SAR · Saratoga Investment Corp.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-08-18 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Other↓
Filing footnotes — Common Stock (Indirect)
On August 18, 2026, Mr. Oberbeck transferred a total of 280 shares of common stock to a Saratoga employee as compensation. |
Common Stock
(I)
|
280 |
| 2026-07-22 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Other↓
Filing footnotes — Common Stock (Indirect)
On July 22, 2026, Mr. Oberbeck transferred a total of 2,560 shares of common stock to a Saratoga employee as compensation. |
Common Stock
(I)
|
2,560 |
| 2026-01-29 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Gift↓
Filing footnotes — Common Stock (Direct)
This transaction involved one gift of securities by the reporting person to his grandchild who does not share the reporting person's household. |
Common Stock
|
1,000 |
| 2025-12-19 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Gift↓
Filing footnotes — Common Stock (Direct)
This transaction involved one gift of securities by the reporting person to his grandchild who does not share the reporting person's household. |
Common Stock
|
1,000 |
| 2025-12-11 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Gift↑
Filing footnotes — Common Stock (Indirect)
This transaction involved gifts of securities by the reporting person to his children, who share the reporting person's household. |
Common Stock
(I)
|
7,800 |
| 2025-12-11 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Gift↓
Filing footnotes — Common Stock (Direct)
This transaction involved gifts of securities by the reporting person to his children, who share the reporting person's household. |
Common Stock
|
7,800 |
| 2025-12-11 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Gift↓
Filing footnotes — Common Stock (Direct)
This transaction involved gifts of securities by the reporting person to his children, who do not share the reporting person's household. |
Common Stock
|
5,200 |
| 2025-09-23 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Other↓
Filing footnotes — Common Stock (Indirect)
On September 23, 2025, Mr. Oberbeck transferred a total of 606 shares of common stock to 2 Saratoga employees as compensation. |
Common Stock
(I)
|
606 |
| 2025-07-31 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Other↓
Filing footnotes — Common Stock (Indirect)
On July 31, 2025, Mr. Oberbeck transferred a total of 2,252 shares of common stock to 1 Saratoga employee as compensation. |
Common Stock
(I)
|
2,252 |
| 2025-07-30 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Other↓
Filing footnotes — Common Stock (Indirect)
On July 30, 2025, Mr. Oberbeck transferred a total of 48 shares of common stock to 1 Saratoga employee as compensation. |
Common Stock
(I)
|
48 |
| 2025-07-29 | Steenkamp Henri J |
Director, CFO, CCO, Treasurer and Sec. |
Other↑
Filing footnotes — Common Stock (Direct)
Mr. Steenkamp received 4,373 shares of common stock from Christian Oberbeck as compensation. |
Common Stock
|
4,373 |
| 2025-07-29 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Other↓
Filing footnotes — Common Stock (Indirect)
On July 29, 2025, Mr. Oberbeck transferred a total of 28,261 shares of common stock to 16 Saratoga employees as compensation. |
Common Stock
(I)
|
28,261 |
| 2024-12-02 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Gift↑
Filing footnotes — Common Stock (Indirect)
This transaction involved gifts of securities by the reporting person to his children, who share the reporting person's household. |
Common Stock
(I)
|
7,680 |
| 2024-12-02 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Gift↓
Filing footnotes — Common Stock (Direct)
This transaction involved gifts of securities by the reporting person to his children, who share the reporting person's household. |
Common Stock
|
7,680 |
| 2024-12-02 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Gift↓
Filing footnotes — Common Stock (Direct)
This transaction involved gifts of securities by the reporting person to his children, who do not share the reporting person's household. |
Common Stock
|
5,120 |
| 2024-11-05 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Other↓
Filing footnotes — Common Stock (Direct)
On November 5, 2024, Mr. Oberbeck transferred 430 shares of common stock to a Saratoga employee as compensation. |
Common Stock
|
430 |
| 2024-10-07 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Other↓
Filing footnotes — Common Stock (Direct)
On October 7, 2024, Mr. Oberbeck transferred 248 shares of common stock to a Saratoga employee as compensation. |
Common Stock
|
248 |
| 2024-08-13 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Other↓
Filing footnotes — Common Stock (Direct)
On August 13 2024, Mr. Oberbeck transferred a total of 635 shares of common stock to 3 Saratoga employees as compensation. |
Common Stock
|
635 |
| 2024-08-12 | Steenkamp Henri J |
Director, CFO, CCO, Treasurer and Sec. |
Other↑
Filing footnotes — Common Stock (Direct)
Mr. Steenkamp received 5,514 shares of common stock from Christian Oberbeck as compensation. |
Common Stock
|
5,514 |
| 2024-08-12 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Other↓
Filing footnotes — Common Stock (Direct)
On August 12 2024, Mr. Oberbeck transferred a total of 27,256 shares of common stock to 16 Saratoga employees as compensation. |
Common Stock
|
27,256 |
| 2023-12-13 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Gift↓
Filing footnotes — Common Stock (Direct)
This transaction involved gifts of securities by the reporting person to his children, who do not share the reporting person's household. |
Common Stock
|
4,472 |
| 2023-12-13 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Gift↑
Filing footnotes — Common Stock (Indirect)
This transaction involved gifts of securities by the reporting person to his children, who share the reporting person's household. |
Common Stock
(I)
|
6,708 |
| 2023-12-13 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Gift↓
Filing footnotes — Common Stock (Direct)
This transaction involved gifts of securities by the reporting person to his children, who share the reporting person's household. |
Common Stock
|
6,708 |
| 2023-08-16 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Other↓
Filing footnotes — Common Stock (Direct)
On August 16, 2023, Mr. Oberbeck transferred 26,495 shares of common stock to a total of 18 Saratoga employees as compensation. |
Common Stock
|
26,495 |
| 2023-05-04 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
2,000 |
| 2023-03-21 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Other↓
Filing footnotes — Common Stock (Direct)
On March 21, 2023, Mr. Oberbeck transferred 100 shares of common stock to a Saratoga employee as compensation. |
Common Stock
|
100 |
| 2022-12-06 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Gift↓
Filing footnotes — Common Stock (Direct)
This transaction involved gifts of securities by the reporting person. |
Common Stock
|
379 |
| 2022-12-05 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Gift↓
Filing footnotes — Common Stock (Direct)
This transaction involved gifts of securities by the reporting person to his children, who do not share the reporting person's household. |
Common Stock
|
4,208 |
| 2022-12-05 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Gift↑
Filing footnotes — Common Stock (Indirect)
This transaction involved gifts of securities by the reporting person to his children, who share the reporting person's household. |
Common Stock
(I)
|
6,312 |
| 2022-12-05 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Gift↓
Filing footnotes — Common Stock (Direct)
This transaction involved gifts of securities by the reporting person to his children, who share the reporting person's household. |
Common Stock
|
6,312 |
| 2022-10-07 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Other↓
Filing footnotes — Common Stock (Direct)
On October 7, 2022, Mr. Oberbeck transferred 256 shares of common stock to a Saratoga employee as compensation. |
Common Stock
|
256 |
| 2022-09-27 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Other↓
Filing footnotes — Common Stock (Direct)
On September 27, 2022, Mr. Oberbeck transferred 4,002 shares of common stock to a Saratoga employee as compensation. |
Common Stock
|
4,002 |
| 2022-08-15 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Other↓
Filing footnotes — Common Stock (Direct)
On August 15, 2022, Mr. Oberbeck transferred 13,543 shares of common stock to a total of 17 Saratoga employees as compensation. |
Common Stock
|
13,543 |
| 2022-08-15 | Steenkamp Henri J |
Director, CFO, CCO, Treasurer and Sec. |
Other↑
Filing footnotes — Common Stock (Direct)
Mr. Steenkamp received 3,638 shares of common stock from Christian Oberbeck as compensation. |
Common Stock
|
3,638 |
| 2022-08-02 | Looney Steven M |
Director |
Buy↑
|
Common Stock
|
1,250 |
| 2021-12-09 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Gift↓
Filing footnotes — Common Stock (Direct)
This transaction involved gifts of securities by the reporting person to his children, who share the reporting person's household. |
Common Stock
|
5,916 |
| 2021-12-09 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Gift↑
Filing footnotes — Common Stock (Indirect)
This transaction involved gifts of securities by the reporting person to his children, who share the reporting person's household. |
Common Stock
(I)
|
5,916 |
| 2021-12-09 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Gift↓
Filing footnotes — Common Stock (Direct)
This transaction involved gifts of securities by the reporting person to his children, who do not share the reporting person's household. |
Common Stock
|
3,944 |
| 2021-10-14 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Other↓
Filing footnotes — Common Stock (Direct)
On October 14, 2021, Mr. Oberbeck transferred 346 shares of common stock to a Saratoga employee as compensation. |
Common Stock
|
346 |
| 2021-08-24 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Other↓
Filing footnotes — Common Stock (Direct)
On August 24, 2021, Mr. Oberbeck transferred 199 shares of common stock to a Saratoga employee as compensation. |
Common Stock
|
199 |
| 2021-06-10 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Other↓
Filing footnotes — Common Stock (Direct)
On June 10, 2021, Mr. Oberbeck transferred 12,879 shares of common stock to a total of 13 Saratoga employees as compensation. |
Common Stock
|
12,879 |
| 2021-06-10 | Steenkamp Henri J |
Director, CFO, CCO, Treasurer and Sec. |
Other↑
Filing footnotes — Common Stock (Direct)
Mr. Steenkamp received 3,857 shares of common stock from Christian Oberbeck as compensation. |
Common Stock
|
3,857 |
| 2021-05-10 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Other↓
Filing footnotes — Common Stock (Direct)
On May 10, 2021, Mr. Oberbeck transferred 998 shares of common stock to a Saratoga employee as compensation. |
Common Stock
|
998 |
| 2021-03-30 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Other↓
Filing footnotes — Common Stock (Direct)
On March 30, 2021, Mr. Oberbeck transferred 1,103 shares of common stock to a Saratoga employee as compensation. |
Common Stock
|
1,103 |
| 2020-12-24 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Gift↓
Filing footnotes — Common Stock (Direct)
This transaction involved gifts of securities by the reporting person to his children, who share the reporting person's household. |
Common Stock
|
2,958 |
| 2020-12-24 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Gift↑
Filing footnotes — Common Stock (Indirect)
This transaction involved gifts of securities by the reporting person to his children, who share the reporting person's household. |
Common Stock
(I)
|
2,958 |
| 2020-12-24 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Gift↓
Filing footnotes — Common Stock (Direct)
This transaction involved gifts of securities by the reporting person to his children, who share the reporting person's household. |
Common Stock
|
2,958 |
| 2020-12-24 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Gift↑
Filing footnotes — Common Stock (Indirect)
This transaction involved gifts of securities by the reporting person to his children, who share the reporting person's household. |
Common Stock
(I)
|
2,958 |
| 2020-12-24 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Gift↓
Filing footnotes — Common Stock (Direct)
This transaction involved gifts of securities by the reporting person to his children, who do not share the reporting person's household. |
Common Stock
|
3,944 |
| 2020-10-07 | Oberbeck Christian L |
Director, CEO and Director, 10% Owner |
Other↓
Filing footnotes — Common Stock (Direct)
On October 7, 2020, Mr. Oberbeck transferred 165 shares of common stock to a Saratoga employee as compensation. |
Common Stock
|
165 |