SAX WEALTH ADVISORS, LLC

Registered adviser

CIK

1846150

Location

PARSIPPANY, NJ

Portfolio Value

Mid $3,216,934,105

Diversification

Diversified

Filing Date

Global Rank

#1,349 / 8,821 ▲ 112 · as of Jun 2026

Top Industry

Semiconductors 25.1%

Period ended 33 days ago

Filed Oct 13, 2026 · 20d

24 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 119193

Roster of Oct 1, 2026

Regulatory AUM

$3,596,080,962

Main clients

Individuals and high net worth (94% of AUM)

Private funds

1 fund · Other private funds

Focus by fund count, roster of Oct 1, 2026

$19,336,584 gross assets

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$3,596,080,962	Individuals and high net worth (94%)
Mar 2025 to Mar 2026	$2,440,851,802	Individuals and high net worth (94%)
Apr 2024 to Feb 2025	$1,739,354,773	Individuals and high net worth (94%)
May 2023 to Mar 2024	$1,287,688,205	Individuals and high net worth (94%)
Apr 2023	$1,287,688,205	Individuals and high net worth (94%)
Apr 2022 to Mar 2023	$1,360,874,502	Individuals and high net worth (90%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 73.9% of the book (60%+)

Turnover

Low turnover

7.3% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 15.2 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 75.2%; sector active share 68.2% against the combined 13F book's sector weights.

Over time 23 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

748 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

27.9%

−3.8 pts

Top 5

58.6%

−6.3 pts

Top 10

68.6%

−5.4 pts

HHI

1,138

Diversified−275

Portfolio Trend

24 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	73.2%	$2,355,423,838	344
Technology	13.6%	$438,484,271	77
Financial Services	2.9%	$92,240,922	79
Communication Services	2.5%	$80,060,391	19
Industrials	1.9%	$60,984,471	64
Healthcare	1.8%	$58,966,059	45
Consumer Cyclical	1.6%	$51,037,125	31
Energy	0.9%	$30,274,462	24
Consumer Defensive	0.7%	$22,055,499	20
Utilities	0.4%	$11,804,069	16
Basic Materials	0.4%	$11,646,238	20
Real Estate	0.1%	$3,956,760	9

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
FBND	Fidelity Total Bond ETF	+2,236,473	6,727,943	$291,319,931
DFUS	Dimensional U.S. Equity Market ETF	+481,353	4,731,975	$392,895,884
NVDA	Nvidia Corp	+414,330	521,228	$119,038,050
DFAI	Dimensional International Core Equity Market ETF	+215,071	1,444,714	$59,854,501
AAPL	Apple Inc.	+201,062	325,723	$108,472,273
DFIV	Dimensional International Value ETF	+194,746	1,138,487	$63,595,883
CLOI	VanEck CLO ETF	+161,469	562,168	$29,778,038
JMST	JPMorgan Ultra-Short Municipal Income ETF	+154,478	158,572	$8,017,400
AVEM	Avantis Emerging Markets Equity ETF	+154,026	230,840	$21,703,576
SPHQ	Invesco S&P 500 Quality ETF	+121,595	663,646	$55,799,355
JPST	JPMorgan Ultra-Short Income ETF	+114,818	123,740	$6,232,783
VUG	VANGUARD GROWTH INDEX FUND	+113,480	137,817	$12,418,689
AVMU	Avantis Core Municipal Fixed Income ETF	+101,671	236,559	$10,105,800
USFR	WisdomTree Floating Rate Treasury Fund	+90,769	117,334	$5,912,460
QQQM	Invesco Ltd.	+75,340	556,761	$0
AMD	Advanced Micro Devices Inc	+70,084	75,636	$46,271,079
AMZN	Amazon Com Inc	+64,645	107,951	$26,895,991
IWF	iShares Russell 1000 Growth ETF	+62,609	82,161	$10,291,486
IBDU	iShares iBonds Dec 2029 Term Corporate ETF	+61,224	152,069	$3,450,445
JIRE	JPMorgan International Research Enhanced Equity ETF	+58,008	409,691	$33,660,212
IBDT	iShares iBonds Dec 2028 Term Corporate ETF	+52,060	206,787	$5,161,403
SCHZ	Schwab U.S. Aggregate Bond ETF	+51,952	84,536	$1,868,245
MSFT	Microsoft Corp	+47,178	89,298	$45,800,944
QUAL	iShares MSCI USA Quality Factor ETF	+47,003	512,973	$114,003,119
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+44,385	58,341	$5,236,688
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	−217,342	186,173	$13,060,035
DFAC	Dimensional U.S. Core Equity 2 ETF	−188,985	1,960,200	$87,130,890
BNDX	Vanguard Total International Bond ETF	−156,263	100,250	$4,698,717
FNDE	Schwab Fundamental Emerging Markets Equity ETF	−117,847	171,069	$7,162,659
DFAT	Dimensional U.S. Targeted Value ETF	−63,685	711,697	$47,285,148
VEA	Vanguard FTSE Developed Markets ETF	−61,031	254,970	$18,003,431
DFIC	Dimensional International Core Equity 2 ETF	−60,852	68,499	$2,576,247
VVR	Invesco Senior Income Trust	−53,141	99,253	$286,841
DFCF	Dimensional Core Fixed Income ETF	−49,908	102,304	$4,104,436
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	−47,684	90,644	$5,376,095
DFSD	Dimensional Short-Duration Fixed Income ETF	−47,410	197,358	$9,171,620
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	−42,219	248,244	$9,189,992
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	−35,575	39,109	$952,695
PFF	iShares Preferred and Income Securities ETF	−33,139	22,242	$656,139
VXUS	Vanguard Total International Stock ETF	−27,800	26,525	$2,253,564
FLOT	iShares Floating Rate Bond ETF	−27,654	194,711	$9,939,996
DFEM	Dimensional Emerging Markets Core Equity 2 ETF	−24,462	54,163	$2,151,354
IBDR	iShares iBonds Dec 2026 Term Corporate ETF	−22,286	345,388	$8,372,205
DFUV	Dimensional U.S. Marketwide Value ETF	−22,132	791,903	$43,554,665
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−22,008	87,527	$32,756,104
DJP		−20,367	194,205	$10,005,441
SCHB	Schwab U.S. Broad Market ETF	−19,222	268,077	$7,857,336
SCHG	Schwab U.S. Large-Cap Growth ETF	−17,367	112,619	$4,046,400
IGIB	iShares 5-10 Year Investment Grade Corporate Bond ETF	−17,284	10,891	$548,361
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	−15,924	48,728	$4,979,027
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
NBIS	Nebius Group N.V.	17,752	$4,187,341
HUBB	Hubbell Inc	8,119	$3,682,778
WDC	Western Digital Corp	7,809	$3,548,878
HGER	Harbor Commodity All-Weather Strategy ETF	89,191	$3,144,874
FOXY		117,484	$3,139,172
DUSB	Dimensional Ultrashort Fixed Income ETF	59,083	$2,983,100
FCX	Freeport-Mcmoran Inc	35,631	$2,494,170
SRE	Sempra	29,748	$2,319,154
SPCX	Space Exploration Technologies Corp	15,368	$2,318,416
GLDM	World Gold Trust	28,142	$2,312,709
NTRA	Natera, Inc.	4,775	$1,973,555
ASML	Asml Holding NV	1,053	$1,907,688
CNEQ	Alger Concentrated Equity ETF	43,957	$1,785,972
LITE	Lumentum Holdings Inc.	1,574	$1,528,763
ALAB	Astera Labs, Inc.	4,285	$1,525,331
ATFV	Alger 35 ETF	36,466	$1,483,619
STX	Seagate Technology Holdings plc	1,563	$1,441,617
BKSY	BlackSky Technology Inc.	67,157	$1,431,115
PFS	Provident Financial Services Inc	61,288	$1,357,529
SNOW	Snowflake Inc.	3,983	$1,352,467
NEM	NEWMONT Corp	11,688	$1,348,093
NUBD	Nuveen ESG U.S. Aggregate Bond ETF	62,059	$1,313,789
TLN	Talen Energy Corp	4,200	$1,313,298
ALAI	Alger ETF Trust	28,260	$1,313,242
XAGG	Eaton Vance Income Opportunities ETF	26,499	$1,276,059
No positions match the current search.

Sold Out

Positions the filer fully exited

21 positions

Ticker	Company	Shares	Value
—		15,603	$1,174,125
SMTC	Semtech Corp	3,295	$533,295
SGOV	iShares 0-3 Month Treasury Bond ETF	5,106	$514,021
IHI	iShares U.S. Medical Devices ETF	10,083	$498,201
DFSI	Dimensional International Sustainability Core 1 ETF	10,929	$492,897
DFSB	Dimensional Global Sustainability Fixed Income ETF	7,831	$408,073
SHY	iShares 1-3 Year Treasury Bond ETF	3,592	$294,939
ITM	VanEck Intermediate Muni ETF	5,973	$280,671
BITB	Bitwise Bitcoin ETF	8,646	$275,461
CNI	Canadian National Railway Co	2,218	$264,474
DRI	Darden Restaurants Inc	1,249	$257,306
TIP	iShares TIPS Bond ETF	2,172	$237,681
FVD	First Trust Value Line Dividend Index Fund	4,575	$220,423
IGLB	iShares 10+ Year Investment Grade Corporate Bond ETF	4,338	$217,073
AJG	Arthur J. Gallagher & Co.	941	$216,025
NEAR	iShares Short Duration Bond Active ETF	4,178	$211,657
BGX	Blackstone Long-Short Credit Income Fund	18,787	$204,402
—		4,233	$203,057
MUJ	Blackrock Muniholdings New Jersey Quality Fund, Inc.	15,815	$194,682
DMLP	Dorchester Minerals, L.P.	7,500	$189,375
EVN	Eaton Vance Municipal Income Trust	13,481	$151,796
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

748 tracked positions · $3,216,934,105 total · filing declares 750 positions · $3,504,102,565 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 748 positions by value · page 1 of 15

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
DFUS	Dimensional U.S. Equity Market ETF	Added	4,731,975	+481,353	$392,895,884	+12.8%	12.21%
FBND	Fidelity Total Bond ETF	Added	6,727,943	+2,236,473	$291,319,931	+42.6%	9.06%
NVDA	Nvidia Corp Technology	Added	521,228	+414,330	$119,038,050	+456.5%	3.70%
QUAL	iShares MSCI USA Quality Factor ETF	Added	512,973	+47,003	$114,003,119	+11.5%	3.54%
AAPL	Apple Inc. Technology	Added	325,723	+201,062	$108,472,273	+200.7%	3.37%
DFAC	Dimensional U.S. Core Equity 2 ETF	Reduced	1,960,200	-188,985	$87,130,890	−8.6%	2.71%
DFIV	Dimensional International Value ETF	Added	1,138,487	+194,746	$63,595,883	+24.7%	1.98%
DFAI	Dimensional International Core Equity Market ETF	Added	1,444,714	+215,071	$59,854,501	+18.0%	1.86%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	781,473	-737	$56,226,982	−6.8%	1.75%
SPHQ	Invesco S&P 500 Quality ETF	Added	663,646	+121,595	$55,799,355	+14.3%	1.73%
DFAS	Dimensional U.S. Small Cap ETF	Added	637,117	+33,842	$49,325,598	−0.7%	1.53%
DFAT	Dimensional U.S. Targeted Value ETF	Reduced	711,697	-63,685	$47,285,148	−12.8%	1.47%
AMD	Advanced Micro Devices Inc Technology	Added	75,636	+70,084	$46,271,079	+1334.7%	1.44%
MSFT	Microsoft Corp Technology	Added	89,298	+47,178	$45,800,944	+191.5%	1.42%
DFUV	Dimensional U.S. Marketwide Value ETF	Reduced	791,903	-22,132	$43,554,665	−2.7%	1.35%
IVV	iShares Core S&P 500 ETF	Added	45,488	+9,492	$34,836,984	+29.2%	1.08%
JIRE	JPMorgan International Research Enhanced Equity ETF	Added	409,691	+58,008	$33,660,212	+16.0%	1.05%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	87,527	-22,008	$32,756,104	−19.2%	1.02%
SPY	Spdr S&P 500 ETF Trust	Added	39,185	+7,657	$29,883,656	+26.9%	0.93%
CLOI	VanEck CLO ETF	Added	562,168	+161,469	$29,778,038	+40.3%	0.93%
DUHP	Dimensional US High Profitability ETF	Added	700,521	+39,024	$29,358,835	+6.4%	0.91%
DFAU	Dimensional US Core Equity Market ETF	Added	558,577	+27,746	$29,247,091	+6.6%	0.91%
AMZN	Amazon Com Inc Consumer Cyclical	Added	107,951	+64,645	$26,895,991	+160.6%	0.84%
META	Meta Platforms, Inc. Communication Services	Added	31,457	+23,172	$22,811,987	+388.8%	0.71%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Reduced	132,867	-3,210	$22,093,124	−1.2%	0.69%
AVEM	Avantis Emerging Markets Equity ETF	Added	230,840	+154,026	$21,703,576	+192.8%	0.67%
GOOG	Alphabet Inc. Communication Services	Added	62,656	+32,167	$21,349,405	+98.2%	0.66%
VOO	VANGUARD 500 INDEX FUND	Added	29,070	+5,595	$20,374,000	+26.4%	0.63%
AVGO	Broadcom Inc. Technology	Added	56,112	+43,747	$19,705,973	+321.9%	0.61%
GOOGL	Alphabet Inc. Communication Services	Added	54,849	+18,018	$18,872,443	+43.4%	0.59%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	254,970	-61,031	$18,003,431	−20.0%	0.56%
VTV	VANGUARD VALUE INDEX FUND	Reduced	83,140	-1,396	$17,964,891	−2.5%	0.56%
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Reduced	229,254	-11,330	$17,515,005	−6.6%	0.54%
VIG	Vanguard Specialized Funds	Added	74,299	+1,599	$17,334,699	+0.8%	0.54%
JPM	Jpmorgan Chase & Co Financial Services	Added	48,905	+23,691	$16,179,241	+96.0%	0.50%
QQQ	Invesco Qqq Trust, Series 1	Added	20,921	+2,973	$15,476,728	+17.1%	0.48%
BRK-A	Berkshire Hathaway Inc Financial Services	Added	20	+8	$14,940,100	+66.3%	0.46%
AVUS	Avantis U.S. Equity ETF	Reduced	115,259	-1,795	$14,763,525	−1.5%	0.46%
EFV	iShares MSCI EAFE Value ETF	Reduced	177,992	-1,229	$14,086,286	+2.7%	0.44%
DFLV	Dimensional US Large Cap Value ETF	Added	346,705	+35,607	$13,927,139	+13.2%	0.43%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Reduced	186,173	-217,342	$13,060,035	−55.9%	0.41%
VUG	VANGUARD GROWTH INDEX FUND	Added	137,817	+113,480	$12,418,689	+492.4%	0.39%
DFAE	Dimensional Emerging Core Equity Market ETF	Added	304,424	+2,032	$11,966,907	−1.6%	0.37%
FBCG	Fidelity Covington Trust	Reduced	188,015	-5,358	$11,884,428	−1.0%	0.37%
IJR	iShares Core S&P Small-Cap ETF	Reduced	86,596	-7,368	$11,780,519	−15.5%	0.37%
DIHP	Dimensional International High Profitability ETF	Reduced	333,428	-2,199	$11,233,189	−1.9%	0.35%
JNJ	Johnson & Johnson Healthcare	Added	40,886	+4,277	$10,824,159	+16.4%	0.34%
VTC	VANGUARD TOTAL CORPORATE BOND ETF	Added	148,207	+7,378	$10,786,505	−0.3%	0.34%
IWF	iShares Russell 1000 Growth ETF	Added	82,161	+62,609	$10,291,486	+323.9%	0.32%
AVMU	Avantis Core Municipal Fixed Income ETF	Added	236,559	+101,671	$10,105,800	+60.8%	0.31%

Showing the top 50 of 748 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.