ALPHA CAPITAL ADVISORS INC /ADV
Registered adviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Nov 2026 | $145,988,854 | Individuals and high net worth (95%) |
| Mar 2025 to Mar 2026 | $129,696,230 | Individuals and high net worth (95%) |
| Mar 2024 to Feb 2025 | $117,224,874 | Individuals and high net worth (95%) |
| May 2023 to Feb 2024 | $103,166,124 | Individuals and high net worth (95%) |
| Apr 2023 | $103,166,124 | Individuals and high net worth (95%) |
| Apr 2022 to Mar 2023 | $127,569,848 | Individuals and high net worth (95%) |
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Closest benchmark: every 13F filer's combined book, active share 89.0%; sector active share 82.9% against the combined 13F book's sector weights.
Over time 3 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
34 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Portfolio Trend
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 95.8% | $110,980,475 |
| Technology | 2.3% | $2,693,790 |
| Consumer Cyclical | 0.9% | $1,047,175 |
| Industrials | 0.5% | $612,826 |
| Financial Services | 0.5% | $536,635 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| SCHG | Schwab U.S. Large-Cap Growth ETF | +6,723 | 101,391 | $3,431,071 | |
| CGCP | Capital Group Core Plus Income ETF | +5,983 | 337,507 | $7,523,031 | |
| CVNA | Carvana Co. | +2,800 | 3,500 | $230,370 | |
| SCHD | Schwab U.S. Dividend Equity ETF | +2,775 | 160,414 | $5,086,727 | |
| IJH | iShares Core S&P Mid-Cap ETF | +438 | 53,348 | $4,113,664 | |
| VEU | Vanguard International Equity Index Funds | +168 | 31,708 | $2,655,545 | |
| VOO | VANGUARD 500 INDEX FUND | +88 | 3,931 | $2,699,850 | |
| IJR | iShares Core S&P Small-Cap ETF | +83 | 12,207 | $1,810,420 | |
| TSLA | Tesla, Inc. | +20 | 1,942 | $816,805 | |
| AGG | iShares Core U.S. Aggregate Bond ETF | +10 | 24,459 | $2,420,951 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| SPYV | State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF | −5,561 | 228,850 | $13,911,791 | |
| USMV | iShares MSCI USA Min Vol Factor ETF | −4,228 | 93,920 | $9,059,523 | |
| SPYG | State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF | −3,909 | 164,264 | $19,545,773 | |
| SPMO | Invesco Ltd. | −2,155 | 3,322 | $536,635 | |
| IGM | iShares Expanded Tech Sector ETF | −1,378 | 2,380 | $389,320 | |
| — | −961 | 42,837 | $2,470,409 | ||
| IVW | iShares S&P 500 Growth ETF | −589 | 52,060 | $7,159,811 | |
| IWM | iShares Russell 2000 ETF | −585 | 20,510 | $6,162,229 | |
| EFAV | iShares MSCI EAFE Min Vol Factor ETF | −548 | 84,324 | $7,396,058 | |
| VTI | VANGUARD TOTAL STOCK MARKET INDEX FUND | −505 | 18,664 | $6,906,426 | |
| XMMO | Victory Portfolios II | −386 | 1,824 | $310,335 | |
| DBMF | iMGP DBI Managed Futures Strategy ETF | −211 | 51,990 | $1,591,413 | |
| AAPL | Apple Inc. | −209 | 8,332 | $2,410,947 | |
| QQQ | Invesco Qqq Trust, Series 1 | −75 | 4,511 | $3,321,900 | |
| No positions match the current search. | |||||
Sold Out
Positions the filer fully exited| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| SPYG |
State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF
|
Reduced | 164,264 | $19,545,773 | 16.87% | |
| SPYV |
State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF
|
Reduced | 228,850 | $13,911,791 | 12.01% | |
| USMV |
iShares MSCI USA Min Vol Factor ETF
|
Reduced | 93,920 | $9,059,523 | 7.82% | |
| CGCP |
Capital Group Core Plus Income ETF
|
Added | 337,507 | $7,523,031 | 6.49% | |
| EFAV |
iShares MSCI EAFE Min Vol Factor ETF
|
Reduced | 84,324 | $7,396,058 | 6.38% | |
| IVW |
iShares S&P 500 Growth ETF
|
Reduced | 52,060 | $7,159,811 | 6.18% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Reduced | 18,664 | $6,906,426 | 5.96% | |
| IWM |
iShares Russell 2000 ETF
|
Reduced | 20,510 | $6,162,229 | 5.32% | |
| SCHD |
Schwab U.S. Dividend Equity ETF
|
Added | 160,414 | $5,086,727 | 4.39% | |
| IJH |
iShares Core S&P Mid-Cap ETF
|
Added | 53,348 | $4,113,664 | 3.55% | |
| SCHG |
Schwab U.S. Large-Cap Growth ETF
|
Added | 101,391 | $3,431,071 | 2.96% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Reduced | 4,511 | $3,321,900 | 2.87% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Added | 3,931 | $2,699,850 | 2.33% | |
| VEU |
Vanguard International Equity Index Funds
|
Added | 31,708 | $2,655,545 | 2.29% | |
|
|
Reduced | 42,837 | $2,470,409 | 2.13% | ||
| AGG |
iShares Core U.S. Aggregate Bond ETF
|
Added | 24,459 | $2,420,951 | 2.09% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 8,332 | $2,410,947 | 2.08% | |
| IJR |
iShares Core S&P Small-Cap ETF
|
Added | 12,207 | $1,810,420 | 1.56% | |
| DBMF |
iMGP DBI Managed Futures Strategy ETF
|
Reduced | 51,990 | $1,591,413 | 1.37% | |
| TSLA |
Tesla, Inc.
Consumer Cyclical
|
Added | 1,942 | $816,805 | 0.70% | |
| VOTE |
TCW Transform 500 ETF
|
Held | 7,214 | $636,051 | 0.55% | |
| SDY |
State Street(R) SPDR(R) S&P(R) Dividend ETF
|
Held | 3,921 | $596,697 | 0.51% | |
| ESGU |
iShares ESG Aware MSCI USA ETF
|
Held | 3,538 | $579,064 | 0.50% | |
| SPMO |
Invesco Ltd.
Financial Services
|
Reduced | 3,322 | $536,635 | 0.46% | |
| LVHD |
Franklin U.S. Low Volatility High Dividend Index ETF
|
Held | 11,241 | $494,637 | 0.43% | |
| WM |
Waste Management Inc
Industrials
|
Held | 1,762 | $392,714 | 0.34% | |
| IGM |
iShares Expanded Tech Sector ETF
|
Reduced | 2,380 | $389,320 | 0.34% | |
| XMMO |
Victory Portfolios II
|
Reduced | 1,824 | $310,335 | 0.27% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
NEW | 2,408 | $282,843 | 0.24% | |
| QLV |
FlexShares US Quality Low Volatility Index Fund
|
Held | 3,398 | $256,521 | 0.22% | |
| CVNA |
Carvana Co.
Consumer Cyclical
|
Added | 3,500 | $230,370 | 0.20% | |
| FHLC |
Fidelity MSCI Health Care Index ETF
|
Held | 2,950 | $227,887 | 0.20% | |
| QYLD |
Global X NASDAQ 100 Covered Call ETF
|
Held | 12,120 | $223,371 | 0.19% | |
| DE |
Deere & Co
Industrials
|
NEW | 347 | $220,112 | 0.19% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.