FORTEM FINANCIAL GROUP, LLC

Registered adviser

CIK

1766509

Location

PALM DESERT, CA

Portfolio Value

Small $472,938,873

Diversification

Diversified

Filing Date

Global Rank

#3,978 / 8,811 ▲ 79 · as of Jun 2026

Top Industry

Semiconductors 17.1%

Period ended 21 days ago

Filed Oct 20, 2026 · 1d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 291662

Roster of Oct 1, 2026

Regulatory AUM

$631,885,884

Main clients

Individuals and high net worth (93% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$631,885,884	Individuals and high net worth (93%)
Apr 2025 to Mar 2026	$528,544,068	Individuals and high net worth (92%)
Apr 2024 to Mar 2025	$438,058,565	Individuals and high net worth (93%)
May 2023 to Mar 2024	$394,793,078	Individuals and high net worth (94%)
Apr 2023	$394,793,078	Individuals and high net worth (94%)
Apr 2022 to Mar 2023	$467,274,163	Individuals and high net worth (91%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 33.6%, 52.7 effective positions, active share 62.3% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

23.1% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 14.6 quarters (12+), a floor since 19.2% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 62.3%; sector active share 21.4% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

190 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

5.3%

+0.8 pts

Top 5

19.3%

−0.4 pts

Top 10

31.6%

−2.0 pts

HHI

185

Diversified−5

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	39.6%	$187,375,566	35
Unclassified	24.6%	$116,203,757	40
Industrials	6.9%	$32,786,413	20
Consumer Cyclical	6.7%	$31,911,784	14
Communication Services	5.3%	$25,107,331	9
Financial Services	4.5%	$21,126,115	24
Healthcare	3.6%	$17,010,971	12
Energy	3.2%	$14,992,438	18
Real Estate	1.6%	$7,414,743	4
Basic Materials	1.4%	$6,659,138	4
Consumer Defensive	1.4%	$6,524,624	6
Utilities	1.2%	$5,825,993	4

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
APH	Amphenol Corp	+45,027	86,871	$7,323,225
CRWD	CrowdStrike Holdings, Inc.	+12,193	16,149	$4,275,447
SRLN	State Street(R) Blackstone Senior Loan ETF	+6,602	379,113	$15,312,374
NLY	Annaly Capital Management Inc	+5,434	202,103	$3,817,725
SAMT	Strategas Macro Thematic Opportunities ETF	+3,913	88,386	$3,683,928
SPCX	Space Exploration Technologies Corp	+3,827	8,916	$1,345,067
URA	Global X Uranium ETF	+2,432	304,429	$12,131,495
CSPF	Cohen & Steers Preferred and Income Opportunities Active ETF	+1,782	346,184	$8,713,451
T	At&T Inc.	+1,740	34,699	$846,655
ET	Energy Transfer LP	+1,718	146,422	$0
JEPI	JPMorgan Equity Premium Income ETF	+1,542	6,624	$372,401
ASTS	AST SpaceMobile, Inc.	+1,530	10,555	$621,267
CTSH	Cognizant Technology Solutions Corp	+1,371	13,959	$801,804
NDAQ	Nasdaq, Inc.	+1,321	30,138	$2,772,997
GOOGL	Alphabet Inc.	+1,217	27,090	$9,321,127
NEM	NEWMONT Corp	+1,216	49,989	$5,765,731
CAH	Cardinal Health Inc	+1,167	23,039	$5,126,177
NFG	National Fuel Gas Co	+1,082	32,198	$2,442,540
TPR	Tapestry, Inc.	+1,082	32,254	$3,710,500
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+990	21,127	$9,637,926
KLAC	Kla Corp	+905	67,954	$13,246,273
ROKU	Roku, Inc	+897	14,884	$2,266,535
AMLP	Alerian MLP ETF	+886	243,419	$12,626,143
ANET	Arista Networks, Inc.	+860	20,101	$4,092,362
SPG	Simon Property Group Inc.	+843	13,951	$2,800,802
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SPXX	Nuveen S&P 500 Dynamic Overwrite Fund	−9,215	116,783	$2,159,317
SHLD	Global X Defense Tech ETF	−4,291	70,755	$0
QUBT	Quantum Computing Inc.	−4,188	24,060	$203,307
UUUU	Energy Fuels Inc	−3,145	10,695	$117,965
PLTR	Palantir Technologies Inc.	−2,814	90,374	$16,904,456
RIG	Transocean Ltd.	−2,000	204,000	$1,068,960
—		−1,951	6,257	$0
RGTI	Rigetti Computing, Inc.	−1,760	50,606	$796,538
VSLU	Applied Finance Valuation Large Cap ETF	−1,467	217,034	$10,532,660
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	−1,376	15,664	$617,788
FR	First Industrial Realty Trust Inc	−1,052	6,740	$401,299
DUK	Duke Energy CORP	−705	6,124	$698,197
COWG	Pacer US Large Cap Cash Cows Growth Leaders ETF	−682	60,587	$2,416,209
KMI	Kinder Morgan, Inc.	−656	15,978	$481,736
ORCL	Oracle Corp	−650	4,764	$654,097
NRG	Nrg Energy, Inc.	−637	22,239	$2,127,160
TPL	Texas Pacific Land Corp	−600	650	$211,789
DVN	Devon Energy Corp	−583	6,637	$305,567
IWM	iShares Russell 2000 ETF	−483	3,086	$857,568
VV	VANGUARD LARGE-CAP INDEX FUND	−450	11,081	$3,898,849
AAPL	Apple Inc.	−414	26,648	$8,874,316
IONQ	IonQ, Inc.	−410	6,935	$304,169
GVLE	Goldman Sachs Value Opportunities ETF	−401	71,644	$3,392,056
HBAN	Huntington Bancshares Inc	−378	22,747	$347,119
KDP	Keurig Dr Pepper Inc.	−354	7,565	$229,522
No positions match the current search.

New Positions

Positions the filer opened this quarter

11 positions

Ticker	Company	Shares	Value
IEFA	iShares Core MSCI EAFE ETF	4,063	$393,623
NOW	ServiceNow, Inc.	2,588	$346,817
IVV	iShares Core S&P 500 ETF	426	$326,252
DINO	HF Sinclair Corp	2,900	$311,228
SCHW	Schwab Charles Corp	2,917	$285,107
IRDM	Iridium Communications Inc.	5,135	$245,966
GRMN	Garmin Ltd	800	$229,472
MOAT	VanEck Morningstar Wide Moat ETF	2,152	$227,487
IJH	iShares Core S&P Mid-Cap ETF	3,128	$225,059
MRK	Merck & Co., Inc.	1,420	$206,340
IEMG	iShares Trust	3,576	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

9 positions

Ticker	Company	Shares	Value
HONA	Honeywell Aerospace Inc.	1,464	$323,661
PHM	Pultegroup Inc	1,700	$233,257
WELL	Welltower Inc.	1,000	$226,970
APLD	Applied Digital Corp.	6,000	$223,800
ZION	Zions Bancorporation, National Association	3,000	$207,570
OBDC	Blue Owl Capital Corp	10,680	$116,091
LUMN	Lumen Technologies, Inc.	10,000	$76,800
UWMC	UWM Holdings Corp	13,485	$30,880
SOXX	iShares Semiconductor ETF	350	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

190 tracked positions · $472,938,873 total · filing declares 190 positions · $487,339,238 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 190 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
DELL	Dell Technologies Inc. Technology	Reduced	46,468	-273	$24,997,460	+24.0%	5.29%
NVDA	Nvidia Corp Technology	Added	90,541	+386	$20,677,753	+14.6%	4.37%
PLTR	Palantir Technologies Inc. Technology	Reduced	90,374	-2,814	$16,904,456	+55.5%	3.57%
SRLN	State Street(R) Blackstone Senior Loan ETF	Added	379,113	+6,602	$15,312,374	+2.0%	3.24%
KLAC	Kla Corp Technology	Added	67,954	+905	$13,246,273	−34.5%	2.80%
AMLP	Alerian MLP ETF	Added	243,419	+886	$12,626,143	—	2.67%
URA	Global X Uranium ETF	Added	304,429	+2,432	$12,131,495	—	2.57%
AVGO	Broadcom Inc. Technology	Added	33,188	+505	$11,655,293	−5.6%	2.46%
QQQ	Invesco Qqq Trust, Series 1	Reduced	15,431	-46	$11,415,390	+0.2%	2.41%
VSLU	Applied Finance Valuation Large Cap ETF	Reduced	217,034	-1,467	$10,532,660	—	2.23%
LRCX	Lam Research Corp Technology	Added	31,473	+314	$10,339,195	−23.4%	2.19%
AMAT	Applied Materials Inc Technology	Added	19,465	+132	$9,954,011	−28.8%	2.10%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	21,127	+990	$9,637,926	+0.2%	2.04%
MSFT	Microsoft Corp Technology	Added	18,348	+391	$9,410,689	+40.5%	1.99%
GOOGL	Alphabet Inc. Communication Services	Added	27,090	+1,217	$9,321,127	+0.8%	1.97%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	26,265	-71	$9,319,084	−15.9%	1.97%
AMZN	Amazon Com Inc Consumer Cyclical	Added	36,099	+352	$8,994,065	+5.6%	1.90%
AAPL	Apple Inc. Technology	Reduced	26,648	-414	$8,874,316	+13.3%	1.88%
CSPF	Cohen & Steers Preferred and Income Opportunities Active ETF	Added	346,184	+1,782	$8,713,451	−3.0%	1.84%
XME	State Street(R) SPDR(R) S&P(R) Metals & Mining ETF	Added	82,962	+7	$8,591,544	−3.1%	1.82%
VNLA	Janus Henderson Short Duration Income ETF	Added	163,741	+127	$7,951,262	−0.5%	1.68%
EME	EMCOR Group, Inc. Industrials	Added	9,911	+304	$7,477,750	−6.2%	1.58%
APH	Amphenol Corp Technology	Added	86,871	+45,027	$7,323,225	−50.4%	1.55%
MU	Micron Technology Inc Technology	Added	6,543	+413	$6,969,014	−1.5%	1.47%
META	Meta Platforms, Inc. Communication Services	Reduced	9,174	-17	$6,652,801	+28.5%	1.41%
TER	Teradyne, Inc Technology	Added	14,784	+554	$5,927,053	−13.9%	1.25%
NEM	NEWMONT Corp Basic Materials	Added	49,989	+1,216	$5,765,731	+26.6%	1.22%
ADI	Analog Devices Inc Technology	Added	14,115	+613	$5,599,561	+4.4%	1.18%
CAH	Cardinal Health Inc Healthcare	Added	23,039	+1,167	$5,126,177	−1.3%	1.08%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	16,149	+12,193	$4,275,447	+41.6%	0.90%
ANET	Arista Networks, Inc. Technology	Added	20,101	+860	$4,092,362	+25.2%	0.87%
CMI	Cummins Inc Industrials	Added	7,746	+174	$4,001,351	−25.9%	0.85%
VV	VANGUARD LARGE-CAP INDEX FUND	Reduced	11,081	-450	$3,898,849	−1.7%	0.82%
NLY	Annaly Capital Management Inc Real Estate	Added	202,103	+5,434	$3,817,725	−13.2%	0.81%
VOO	VANGUARD 500 INDEX FUND	Reduced	5,442	-31	$3,814,080	+1.5%	0.81%
GEV	GE Vernova Inc. Industrials	Added	3,915	+88	$3,721,168	−17.2%	0.79%
TPR	Tapestry, Inc. Consumer Cyclical	Added	32,254	+1,082	$3,710,500	−18.7%	0.78%
SAMT	Strategas Macro Thematic Opportunities ETF	Added	88,386	+3,913	$3,683,928	−8.6%	0.78%
HWM	Howmet Aerospace Inc. Industrials	Added	15,826	+564	$3,579,524	−12.8%	0.76%
GVLE	Goldman Sachs Value Opportunities ETF	Reduced	71,644	-401	$3,392,056	−0.1%	0.72%
SPY	Spdr S&P 500 ETF Trust	Added	4,360	+88	$3,325,066	+4.2%	0.70%
ULTA	Ulta Beauty, Inc. Consumer Cyclical	Added	5,807	+297	$3,171,609	+27.6%	0.67%
HCA	HCA Healthcare, Inc. Healthcare	Reduced	7,240	-172	$3,089,597	+6.9%	0.65%
NFLX	Netflix Inc Communication Services	Added	41,636	+120	$2,897,032	−2.3%	0.61%
SPG	Simon Property Group Inc. Real Estate	Added	13,951	+843	$2,800,802	−4.5%	0.59%
NDAQ	Nasdaq, Inc. Financial Services	Added	30,138	+1,321	$2,772,997	+22.1%	0.59%
PNW	Pinnacle West Capital Corp Utilities	Added	28,979	+386	$2,696,206	−11.9%	0.57%
ADSK	Autodesk, Inc. Technology	Added	12,294	+147	$2,569,446	+8.8%	0.54%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	7,722	-348	$2,554,669	−3.3%	0.54%
NFG	National Fuel Gas Co Energy	Added	32,198	+1,082	$2,442,540	+1.7%	0.52%

Showing the top 50 of 190 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.