Stocks
SWZ Total Return Securities Fund

SWZ

Total Return Securities Fund

Company with tickers: SWZ

CIK

813623

CUSIP

870875101

Price Holdings Short Volume Short Interest Fails to Deliver SEC Filings Earnings Calls Insider Trading Congress Trades

Date	Insider	Role	Type	Shares	Price	Value	After
2026-04-08	Dakos Andrew	10% Owner	Buy	4,000	$5.98	$23,900	94,282
2026-04-07	Dakos Andrew	10% Owner	Other	39,453	—	—	39,453
2026-04-07	Dakos Andrew	10% Owner	Buy	2,000	$5.95	$11,900	90,282
2026-04-06	Dakos Andrew	10% Owner	Buy	100	$5.95	$595	88,282
2026-04-02	Dakos Andrew	10% Owner	Buy	4,863	$5.93	$28,828	88
2026-04-02	Dakos Andrew	10% Owner	Other	39,453	—	—	39,453
2026-04-01	HARRIS BEN H	Director	Other	0	—	—	0
2026-03-30	Dakos Andrew	10% Owner	Buy	5,300	$5.91	$31,312	83,319
2026-03-27	Dakos Andrew	10% Owner	Buy	5,900	$5.92	$34,928	78,019
2026-03-27	Dakos Andrew	10% Owner	Other	39,453	—	—	39,453
2026-03-24	Dakos Andrew	10% Owner	Buy	5,000	$5.96	$29,800	72,119
2026-03-24	Dakos Andrew	10% Owner	Other	39,453	—	—	39,453
2026-03-18	GOLDSTEIN PHILLIP	10% Owner	Buy	10,000	$5.98	$59,800	113,234
2026-03-12	Dakos Andrew	10% Owner	Buy	3,324	$6.00	$19,944	67,119
2026-03-11	Dakos Andrew	10% Owner	Buy	1,700	$6.00	$10,200	63,795
2026-03-11	Dakos Andrew	10% Owner	Other	39,453	—	—	39,453
2026-03-06	Dakos Andrew	10% Owner	Buy	12,500	$5.97	$74,625	62,095
2026-03-05	GOLDSTEIN PHILLIP	10% Owner	Buy	10,000	$5.99	$59,900	103,234
2026-03-05	Dakos Andrew	10% Owner	Buy	12,000	$6.01	$72,120	49,595
2026-03-05	Dakos Andrew	10% Owner	Other	39,453	—	—	39,453
2026-03-03	GOLDSTEIN PHILLIP	10% Owner	Buy	5,000	$6.01	$30,050	93,234
2026-03-02	Dakos Andrew	10% Owner	Buy	5,000	$6.15	$30,750	27,677
2026-03-02	Dakos Andrew	10% Owner	Other	39,453	—	—	39,453
2026-02-27	Dakos Andrew	10% Owner	Buy	2,000	$6.20	$12,400	22,677
2026-02-27	GOLDSTEIN PHILLIP	10% Owner	Other	68	$6.16	$419	88,234
2026-02-26	Dakos Andrew	10% Owner	Buy	5,000	$6.17	$30,850	20,677
2026-02-26	Dakos Andrew	10% Owner	Other	39,453	—	—	39,453
2026-02-26	GOLDSTEIN PHILLIP	10% Owner	Other	256	$6.16	$1,577	88,166
2026-02-24	Dakos Andrew	10% Owner	Buy	326	$6.14	$2,002	14,329
2026-02-23	Dakos Andrew	10% Owner	Other	39,453	—	—	39,453
2026-02-23	Dakos Andrew	10% Owner	Buy	2,000	$6.14	$12,280	12,003
2026-02-23	GOLDSTEIN PHILLIP	10% Owner	Buy	5,000	$6.13	$30,650	87,910
2026-02-20	Dakos Andrew	10% Owner	Buy	183	$6.14	$1,124	7,186
2026-02-19	Dakos Andrew	10% Owner	Buy	119	$6.11	$727	2,122
2026-02-19	Dakos Andrew	10% Owner	Other	39,453	—	—	39,453
2026-02-06	GOLDSTEIN PHILLIP	10% Owner	Buy	10,000	$6.07	$60,700	82,910
2026-02-04	Dakos Andrew	10% Owner	Buy	2,000	$6.04	$12,080	35,453
2026-02-03	SELL MORITZ A	Director	Buy	1,000	$5.96	$5,960	9,998
2026-02-03	Dakos Andrew	10% Owner	Other	2,003	—	—	2,003
2026-02-03	Dakos Andrew	10% Owner	Buy	7,000	$5.97	$41,790	30,453
2026-02-02	SELL MORITZ A	Director	Buy	1,120	$5.98	$6,698	8,998
2026-01-30	GOLDSTEIN PHILLIP	10% Owner	Buy	10,000	$5.92	$59,200	72,910
2026-01-23	HELLERMAN GERALD	Director	Other	1,755	$6.81	$11,952	3,527
2026-01-23	GOLDSTEIN PHILLIP	10% Owner	Other	31,314	$6.81	$213,248	62,910
2026-01-23	Dakos Andrew	10% Owner	Other	997	$6.81	$6,790	2,003
2026-01-23	Das Rajeev P	Insider	Other	166	$6.81	$1,130	334
2026-01-23	SELL MORITZ A	Director	Other	3,922	$6.81	$26,709	7,878
2025-12-30	CSS LLC/IL	10% Owner	Sell	4,900	$6.24	$30,576	1,694,267
2025-12-29	CSS LLC/IL	10% Owner	Sell	1,772	$6.25	$11,075	1,705,167
2025-12-26	CSS LLC/IL	10% Owner	Sell	4,600	$6.25	$28,750	1,723,339
2025-12-24	CSS LLC/IL	10% Owner	Sell	1,000	$6.22	$6,220	1,728,039
2025-12-23	CSS LLC/IL	10% Owner	Sell	1,000	$6.25	$6,245	1,733,439
2025-12-22	CSS LLC/IL	10% Owner	Sell	167	$6.25	$1,044	1,735,339
2025-12-15	CSS LLC/IL	10% Owner	Sell	1,000	$6.20	$6,200	1,741,506
2025-12-12	CSS LLC/IL	10% Owner	Other	1,742,506	—	—	1,742,506
2025-12-11	SELL MORITZ A	Director	Convert	7,400	$6.07	$44,918	11,800
2025-12-11	Dakos Andrew	10% Owner	Other	3,000	—	—	3,000
2025-12-11	Dakos Andrew	10% Owner	Convert	35,064	$6.07	$212,838	35,128
2025-12-11	Das Rajeev P	Insider	Convert	468	$6.07	$2,841	500
2025-12-11	GOLDSTEIN PHILLIP	10% Owner	Convert	80,976	$6.07	$491,524	93,224
2025-10-27	SELL MORITZ A	Director	Buy	1,000	$6.06	$6,055	4,400
2025-06-30	SELL MORITZ A	Director	Buy	1,815	$6.34	$11,507	3,400
2025-04-02	HELLERMAN GERALD	Director	Sell	41	$9.24	$379	5,283
2025-03-31	Bulldog Investors, LLP	10% Owner	Other	0	—	—	0
2025-01-17	GOLDSTEIN PHILLIP	10% Owner	Sell	4,535	$8.45	$38,321	12,248
2022-03-03	Dakos Andrew	10% Owner	Other	64	—	—	64
2022-03-03	Dakos Andrew	10% Owner	Buy	1,000	$8.82	$8,820	3,000
2022-03-02	HELLERMAN GERALD	Director	Buy	267	$8.87	$2,368	4,591
2022-02-03	Dakos Andrew	10% Owner	Buy	572	$9.31	$5,325	2,000
2022-02-02	Dakos Andrew	10% Owner	Other	64	—	—	64
2022-02-02	Dakos Andrew	10% Owner	Buy	428	$9.38	$4,015	1,428
2021-07-02	GOLDSTEIN PHILLIP	10% Owner	Sell	1,212	$9.79	$11,865	16,783
2021-06-04	GOLDSTEIN PHILLIP	10% Owner	Sell	67,059	$9.48	$635,384	27,894
2021-06-03	GOLDSTEIN PHILLIP	10% Owner	Sell	194	$9.68	$1,878	96,753
2021-06-02	GOLDSTEIN PHILLIP	10% Owner	Sell	1,796	$9.73	$17,475	103,862
2021-06-01	GOLDSTEIN PHILLIP	10% Owner	Sell	4,847	$9.72	$47,113	110,900
2021-05-05	SELL MORITZ A	Director	Sell	2,000	$9.12	$18,240	1,330
2020-10-02	SELL MORITZ A	Director	Sell	2,000	$8.37	$16,740	3,330
2020-04-30	GOLDSTEIN PHILLIP	10% Owner	Buy	500	$7.37	$3,685	115,747
2020-04-23	GOLDSTEIN PHILLIP	10% Owner	Buy	5,000	$7.35	$36,750	115,247
2020-04-03	HELLERMAN GERALD	Director	Buy	1,000	$6.90	$6,900	4,067
2020-03-16	SELL MORITZ A	Director	Buy	1,017	$6.13	$6,234	5,050
2020-03-09	SELL MORITZ A	Director	Buy	2,000	$7.67	$15,346	4,033
2020-02-28	GOLDSTEIN PHILLIP	10% Owner	Buy	4,899	$7.73	$37,869	0
2020-02-28	Dakos Andrew	10% Owner	Buy	1,000	$7.75	$7,750	1,064
2020-02-27	HELLERMAN GERALD	Director	Buy	1,000	$8.00	$8,000	3,057
2020-02-27	GOLDSTEIN PHILLIP	10% Owner	Buy	5,000	$7.99	$39,950	0
2020-02-25	GOLDSTEIN PHILLIP	10% Owner	Buy	5,000	$8.32	$41,600	90,361
2020-02-24	GOLDSTEIN PHILLIP	10% Owner	Buy	5,013	$8.42	$42,209	80,361
2020-01-06	GOLDSTEIN PHILLIP	10% Owner	Buy	1,086	$8.33	$9,046	75,348