Stocks
LPLA LPL Financial Holdings Inc.

LPLA

LPL Financial Holdings Inc.

Company with tickers: LPLA

CIK

1397911

CUSIP

50212V100

Shares Outstanding

79,982,861

Price History Institutional Holders Short Volume Short Interest Fails to Deliver SEC Filings Earnings Calls Insider Trades Congressional Trades

Date	Insider	Role	Type	Shares	Price	Value	After
2026-05-15	BERNARD EDWARD C	Director	Award	348	—	—	16,255
2026-05-15	BERNARD EDWARD C	Director	Award	712	—	—	15,907
2026-05-15	Glavin William Francis Jr	Director	Award	712	—	—	24,049
2026-05-15	Glavin William Francis Jr	Director	Other	2,775	—	—	2,775
2026-05-15	Ko Albert J	Director	Award	712	—	—	3,299
2026-05-15	Mnookin Allison	Director	Award	712	—	—	11,758
2026-05-15	MULCAHY ANNE M	Director	Award	712	—	—	37,083
2026-05-15	MULCAHY ANNE M	Director	Award	348	—	—	37,431
2026-05-15	EBERHART PAULETT	Director	Award	712	—	—	17,755
2026-05-15	Putnam James S	Director	Award	712	—	—	137,280
2026-05-15	Thomas Corey E.	Director, CEO	Award	712	—	—	14,553
2026-05-15	Thomas Corey E.	Director, CEO	Award	348	—	—	14,901
2026-05-15	SCHIFTER RICHARD P	Director	Other	440	—	—	440
2026-05-15	SCHIFTER RICHARD P	Director	Other	440	—	—	440
2026-05-15	SCHIFTER RICHARD P	Director	Other	440	—	—	440
2026-05-15	SCHIFTER RICHARD P	Director	Other	440	—	—	440
2026-05-15	SCHIFTER RICHARD P	Director	Other	440	—	—	440
2026-05-15	SCHIFTER RICHARD P	Director	Other	440	—	—	440
2026-05-15	SCHIFTER RICHARD P	Director	Other	440	—	—	440
2026-05-15	SCHIFTER RICHARD P	Director	Other	440	—	—	440
2026-05-15	SCHIFTER RICHARD P	Director	Award	712	—	—	38,810
2026-05-15	SCHIFTER RICHARD P	Director	Other	440	—	—	440
2026-05-15	SCHIFTER RICHARD P	Director	Other	440	—	—	440
2026-05-15	SCHIFTER RICHARD P	Director	Other	440	—	—	440
2026-05-15	SCHIFTER RICHARD P	Director	Award	348	—	—	39,158
2026-05-15	Khanna Somesh	Director	Award	712	—	—	851
2026-05-07	Putnam James S	Director	Gift	100	—	—	136,568
2026-04-15	Audette Matthew J	President and CFO	Sell	106	$332.27	$35,221	19,803
2026-04-15	Audette Matthew J	President and CFO	Sell	595	$331.09	$196,999	19,909
2026-04-15	Audette Matthew J	President and CFO	Sell	189	$328.34	$62,056	20,504
2026-04-15	Audette Matthew J	President and CFO	Sell	220	$327.45	$72,039	20,693
2026-04-14	Audette Matthew J	President and CFO	Sell	330	$325.00	$107,250	21,052
2026-04-14	Audette Matthew J	President and CFO	Sell	139	$326.16	$45,336	20,913
2026-03-24	Putnam James S	Director	Award	10	—	—	136,668
2026-03-24	Mnookin Allison	Director	Award	3	—	—	11,046
2026-03-24	Thomas Corey E.	Director, CEO	Award	7	—	—	13,841
2026-03-24	SCHIFTER RICHARD P	Director	Other	440	—	—	440
2026-03-24	SCHIFTER RICHARD P	Director	Other	440	—	—	440
2026-03-24	SCHIFTER RICHARD P	Director	Other	440	—	—	440
2026-03-24	SCHIFTER RICHARD P	Director	Other	440	—	—	440
2026-03-24	SCHIFTER RICHARD P	Director	Other	440	—	—	440
2026-03-24	SCHIFTER RICHARD P	Director	Other	440	—	—	440
2026-03-24	SCHIFTER RICHARD P	Director	Other	440	—	—	440
2026-03-24	SCHIFTER RICHARD P	Director	Other	440	—	—	440
2026-03-24	SCHIFTER RICHARD P	Director	Other	440	—	—	440
2026-03-24	SCHIFTER RICHARD P	Director	Award	19	—	—	38,098
2026-03-24	SCHIFTER RICHARD P	Director	Other	440	—	—	440
2026-03-24	SCHIFTER RICHARD P	Director	Other	440	—	—	440
2026-03-24	Glavin William Francis Jr	Director	Other	2,775	—	—	2,775
2026-03-24	Glavin William Francis Jr	Director	Award	15	—	—	23,337
2026-03-24	EBERHART PAULETT	Director	Award	5	—	—	17,043
2026-03-24	BERNARD EDWARD C	Director	Award	4	—	—	15,195
2026-03-10	Cohen Marc Eliot	Group Managing Director	Sell	1,088	$309.72	$336,975	4,400
2026-03-09	Cohen Marc Eliot	Group Managing Director	Sell	2,212	$308.75	$682,955	5,488
2026-03-09	Cohen Marc Eliot	Group Managing Director	Convert	2,212	—	—	0
2026-03-09	Cohen Marc Eliot	Group Managing Director	Other	19	—	—	19
2026-03-09	Cohen Marc Eliot	Group Managing Director	Convert	2,212	$77.53	$171,496	7,700
2026-03-02	Jambusaria Aneri	Group Managing Director	Sell	308	$306.00	$94,248	6,723
2026-02-26	Enyedi Matthew	Group Managing Director	Sell	628	$319.38	$200,571	15,139
2026-02-26	Enyedi Matthew	Group Managing Director	Sell	463	$318.38	$147,410	15,767
2026-02-26	Enyedi Matthew	Group Managing Director	Sell	169	$321.74	$54,374	14,304
2026-02-26	Enyedi Matthew	Group Managing Director	Sell	183	$322.72	$59,058	14,121
2026-02-26	Enyedi Matthew	Group Managing Director	Sell	666	$320.99	$213,779	14,473
2026-02-26	Audette Matthew J	President and CFO	Sell	274	$319.32	$87,494	22,341
2026-02-26	Audette Matthew J	President and CFO	Sell	506	$321.04	$162,446	21,835
2026-02-26	Audette Matthew J	President and CFO	Sell	348	$318.51	$110,841	22,615
2026-02-26	Audette Matthew J	President and CFO	Sell	453	$322.15	$145,934	21,382
2026-02-25	Steinmeier Richard	Chief Executive Officer	Award	10,526	—	—	19,488
2026-02-25	Steinmeier Richard	Chief Executive Officer	Other	16,812	—	—	16,812
2026-02-25	Steinmeier Richard	Chief Executive Officer	Tax	2,619	$318.47	$834,073	8,962
2026-02-25	Steinmeier Richard	Chief Executive Officer	Award	2,255	—	—	11,581
2026-02-25	Field Emily	Group Managing Director	Award	1,122	—	—	1,939
2026-02-25	Enyedi Matthew	Group Managing Director	Award	1,799	—	—	15,387
2026-02-25	Reeping Katharine	Principal Accounting Officer	Award	373	—	—	2,213
2026-02-25	Reeping Katharine	Principal Accounting Officer	Tax	212	$318.47	$67,516	1,840
2026-02-25	Reeping Katharine	Principal Accounting Officer	Award	81	—	—	2,052
2026-02-25	Morningstar Matthew	Group Managing Director	Award	1,122	—	—	3,415
2026-02-25	Cohen Marc Eliot	Group Managing Director	Other	19	—	—	19
2026-02-25	Cohen Marc Eliot	Group Managing Director	Tax	483	$318.47	$153,821	4,085
2026-02-25	Cohen Marc Eliot	Group Managing Director	Award	537	—	—	4,568
2026-02-25	Cohen Marc Eliot	Group Managing Director	Award	1,403	—	—	5,488
2026-02-25	Audette Matthew J	President and CFO	Award	6,624	—	—	22,963
2026-02-25	Audette Matthew J	President and CFO	Award	2,152	—	—	18,690
2026-02-25	Audette Matthew J	President and CFO	Tax	2,351	$318.47	$748,723	16,339
2026-02-25	Jambusaria Aneri	Group Managing Director	Award	1,302	—	—	7,031
2026-02-25	Jambusaria Aneri	Group Managing Director	Award	942	—	—	6,444
2026-02-25	Jambusaria Aneri	Group Managing Director	Tax	715	$318.47	$227,706	5,729
2026-02-25	Gates Greg	Group Managing Director	Award	2,807	—	—	20,764
2026-02-25	Gates Greg	Group Managing Director	Tax	1,293	$318.47	$411,782	15,183
2026-02-25	Gates Greg	Group Managing Director	Award	1,856	—	—	16,476
2026-02-25	Gates Greg	Group Managing Director	Award	2,774	—	—	17,957
2026-02-25	Enyedi Matthew	Group Managing Director	Tax	1,333	$318.47	$424,521	14,054
2026-02-25	Enyedi Matthew	Group Managing Director	Award	2,176	—	—	16,230
2026-02-02	Khanna Somesh	Director	Award	139	—	—	139
2026-01-05	Khanna Somesh	Director	Other	0	—	—	0
2025-12-31	SCHIFTER RICHARD P	Director	Other	440	—	—	440
2025-12-31	SCHIFTER RICHARD P	Director	Other	440	—	—	440
2025-12-31	SCHIFTER RICHARD P	Director	Other	440	—	—	440
2025-12-31	SCHIFTER RICHARD P	Director	Other	440	—	—	440
2025-12-31	SCHIFTER RICHARD P	Director	Other	440	—	—	440