SAR

Saratoga Investment Corp.

Company with tickers: SAR, SAJ, SAT, SAV, SAY, SAZ

CIK

1377936

CUSIP

80349A208

Shares Outstanding

16,267,748

13F Activity (30d)

33 filings 31 filers

Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.

Date	Insider	Role	Type	Shares	Price	Value	After
2020-05-08	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	217,774	—	—	217,774
2020-05-08	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Buy	8,000	$13.11	$104,880	733,435
2020-05-08	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	1,011	—	—	1,011
2020-05-08	WILLIAMS GEORGE CABELL III	Director	Buy	12,104	$12.76	$154,447	64,297
2020-05-08	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	15,375	—	—	15,375
2020-05-11	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	1,011	—	—	1,011
2020-05-11	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	217,774	—	—	217,774
2020-05-11	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	15,375	—	—	15,375
2020-05-11	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Buy	3,000	$12.94	$38,820	736,435
2020-05-13	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	15,375	—	—	15,375
2020-05-13	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	217,774	—	—	217,774
2020-05-13	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Buy	4,000	$12.88	$51,520	740,435
2020-05-13	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	1,011	—	—	1,011
2020-05-13	Steenkamp Henri J	Director, CFO, CCO, Treasurer and Sec.	Buy	797	$13.00	$10,361	11,845
2020-05-14	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Buy	4,000	$12.41	$49,640	744,435
2020-05-14	Steenkamp Henri J	Director, CFO, CCO, Treasurer and Sec.	Buy	1,203	$12.90	$15,519	13,048
2020-05-21	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	217,774	—	—	217,774
2020-05-21	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Buy	5,000	$14.91	$74,550	749,435
2020-05-21	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	15,375	—	—	15,375
2020-05-21	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	1,011	—	—	1,011
2020-07-02	Steenkamp Henri J	Director, CFO, CCO, Treasurer and Sec.	Other	3,587	—	—	16,635
2020-07-02	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	35,985	—	—	713,450
2020-07-02	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	217,774	—	—	217,774
2020-07-02	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	15,375	—	—	15,375
2020-07-02	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	1,011	—	—	1,011
2020-07-10	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	1,011	—	—	1,011
2020-07-10	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Buy	500	$15.98	$7,990	713,950
2020-07-10	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	217,774	—	—	217,774
2020-07-10	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	15,375	—	—	15,375
2020-07-13	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Buy	500	$16.00	$8,000	714,450
2020-07-22	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Buy	2,000	$17.53	$35,060	716,450
2020-07-22	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	15,375	—	—	15,375
2020-07-22	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	217,774	—	—	217,774
2020-07-22	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	1,011	—	—	1,011
2020-07-23	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Buy	3,000	$17.50	$52,508	719,450
2020-07-24	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Buy	1,000	$16.89	$16,891	720,450
2020-08-10	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	217,774	—	—	217,774
2020-08-10	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	1,011	—	—	1,011
2020-08-10	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	15,375	—	—	15,375
2020-08-10	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Buy	5,000	$17.51	$87,550	725,450
2020-08-11	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Buy	2,000	$17.67	$35,340	727,450
2020-10-07	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	15,748	—	—	15,748
2020-10-07	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	217,774	—	—	217,774
2020-10-07	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	1,036	—	—	1,036
2020-10-07	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	165	—	—	728,548
2021-03-30	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	1,103	—	—	721,254
2021-03-30	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	1,080	—	—	1,080
2021-03-30	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	217,774	—	—	217,774
2021-03-30	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	22,455	—	—	22,455
2021-05-10	Oberbeck Christian L	Director, CEO and Director, 10% Owner	Other	22,863	—	—	22,863

Showing 1–50 of 161 transactions