.8%	$43,006,705	24
Energy	1.6%	$39,654,497	32
Basic Materials	1.4%	$35,353,024	29
Utilities	0.5%	$12,046,362	22
Real Estate	0.5%	$11,521,232	19

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
—		+419,510	513,880	$0
FVAL	Fidelity Value Factor ETF	+239,333	264,270	$21,342,445
VUG	VANGUARD GROWTH INDEX FUND	+209,537	555,179	$50,027,179
BUFR	FT Vest Laddered Buffer ETF	+166,032	186,002	$6,969,494
BPRE	Bluerock Private Real Estate Fund	+154,967	609,920	$7,648,396
NLY	Annaly Capital Management Inc	+144,339	161,005	$3,041,384
JPST	JPMorgan Ultra-Short Income ETF	+120,151	240,441	$12,111,013
AAPL	Apple Inc.	+108,669	336,396	$112,026,595
IAU	Ishares Gold Trust	+101,771	126,977	$9,916,903
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+99,568	125,064	$15,716,792
DBO	Invesco DB Oil Fund	+92,841	106,641	$2,532,723
BFLX	Cann American Corp.	+91,242	118,752	$3,049,551
GLAD	Gladstone Capital Corp	+89,446	225,027	$4,327,269
NFLX	Netflix Inc	+89,105	187,572	$13,051,259
TBIL	F/m US Treasury 3 Month Bill Fund	+81,436	91,436	$4,558,084
NVDA	Nvidia Corp	+80,978	582,603	$133,054,873
CGMS	Capital Group U.S. Multi-Sector Income ETF	+79,570	136,642	$3,584,119
CRWD	CrowdStrike Holdings, Inc.	+79,541	103,966	$27,524,998
AWF	Alliancebernstein Global High Income Fund Inc	+77,367	114,562	$1,114,688
FNX	First Trust Mid Cap Core AlphaDEX Fund	+66,348	71,053	$9,584,339
CGBL	Capital Group Core Balanced ETF	+63,532	417,954	$15,359,809
PULS	PGIM Ultra Short Bond ETF	+62,422	86,523	$4,279,427
SCHG	Schwab U.S. Large-Cap Growth ETF	+61,914	208,608	$7,495,285
AMZN	Amazon Com Inc	+61,595	212,968	$53,060,977
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	+56,861	81,478	$5,010,897
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
NXXT	Nextnrg, Inc.	−1,800,092	300,000	$252,570
FELG	Fidelity Enhanced Large Cap Growth ETF	−151,329	26,763	$1,206,743
STEW	SRH Total Return Fund, Inc.	−45,282	359,766	$6,249,135
IOVA	Iovance Biotherapeutics, Inc.	−27,700	23,300	$345,306
PCY	Invesco Ltd.	−24,890	10,588	$0
MNA	NYLIM Merger Arbitrage ETF	−20,795	97,693	$3,598,033
—		−18,053	22,097	$0
MBB	iShares MBS ETF	−16,014	6,516	$583,963
BOND	PIMCO Active Bond Exchange-Traded Fund	−14,917	64,564	$5,616,422
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	−11,575	12,988	$2,015,737
RILY	BRC Group Holdings, Inc.	−11,000	62,820	$306,875
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	−10,293	61,694	$3,659,071
ABEV	Ambev S.A.	−9,755	23,624	$68,982
AGI	Alamos Gold Inc	−9,015	109,784	$3,555,903
NOK	Nokia Corp	−8,587	10,228	$103,711
CII	BlackRock Enhanced Large Cap Core Fund, Inc.	−8,506	8,427	$202,248
HFRO	Highland Opportunities & Income Fund	−8,152	17,663	$117,635
IEMG	iShares Trust	−8,125	64,235	$0
BA	Boeing Co	−7,960	26,970	$5,017,768
ITOT	iShares Core S&P Total U.S. Stock Market ETF	−7,915	10,152	$1,688,074
IWF	iShares Russell 1000 Growth ETF	−7,360	45,311	$5,675,655
DGRO	iShares Core Dividend Growth ETF	−7,172	116,621	$8,792,057
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	−7,148	9,900	$1,011,582
GDX	VanEck Gold Miners ETF	−6,823	7,099	$623,292
SPHQ	Invesco S&P 500 Quality ETF	−6,732	3,131	$263,254
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
FDMO	Fidelity Momentum Factor ETF	90,813	$8,627,235
EMLP	First Trust North American Energy Infrastructure Fund	208,816	$8,559,367
XSOE	WisdomTree Emerging Markets ex-State-Owned Enterprises Fund	147,492	$6,910,000
QSPT	FT Vest Nasdaq-100 Buffer ETF - September	157,555	$5,758,635
QMMY	FT Vest Nasdaq-100 Moderate Buffer ETF - May	190,015	$5,130,405
JHSC	John Hancock Multifactor Small Cap ETF	86,764	$3,943,163
AX	Axos Financial, Inc.	43,475	$3,763,630
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	34,955	$3,534,999
GARP	iShares MSCI USA Quality GARP ETF	41,022	$3,497,535
DDTO		121,133	$2,869,640
BRSV		62,312	$2,655,114
DQSE		86,204	$2,650,574
JGRO	JPMorgan Active Growth ETF	24,669	$2,382,532
BTC	Grayscale Bitcoin Mini Trust ETF	60,734	$2,244,121
CLS	Celestica Inc	6,133	$2,216,650
JPUS	JPMorgan Diversified Return U.S. Equity ETF	15,513	$2,105,424
DBA	Invesco Db Agriculture Fund	72,872	$2,050,618
ACWX	iShares MSCI ACWI ex U.S. ETF	25,949	$1,962,263
AVUV	Avantis U.S. Small Cap Value ETF	16,331	$1,923,301
JVAL	JPMorgan U.S. Value Factor ETF	32,643	$1,890,682
DDFS		81,300	$1,813,803
SHV	iShares 0-1 Year Treasury Bond ETF	15,923	$1,756,625
FIX	Comfort Systems USA Inc	937	$1,549,882
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	9,611	$1,517,096
WCBR	WisdomTree Cybersecurity Fund	32,581	$1,491,193
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
AB	Alliancebernstein Holding L.P.	75,577	$2,661,821
ILF	iShares Latin America 40 ETF	44,065	$1,487,193
SH	ProShares Short S&P500	41,563	$1,372,410
JPIE	JPMorgan Income ETF	24,057	$1,107,824
SF	Stifel Financial Corp	8,865	$618,511
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	5,539	$486,767
IEUR	iShares Core MSCI Europe ETF	5,768	$433,580
—		7,619	$348,950
KBWD	Invesco Ltd.	26,918	$334,321
ALL	Allstate Corp	1,395	$331,926
PHM	Pultegroup Inc	2,321	$318,464
ORLY	O Reilly Automotive Inc	3,179	$292,754
JNK	State Street(R) SPDR(R) Bloomberg High Yield Bond ETF	2,953	$284,580
DFIC	Dimensional International Core Equity 2 ETF	7,052	$262,757
ETG	Eaton Vance Tax-Advantaged Global Dividend Income Fund	11,039	$259,858
AAOI	Applied Optoelectronics, Inc.	1,711	$253,501
COHR	Coherent Corp.	638	$251,671
FNF	Fidelity National Financial, Inc.	5,299	$249,900
BNDS	Infrastructure Capital Bond Income ETF	4,900	$247,058
BEP	Brookfield Renewable Partners L.P.	6,951	$241,408
SOLS	Solstice Advanced Materials Inc.	2,685	$237,891
RRX	Regal Rexnord Corp	971	$231,282
IONS	Ionis Pharmaceuticals Inc	2,897	$229,703
UTES	Virtus Reaves Utilities ETF	2,787	$227,809
MDLZ	Mondelez International, Inc.	3,798	$219,676
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

995 tracked positions · $2,452,456,020 total · filing declares 1,092 positions · $2,568,958,194 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 995 positions by value · page 1 of 20

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
NVDA	Nvidia Corp PUT CALL + SHARES Technology	Added	696,063	+88,118	$158,966,867	+30.7%	6.48%
AAPL	Apple Inc. Technology	Added	336,396	+108,669	$112,026,595	+70.0%	4.57%
MSFT	Microsoft Corp CALL + SHARES Technology	Added	115,604	+31,726	$59,293,291	+89.5%	2.42%
AMZN	Amazon Com Inc CALL + SHARES Consumer Cyclical	Added	213,568	+60,695	$53,210,467	+46.0%	2.17%
VUG	VANGUARD GROWTH INDEX FUND	Added	555,179	+209,537	$50,027,179	+68.0%	2.04%
IVV	iShares Core S&P 500 ETF	Added	64,810	+5,166	$49,634,738	+11.1%	2.02%
META	Meta Platforms, Inc. CALL + SHARES Communication Services	Added	66,888	+5,475	$48,505,839	+40.2%	1.98%
SPY	Spdr S&P 500 ETF Trust	Added	45,385	+11,684	$34,611,962	+37.5%	1.41%
GOOGL	Alphabet Inc. PUT + SHARES Communication Services	Added	88,612	+24,809	$30,489,616	+33.7%	1.24%
PLTR	Palantir Technologies Inc. CALL + SHARES Technology	Reduced	158,487	-10,218	$29,644,993	+50.6%	1.21%
LLY	ELI LILLY & Co CALL + SHARES Healthcare	Reduced	25,244	-178	$29,209,327	−4.2%	1.19%
QQQ	Invesco Qqq Trust, Series 1	Added	38,131	+8,861	$28,208,169	+30.9%	1.15%
CRWD	CrowdStrike Holdings, Inc. CALL + SHARES Technology	Added	105,966	+81,041	$28,054,498	+47.5%	1.14%
GOOG	Alphabet Inc. CALL + SHARES Communication Services	Added	80,781	+26,441	$27,525,317	+43.4%	1.12%
AVGO	Broadcom Inc. CALL + SHARES Technology	Added	74,456	+16,191	$26,148,202	+18.8%	1.07%
VTV	VANGUARD VALUE INDEX FUND	Added	116,706	+23,917	$25,217,832	+24.7%	1.03%
APUE	ActivePassive U.S. Equity ETF	Added	520,995	+10,026	$24,476,345	+3.7%	1.00%
PANW	Palo Alto Networks Inc Technology	Reduced	60,770	-411	$24,144,528	+15.7%	0.98%
AMD	Advanced Micro Devices Inc CALL + SHARES Technology	Added	38,185	+3,068	$23,360,055	+14.5%	0.95%
JPM	Jpmorgan Chase & Co CALL + SHARES Financial Services	Added	67,261	+17,071	$22,251,956	+35.4%	0.91%
FVAL	Fidelity Value Factor ETF	Added	264,270	+239,333	$21,342,445	+998.2%	0.87%
LRCX	Lam Research Corp CALL + SHARES Technology	Added	64,709	+47,055	$21,257,553	+177.9%	0.87%
SMH	VanEck Semiconductor ETF	Added	33,981	+907	$20,694,429	−4.6%	0.84%
MU	Micron Technology Inc CALL + SHARES Technology	Added	19,429	+6,743	$20,694,022	+41.3%	0.84%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Added	104,810	+3,081	$20,516,557	+5.9%	0.84%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	33,933	+9,210	$16,896,937	+36.6%	0.69%
CSM	ProShares Large Cap Core Plus	Added	182,748	+19,903	$15,858,999	+14.3%	0.65%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Added	125,064	+99,568	$15,716,792	+415.8%	0.64%
CGBL	Capital Group Core Balanced ETF	Added	417,954	+63,532	$15,359,809	+14.2%	0.63%
JNJ	Johnson & Johnson CALL + SHARES Healthcare	Added	57,115	+7,772	$15,120,625	+20.7%	0.62%
VOO	VANGUARD 500 INDEX FUND	Added	20,809	+3,858	$14,584,195	+25.3%	0.59%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	36,967	+11,420	$13,834,530	+46.3%	0.56%
NFLX	Netflix Inc Communication Services	Added	187,572	+88,605	$13,051,259	+84.7%	0.53%
GLD	Spdr Gold Trust CALL + SHARES	Added	34,211	+11,201	$13,028,917	+53.7%	0.53%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	27,025	+4,971	$12,328,534	+17.1%	0.50%
JPST	JPMorgan Ultra-Short Income ETF	Added	240,441	+120,151	$12,111,013	+99.1%	0.49%
APIE	ActivePassive International Equity ETF	Added	287,611	+34,671	$11,064,395	+12.9%	0.45%
TSLA	Tesla, Inc. Consumer Cyclical	Added	30,734	+3,980	$10,904,730	−3.1%	0.44%
VEA	Vanguard FTSE Developed Markets ETF	Added	153,022	+9,378	$10,804,883	+5.6%	0.44%
VIG	Vanguard Specialized Funds	Added	45,742	+42,135	$10,672,066	+1150.4%	0.44%
WMT	Walmart Inc. Consumer Defensive	Added	99,656	+26,574	$10,356,251	+25.1%	0.42%
ABBV	AbbVie Inc. CALL + SHARES Healthcare	Added	39,572	+7,152	$10,351,639	+26.9%	0.42%
IAU	Ishares Gold Trust	Added	126,977	+101,771	$9,916,903	+421.0%	0.40%
IVW	iShares S&P 500 Growth ETF	Added	68,444	+3,410	$9,736,843	+8.9%	0.40%
ICVT	iShares Convertible Bond ETF	Added	84,954	+3,066	$9,594,279	−3.8%	0.39%
FNX	First Trust Mid Cap Core AlphaDEX Fund	Added	71,053	+66,348	$9,584,339	+1291.9%	0.39%
XOM	ExxonMobil Holdings Corp CALL + SHARES Energy	Added	58,590	+11,830	$9,535,521	+49.2%	0.39%
GS	Goldman Sachs Group Inc CALL + SHARES Financial Services	Added	10,519	+1,544	$9,470,886	+4.3%	0.39%
STX	Seagate Technology Holdings plc Technology	Reduced	10,078	-57	$9,295,342	−5.0%	0.38%
ASML	Asml Holding NV Technology	Added	5,064	+4,360	$9,174,296	+555.0%	0.37%

Showing the top 50 of 995 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.