TKNO · Alpha Teknova, Inc.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-07-14 | DEMSKI MARTHA J |
Director |
Other↓
Filing footnotes — Common Stock (Direct)
This transaction reflects the transfer of 12,000 shares of Common Stock from the Reporting Person's individual account to a trust for which the Reporting Person serves as trustee. No sale or other change in beneficial ownership occurred as a result of this transfer. No consideration was paid or received in connection with this transaction, as it represents a personal transfer of shares between accounts controlled by the Reporting Person, and not an open-market or arms'-length transaction. Accordingly, no price is reported. |
Common Stock
|
12,000 |
| 2026-07-14 | DEMSKI MARTHA J |
Director |
Other↑
Filing footnotes — Common Stock (Indirect)
This transaction reflects the transfer of 12,000 shares of Common Stock from the Reporting Person's individual account to a trust for which the Reporting Person serves as trustee. No sale or other change in beneficial ownership occurred as a result of this transfer. No consideration was paid or received in connection with this transaction, as it represents a personal transfer of shares between accounts controlled by the Reporting Person, and not an open-market or arms'-length transaction. Accordingly, no price is reported. The Reporting Person is the trustee of the trust and retains sole voting and investment power over the shares held therein. The Reporting Person disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein, if applicable. Represents the total number of shares of Common Stock held by the trust following the reported transaction. This is the first transaction reporting shares beneficially owned indirectly through this trust. |
Common Stock
(I)
|
12,000 |
| 2026-06-01 | DEMSKI MARTHA J |
Director |
Award↑
Filing footnotes — Non-Qualified Stock Option (right to buy) (Direct)
The number of shares subject to the option shall vest on the first anniversary of the grant date. |
Non-Qualified Stock Option (right to buy)
|
55,000 |
| 2026-06-01 | ROBERTSON BRETT |
Director |
Award↑
Filing footnotes — Non-Qualified Stock Option (right to buy) (Direct)
The number of shares subject to the option shall vest on the first anniversary of the grant date. |
Non-Qualified Stock Option (right to buy)
|
55,000 |
| 2026-06-01 | Vos Alexander |
Director |
Award↑
Filing footnotes — Non-Qualified Stock Option (right to buy) (Direct)
The number of shares subject to the option shall vest on the first anniversary of the grant date. |
Non-Qualified Stock Option (right to buy)
|
55,000 |
| 2026-03-06 | Lowell Matthew |
Chief Financial Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.13 to $2.20, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Footnote to this Form 4. |
Common Stock
|
40,000 |
| 2026-03-06 | Gunstream Stephen |
Director, President and CEO |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were purchased in two transactions at prices of $2.14 and $2.18. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this Footnote to this Form 4. |
Common Stock
|
26,000 |
| 2026-02-15 | Gunstream Stephen |
Director, President and CEO |
Award↑
Filing footnotes — Non-Qualified Stock Option (right to buy) (Direct)
The number of shares subject to the option shall vest in 48 equal monthly installments on the same day of each month after February 15, 2026, the date of grant. |
Non-Qualified Stock Option (right to buy)
|
429,000 |
| 2026-02-15 | Lowell Matthew |
Chief Financial Officer |
Award↑
Filing footnotes — Non-Qualified Stock Option (right to buy) (Direct)
The number of shares subject to the option shall vest in 48 equal monthly installments on the same day of each month after February 15, 2026, the date of grant. |
Non-Qualified Stock Option (right to buy)
|
171,000 |
| 2026-02-15 | Terrill Damon |
General Counsel and CCO |
Award↑
Filing footnotes — Non-Qualified Stock Option (right to buy) (Direct)
The number of shares subject to the option shall vest in 48 equal monthly installments on the same day of each month after February 15, 2026, the date of grant. |
Non-Qualified Stock Option (right to buy)
|
148,000 |
| 2025-06-17 | Vos Alexander |
Director |
Award↑
Filing footnotes — Non-Qualified Stock Option (right to buy) (Direct)
On June 25, 2025, a Form 4 was filed on behalf of the reporting person that incorrectly identified the type of securities granted to such person on June 17, 2025 as being 54,300 restricted stock units, which were included in Table I. This amended Form 4 is being filed to correct that the securities granted to the reporting person on June 17, 2025 were non-qualified stock options to purchase 54,300 shares of common stock, which were granted under the issuer's director compensation policy. These non-qualified stock options are identified on Table II and will vest on the first anniversary of the date of grant. |
Non-Qualified Stock Option (right to buy)
|
54,300 |
| 2025-06-17 | DEMSKI MARTHA J |
Director |
Award↑
Filing footnotes — Non-Qualified Stock Option (right to buy) (Direct)
On June 25, 2025, a Form 4 was filed on behalf of the reporting person that incorrectly identified the type of securities granted to such person on June 17, 2025 as being 54,300 restricted stock units, which were included in Table I. This amended Form 4 is being filed to correct that the securities granted to the reporting person on June 17, 2025 were non-qualified stock options to purchase 54,300 shares of common stock, which were granted under the issuer's director compensation policy. These non-qualified stock options are identified on Table II and will vest on the first anniversary of the date of grant. |
Non-Qualified Stock Option (right to buy)
|
54,300 |
| 2025-06-17 | ROBERTSON BRETT |
Director |
Award↑
Filing footnotes — Non-Qualified Stock Option (right to buy) (Direct)
On June 25, 2025, a Form 4 was filed on behalf of the reporting person that incorrectly identified the type of securities granted to such person on June 17, 2025 as being 54,300 restricted stock units, which were included in Table I. This amended Form 4 is being filed to correct that the securities granted to the reporting person on June 17, 2025 were non-qualified stock options to purchase 54,300 shares of common stock, which were granted under the issuer's director compensation policy. These non-qualified stock options are identified on Table II and will vest on the first anniversary of the date of grant. |
Non-Qualified Stock Option (right to buy)
|
54,300 |
| 2025-06-17 | DEMSKI MARTHA J |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units granted on June 17, 2025. Shares subject to the award vest on the first anniversary of the grant date. |
Common Stock
|
54,300 |
| 2025-02-27 | ROBERTSON BRETT |
Director |
Other↑
Filing footnotes — Common Stock (Indirect)
The reporting person has not engaged in a transaction involving Common Stock and is voluntarily reporting information in this Table I. The shares are owned by an irrevocable trust in which the reporting person serves as co-trustee and is a beneficiary thereunder. The reporting person disclaims beneficial ownership in the reported securities except to the extent of her pecuniary interest therein. |
Common Stock
(I)
|
5,000 |
| 2025-02-14 | Terrill Damon |
General Counsel and CCO |
Award↑
Filing footnotes — Non-Qualified Stock Option (right to buy) (Direct)
The number of shares subject to the option shall vest in 48 equal monthly installments on the same day of each month after February 14, 2025, the date of grant. |
Non-Qualified Stock Option (right to buy)
|
137,808 |
| 2025-02-14 | Lowell Matthew |
Chief Financial Officer |
Award↑
Filing footnotes — Non-Qualified Stock Option (right to buy) (Direct)
The number of shares subject to the option shall vest in 48 equal monthly installments on the same day of each month after February 14, 2025, the date of grant. |
Non-Qualified Stock Option (right to buy)
|
169,857 |
| 2025-02-14 | Gunstream Stephen |
Director, President and CEO |
Award↑
Filing footnotes — Non-Qualified Stock Option (right to buy) (Direct)
The number of shares subject to the option shall vest in 48 equal monthly installments on the same day of each month after February 14, 2025, the date of grant. |
Non-Qualified Stock Option (right to buy)
|
393,663 |
| 2024-07-12 | Gunstream Stephen |
Director, President and CEO |
Buy↑
Filing footnotes — Common Stock (Direct)
Shares purchased in private placement of Alpha Teknova, Inc. |
Common Stock
|
80,645 |
| 2024-07-12 | Telegraph Hill Partners IV, L.P. |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
Shares purchased in a private placement of Alpha Teknova, Inc. Shares held directly by THP V Affiliates Fund, LLC ("THP V AFF"). THP V IM is the manager of THP V AFF. THPMC is the manager of THP V IM. As such, THP V IM and THPMC may be deemed to have beneficial ownership of the shares held by THP V AFF. |
Common Stock
(I)
|
969,844 |
| 2024-07-12 | Telegraph Hill Partners IV, L.P. |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
Shares purchased in a private placement of Alpha Teknova, Inc. Shares held directly by Telegraph Hill Partners V, L.P ("THP V"). Telegraph Hill Partners V Investment Management, LLC ("THP V IM") is the general partner of THP V. THPMC is the manager of THP V IM. As such, THP V IM and THPMC may be deemed to have beneficial ownership of the shares held by THP V. |
Common Stock
(I)
|
11,126,929 |
| 2024-07-12 | Lowell Matthew |
Chief Financial Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
Shares purchased in private placement of Alpha Teknova, Inc. |
Common Stock
|
40,322 |
| 2024-06-26 | Vos Alexander |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units granted on June 26, 2024. Shares subject to the award vest on the first anniversary of the grant date. |
Common Stock
|
20,000 |
| 2024-06-26 | DEMSKI MARTHA J |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units granted on June 26, 2024. Shares subject to the award vest on the first anniversary of the grant date. |
Common Stock
|
20,000 |
| 2024-06-26 | ROBERTSON BRETT |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units granted on June 26, 2024. Shares subject to the award vest on the first anniversary of the grant date. |
Common Stock
|
20,000 |
| 2023-11-30 | McNamara Robert |
Director |
Other↓
Filing footnotes — Non-Qualified Stock Option (right to buy) (Direct)
Forfeiture of vested stock options after the expiration of the three-month exercise period following the effective date of the Reporting Person's resignation from the Board of Directors. On June 24, 2021, the Reporting Person was granted 44,251 stock options. 1/3rd of the original number of shares subject to the option shall vest on the first anniversary of the grant date and the remaining shares subject to the option shall vest in equal monthly installments thereafter over 24 months. |
Non-Qualified Stock Option (right to buy)
|
31,959 |
| 2023-11-30 | Gelhaus Ken |
Chief Commercial Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Alpha Teknova, Inc. 2021 Employee Stock Purchase Plan (the ESPP), for the ESPP purchase period commencing on June 1, 2023, and ending on November 30, 2023 (the Prior Purchase Period). This transaction is also exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at the lesser of (i) 85% of fair market value on the first trading day of the Prior Purchase Period, and (ii) 85% of fair market value on the last day of the Prior Purchase Period, in each case rounded up to the nearest whole cent per share. |
Common Stock
|
3,587 |
| 2023-11-14 | Hood Lisa |
Chief People Officer |
Other↓
Filing footnotes — Common Stock (Direct)
Transfer to reporting person's former spouse pursuant to a divorce decree. |
Common Stock
|
15,000 |
| 2023-09-19 | Terrill Damon |
General Counsel and CCO |
Buy↑
Filing footnotes — Common Stock (Direct)
Shares purchased in private placement of Alpha Teknova, Inc. |
Common Stock
|
27,027 |
| 2023-09-19 | Telegraph Hill Partners IV, L.P. |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Shares purchased in a private placement of Alpha Teknova, Inc. Shares held directly by Telegraph Hill Partners IV, L.P ("THP IV"). Telegraph Hill Partners IV Investment Management, LLC ("THP IM") is the general partner of THP IV. Telegraph Hill Partners Management Company, LLC ("THPMC") is the manager of THP IM. As such, THP IM and THPMC may be deemed to have beneficial ownership of the shares held by THP IV. |
Common Stock
|
6,917,837 |
| 2023-09-19 | Telegraph Hill Partners IV, L.P. |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
Shares purchased in a private placement of Alpha Teknova, Inc. Shares held directly by THP IV Affiliates Fund, LLC ("THP IV AFF"). THP IM is the manager of THP IV AFF. THPMC is the manager of THP IM. As such, THP IM and THPMC may be deemed to have beneficial ownership of the shares held by THP IV AFF. |
Common Stock
(I)
|
1,190,270 |
| 2023-09-19 | Lowell Matthew |
Chief Financial Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
Shares purchased in private placement of Alpha Teknova, Inc. |
Common Stock
|
54,054 |
| 2023-09-19 | MACKOWSKI J MATTHEW |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
Shares purchased in private placement of Alpha Teknova, Inc. Held by irrevocable trust in which the Reporting Person is the investment trustee and the Reporting Person, his spouse and his descendants are its beneficiaries. |
Common Stock
(I)
|
810,810 |
| 2023-09-19 | Gunstream Stephen |
Director, President and CEO |
Buy↑
Filing footnotes — Common Stock (Direct)
Shares purchased in private placement of Alpha Teknova, Inc. |
Common Stock
|
54,054 |
| 2023-08-31 | McNamara Robert |
Director |
Other↓
Filing footnotes — Common Stock (Direct)
Reflects the forfeiture of 18,815 restricted stock units in connection with the Reporting Person's resignation from the Board of Directors of Alpha Teknova, Inc., effective August 31, 2023. |
Common Stock
|
18,815 |
| 2023-08-31 | McNamara Robert |
Director |
Other↓
Filing footnotes — Non-Qualified Stock Option (right to buy) (Direct)
Forfeiture of unvested stock options upon the effective date of the Reporting Person's resignation from the Board of Directors. On June 24, 2021, the Reporting Person was granted 44,251 stock options. 1/3rd of the original number of shares subject to the option shall vest on the first anniversary of the grant date and the remaining shares subject to the option shall vest in equal monthly installments thereafter over 24 months. |
Non-Qualified Stock Option (right to buy)
|
12,292 |
| 2023-08-31 | DEMSKI MARTHA J |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2023-08-31 | DEMSKI MARTHA J |
Director |
Award↑
Filing footnotes — Non-Qualified Stock Option (right to buy) (Direct)
1/3rd of the original number of shares subject to the option shall vest on the first anniversary of the grant date and the remaining shares subject to the option shall vest in equal monthly installments thereafter over 24 months. |
Non-Qualified Stock Option (right to buy)
|
56,683 |
| 2023-06-13 | Hood Lisa |
Chief People Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.750 to $4.015, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote to this Form 4. |
Common Stock
|
11,400 |
| 2023-06-02 | ROBERTSON BRETT |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units granted on June 2, 2023. Shares subject to the award vest on the first anniversary of the grant date. |
Common Stock
|
18,815 |
| 2023-06-02 | Vos Alexander |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units granted on June 2, 2023. Shares subject to the award vest on the first anniversary of the grant date. |
Common Stock
|
18,815 |
| 2023-06-02 | McNamara Robert |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units granted on June 2, 2023. Shares subject to the award vest on the first anniversary of the grant date. |
Common Stock
|
18,815 |
| 2023-05-26 | Davis Irene |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities were purchased and are owned directly by Ted Davis, a director of the Issuer, and indirectly owned by Irene Davis, also a director of the Issuer, as the spouse of Ted Davis. |
Common Stock
(I)
|
1,000 |
| 2023-05-26 | Davis Ted |
Director, 10% Owner |
Buy↑
|
Common Stock
|
1,000 |
| 2023-05-26 | Davis Irene |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities were purchased and are owned directly by Ted Davis, a director of the Issuer, and indirectly owned by Irene Davis, also a director of the Issuer, as the spouse of Ted Davis. |
Common Stock
(I)
|
1,000 |
| 2023-05-26 | Davis Ted |
Director, 10% Owner |
Buy↑
|
Common Stock
|
1,000 |
| 2023-05-17 | Hood Lisa |
Chief People Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.01 to $2.05, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote to this Form 4. |
Common Stock
|
3,119 |
| 2023-05-12 | Hood Lisa |
Chief People Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Alpha Teknova, Inc. 2021 Employee Stock Purchase Plan (the ESPP), for the ESPP purchase period commencing on November 15, 2022, and ending on May 14, 2023 (the Prior Purchase Period). This transaction is also exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at the lesser of (i) 85% of fair market value on the first trading day of the Prior Purchase Period, and (ii) 85% of fair market value on the last day of the Prior Purchase Period, in each case rounded up to the nearest whole cent per share. |
Common Stock
|
3,119 |
| 2023-05-12 | Gunstream Stephen |
Director, President and CEO |
Buy↑
Filing footnotes — Common Stock (Direct)
The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Alpha Teknova, Inc. 2021 Employee Stock Purchase Plan (the ESPP), for the ESPP purchase period commencing on November 15, 2022, and ending on May 14, 2023 (the Prior Purchase Period). This transaction is also exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at the lesser of (i) 85% of fair market value on the first trading day of the Prior Purchase Period, and (ii) 85% of fair market value on the last day of the Prior Purchase Period, in each case rounded up to the nearest whole cent per share. |
Common Stock
|
4,665 |
| 2023-05-12 | Gelhaus Ken |
Chief Commercial Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Alpha Teknova, Inc. 2021 Employee Stock Purchase Plan (the ESPP), for the ESPP purchase period commencing on November 15, 2022, and ending on May 14, 2023 (the Prior Purchase Period). This transaction is also exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at the lesser of (i) 85% of fair market value on the first trading day of the Prior Purchase Period, and (ii) 85% of fair market value on the last day of the Prior Purchase Period, in each case rounded up to the nearest whole cent per share. |
Common Stock
|
3,915 |