SAR · Saratoga Investment Corp. · Shareholders & Ownership

$14.21 -0.69 (-4.63%)

Market Cap

$231.84M

15.56M

Volume · Oct 20 129.61K Avg daily vol (3M) 149.62K

Every disclosed holder of SAR in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns SAR

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	57	1,834,629	11.79%	Yes
Insiders (Forms 3, 4, 5)	2	819,331	5.27%	Yes
13D/G-only blocks	0	0	0.00%	Yes
Remaining	—	12,905,678	82.94%	Rest
Registered funds (N-PORT, not summed)	2	21,142	0.14%	No

Shares outstanding: 15,559,638, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of SAR

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	Oberbeck Christian L Insider CIK 1349483 · Oct 9, 2026 Director, CEO and Director, 10% Owner, issuer-wide	775,804	4.99%	—	Oct 9, 2026	Director, CEO and Director, 10% Owner, issuer-wide
2	Lido Advisors, LLC 13F CIK 1650150 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	181,518	1.17%	-17,620	Jun 30, 2026	carried, not yet filed for the newest quarter
3	Private Advisor Group, LLC 13F CIK 1567755 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	146,681	0.94%	-18,458	Jun 30, 2026	carried, not yet filed for the newest quarter
4	Legal & General Group Plc 13F CIK 764068 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	141,229	0.91%	+18,288	Jun 30, 2026	carried, not yet filed for the newest quarter
5	Advisors Asset Management, Inc. 13F CIK 1297376 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	121,635	0.78%	+15,010	Jun 30, 2026	carried, not yet filed for the newest quarter
6	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 13F CIK 1818604 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	116,012	0.75%	+33,605	Jun 30, 2026	carried, not yet filed for the newest quarter
7	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Jun 30, 2026 carried, not yet filed for the newest quarter	111,909	0.72%	-2,086	Jun 30, 2026	carried, not yet filed for the newest quarter
8	Hennion & Walsh Asset Management, Inc. 13F CIK 1861642 · Unknown · Sep 30, 2026	89,486	0.58%	-37,554	Sep 30, 2026
9	WELLS FARGO & COMPANY/MN 13F CIK 72971 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	85,079	0.55%	-188	Jun 30, 2026	carried, not yet filed for the newest quarter
10	Ethos Financial Group, LLC 13F CIK 1954242 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	56,533	0.36%	+3,687	Jun 30, 2026	carried, not yet filed for the newest quarter
11	Janney Montgomery Scott LLC 13F CIK 1329948 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	56,157	0.36%	+45,901	Jun 30, 2026	carried, not yet filed for the newest quarter
12	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	53,261	0.34%	-1,335	Jun 30, 2026	carried, not yet filed for the newest quarter
13	CITADEL ADVISORS LLC 13F CIK 1423053 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	50,507	0.32%	+27,204	Jun 30, 2026	carried, not yet filed for the newest quarter
14	RAYMOND JAMES FINANCIAL INC 13F CIK 720005 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	49,143	0.32%	+689	Jun 30, 2026	carried, not yet filed for the newest quarter
15	Wealthcare Advisory Partners LLC 13F CIK 1683059 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	49,141	0.32%	-1,432	Jun 30, 2026	carried, not yet filed for the newest quarter
16	Palogic Value Management, L.P. 13F CIK 1532943 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	46,680	0.30%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
17	Next Level Private LLC 13F CIK 1910366 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	43,527	0.28%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
18	Steenkamp Henri J Insider CIK 1402487 · Jul 29, 2025 Director, CFO, CCO, Treasurer and Sec., issuer-wide	43,527	0.28%	+4,373	Jul 29, 2025	Director, CFO, CCO, Treasurer and Sec., issuer-wide
19	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	41,713	0.27%	+13,427	Jun 30, 2026	carried, not yet filed for the newest quarter
20	JB CAPITAL PARTNERS LP 13F CIK 1138532 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	33,847	0.22%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
21	Focus Partners Wealth 13F CIK 1542153 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	31,441	0.20%	+3,732	Jun 30, 2026	carried, not yet filed for the newest quarter
22	Focus Financial Network, Inc. 13F CIK 2010942 · Unknown · Sep 30, 2026	30,926	0.20%	+5,708	Sep 30, 2026
23	XTX Topco Ltd 13F CIK 1828301 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	24,939	0.16%	+14,860	Jun 30, 2026	carried, not yet filed for the newest quarter
24	Cambridge Investment Research Advisors, Inc. 13F CIK 1419186 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	23,199	0.15%	-777	Jun 30, 2026	carried, not yet filed for the newest quarter
25	Cetera Investment Advisers 13F CIK 1666741 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	23,001	0.15%	+700	Jun 30, 2026	carried, not yet filed for the newest quarter
26	OSAIC HOLDINGS, INC. 13F CIK 1677044 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	22,747	0.15%	+53	Jun 30, 2026	carried, not yet filed for the newest quarter
27	GREENWOOD GEARHART LLC 13F CIK 1084683 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	21,500	0.14%	+3,700	Jun 30, 2026	carried, not yet filed for the newest quarter
28	Virtus Investment Advisers, LLC 13F CIK 19481 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	20,757	0.13%	-4,995	Jun 30, 2026	carried, not yet filed for the newest quarter
28.1	Virtus Private Credit Strategy ETF Fund S000064727 · Registered fund · Jul 31, 2026 ETFis Series Trust I, not summed	20,757	0.13%	-1,106	Jul 31, 2026	ETFis Series Trust I, not summed
29	ROYAL BANK OF CANADA 13F CIK 1000275 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	19,238	0.12%	+1,288	Jun 30, 2026	carried, not yet filed for the newest quarter
30	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	17,419	0.11%	-37,327	Jun 30, 2026	carried, not yet filed for the newest quarter
31	D.A. DAVIDSON & CO. 13F CIK 1080107 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	14,895	0.10%	-3,408	Jun 30, 2026	carried, not yet filed for the newest quarter
32	AMERIPRISE FINANCIAL INC 13F CIK 820027 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	14,782	0.10%	-3,349	Jun 30, 2026	carried, not yet filed for the newest quarter
33	COMMONWEALTH EQUITY SERVICES, LLC 13F CIK 312272 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	11,122	0.07%	-6,060	Jun 30, 2026	carried, not yet filed for the newest quarter
34	DAVIDSON TRUST CO 13F CIK 1133119 · Unknown · Sep 30, 2026	11,000	0.07%	0	Sep 30, 2026
35	WEDBUSH SECURITIES INC 13F CIK 1142495 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	10,200	0.07%	-500	Jun 30, 2026	carried, not yet filed for the newest quarter
36	Steward Partners Investment Advisory, LLC 13F CIK 1723397 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	9,851	0.06%	+2,374	Jun 30, 2026	carried, not yet filed for the newest quarter
37	VestGen Advisors, LLC 13F CIK 2050130 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	9,719	0.06%	-9,531	Jun 30, 2026	carried, not yet filed for the newest quarter
38	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	9,580	0.06%	-15,447	Jun 30, 2026	carried, not yet filed for the newest quarter
39	JPMORGAN CHASE & CO 13F CIK 19617 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	6,929	0.04%	-92	Jun 30, 2026	carried, not yet filed for the newest quarter
40	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	6,665	0.04%	-20,615	Jun 30, 2026	carried, not yet filed for the newest quarter
41	Register Financial Advisors LLC 13F CIK 1962636 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	6,027	0.04%	+24	Jun 30, 2026	carried, not yet filed for the newest quarter
42	BI Asset Management Fondsmaeglerselskab A/S 13F CIK 1778131 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	4,984	0.03%	-22,043	Jun 30, 2026	carried, not yet filed for the newest quarter
43	Triumph Capital Management 13F CIK 1730765 · Registered investment adviser · Sep 30, 2026	3,675	0.02%	+725	Sep 30, 2026
44	Aquatic Capital Management LLC 13F CIK 1803916 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,014	0.01%	-4,711	Jun 30, 2026	carried, not yet filed for the newest quarter
45	IFG Advisory, LLC 13F CIK 1728319 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,000	0.01%	+1,000	Jun 30, 2026	carried, not yet filed for the newest quarter
46	IFP Advisors, Inc 13F CIK 1641866 · Registered investment adviser · Sep 30, 2026	1,000	0.01%	0	Sep 30, 2026
47	BNP PARIBAS ARBITRAGE, SA 13F CIK 1166588 · Non-US institution · Jun 30, 2026 carried, not yet filed for the newest quarter	809	0.01%	+125	Jun 30, 2026	carried, not yet filed for the newest quarter
48	EVOLUTION WEALTH MANAGEMENT INC. 13F CIK 2010029 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	701	0.00%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
49	PFS Partners, LLC 13F CIK 2002654 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	503	0.00%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
50	WHITEWOLF Publicly Listed Private Equity ETF Fund S000081688 · Registered fund · Jul 31, 2026 EA Series Trust, not summed	385	0.00%	-65	Jul 31, 2026	EA Series Trust, not summed

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 60 holders

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Key facts CIK 1377936 CUSIP 80349A208 13F (30d) 6 filings 6 filers Visit website Investor relations