Asset Allocation & Management Company, LLC

Registered adviser

CIK

1498383

Location

CHICAGO, IL

Portfolio Value

Small $294,008,871

Diversification

Moderately concentrated

Files via

Mariner, LLC ZAZOVE ASSOCIATES LLC SECURIAN ASSET MANAGEMENT, INC Muzinich & Co., Inc.

Filing Date

Global Rank

#5,052 / 8,811 ▼ 71 · as of Jun 2026

Top Industry

Internet Content & Information 18.0%

Period ended 21 days ago

Filed Oct 13, 2026 · 8d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 109875

Roster of Oct 1, 2026

Regulatory AUM

$27,488,721,707

Main clients

Insurance companies (99% of AUM)

LEI

549300DSCHEIV5W3U963

Private funds on Schedule D 7.B.(1)

As filed May 30, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

No private funds listed.

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$27,488,721,707	Insurance companies (99%)
Apr 2025 to Mar 2026	$24,032,190,971	Insurance companies (99%)
Apr 2024 to Mar 2025	$22,965,698,670	Insurance companies (99%)
May 2023 to Mar 2024	$24,000,390,411	Insurance companies (99%)
Apr 2023	$24,000,390,411	Insurance companies (99%)
Apr 2022 to Mar 2023	$28,965,575,307	Insurance companies (98%)

4 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 89.1% of the book (60%+)

Turnover

Low turnover

13.4% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 20.6 quarters (12+), a floor since 59.5% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 90.6%; sector active share 85.7% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

67 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

37.1%

+1.1 pts

Top 5

78.1%

+5.8 pts

Top 10

91.4%

+2.3 pts

HHI

1,860

Moderately concentrated+138

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	94.7%	$278,547,550	37
Technology	1.5%	$4,311,077	9
Financial Services	1.2%	$3,401,829	6
Communication Services	0.9%	$2,790,189	2
Energy	0.9%	$2,565,719	5
Consumer Cyclical	0.2%	$716,091	2
Consumer Defensive	0.2%	$645,967	3
Healthcare	0.2%	$636,307	2
Industrials	0.1%	$394,142	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

9 positions

Ticker	Company	Δ Shares	Shares	Value
SRLN	State Street(R) Blackstone Senior Loan ETF	+202,621	794,167	$32,076,405
SCHD	Schwab U.S. Dividend Equity ETF	+66,342	806,214	$26,226,141
JAAA	Janus Henderson AAA CLO ETF	+54,950	182,683	$9,220,011
SCHB	Schwab U.S. Broad Market ETF	+17,679	283,189	$8,300,269
—		+15,675	41,970	$0
VEU	Vanguard International Equity Index Funds	+13,079	136,304	$11,309,142
VGLT	VANGUARD LONG-TERM TREASURY INDEX FUND	+2,350	6,257	$313,725
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+1,287	210,448	$78,758,059
CRWD	CrowdStrike Holdings, Inc.	+933	1,244	$329,349
No positions match the current search.

Trimmed

Positions the filer reduced

5 positions

Ticker	Company	Δ Shares	Shares	Value
VUG	VANGUARD GROWTH INDEX FUND	−10,876	42,306	$3,812,193
NODK	NI Holdings, Inc.	−9,000	10,089	$150,527
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	−3,411	209,334	$32,488,636
VOO	VANGUARD 500 INDEX FUND	−2,451	32,534	$22,801,779
GOOGL	Alphabet Inc.	−847	6,990	$2,405,119
No positions match the current search.

New Positions

Positions the filer opened this quarter

4 positions

Ticker	Company	Shares	Value
TGT	Target Corp	1,430	$224,066
MRK	Merck & Co., Inc.	1,453	$211,135
ANET	Arista Networks, Inc.	1,003	$204,200
KO	Coca Cola Co	2,342	$201,599
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
IBM	International Business Machines Corp	906	$254,776
URI	United Rentals, Inc.	196	$222,046
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

67 tracked positions · $294,008,871 total · filing declares 69 positions · $320,898 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Showing 1–50 of 67 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	210,448	+1,287	$78,758,059	+1.8%	26.79%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Reduced	209,334	-3,411	$32,488,636	−3.4%	11.05%
SRLN	State Street(R) Blackstone Senior Loan ETF	Added	794,167	+202,621	$32,076,405	+34.6%	10.91%
SCHD	Schwab U.S. Dividend Equity ETF	Added	806,214	+66,342	$26,226,141	+11.8%	8.92%
VOO	VANGUARD 500 INDEX FUND	Reduced	32,534	-2,451	$22,801,779	−5.1%	7.76%
SPHY	State Street(R) SPDR(R) Portfolio High Yield Bond ETF	Held	804,501	0	$18,173,677	−3.6%	6.18%
VEU	Vanguard International Equity Index Funds	Added	136,304	+13,079	$11,309,142	+9.6%	3.85%
JAAA	Janus Henderson AAA CLO ETF	Added	182,683	+54,950	$9,220,011	+43.0%	3.14%
SCHB	Schwab U.S. Broad Market ETF	Added	283,189	+17,679	$8,300,269	+7.9%	2.82%
FTSL	First Trust Senior Loan Fund	Held	138,670	0	$6,180,521	−0.4%	2.10%
VEA	Vanguard FTSE Developed Markets ETF	Held	78,938	0	$5,573,812	−0.9%	1.90%
QQQ	Invesco Qqq Trust, Series 1	Held	5,441	0	$4,025,088	+0.5%	1.37%
VUG	VANGUARD GROWTH INDEX FUND	Reduced	42,306	-10,876	$3,812,193	−16.8%	1.30%
SPY	Spdr S&P 500 ETF Trust	Held	4,631	0	$3,531,739	+2.1%	1.20%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Held	36,130	0	$3,243,028	+2.1%	1.10%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Held	38,470	0	$2,971,807	−2.3%	1.01%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Held	44,203	0	$2,621,679	−0.6%	0.89%
GOOGL	Alphabet Inc. Communication Services	Reduced	6,990	-847	$2,405,119	−14.1%	0.82%
BRK-A	Berkshire Hathaway Inc Financial Services	Held	3	0	$2,241,015	−0.2%	0.76%
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	Held	7,329	0	$2,140,800	−4.6%	0.73%
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Held	17,772	0	$1,357,780	−1.9%	0.46%
VB	Vanguard Index Funds	Held	4,345	0	$1,236,109	−6.1%	0.42%
BIV	Vanguard Bond Index Funds	Held	14,760	0	$1,075,413	−5.0%	0.37%
MPC	Marathon Petroleum Corp Energy	Held	2,502	0	$989,340	+54.7%	0.34%
AVGO	Broadcom Inc. Technology	Held	2,284	0	$802,117	−7.0%	0.27%
AAPL	Apple Inc. Technology	Held	2,053	0	$683,690	+15.1%	0.23%
MSFT	Microsoft Corp Technology	Held	1,323	0	$678,566	+37.5%	0.23%
BLV	VANGUARD LONG-TERM BOND INDEX FUND	Held	10,260	0	$643,609	−9.0%	0.22%
VLO	Valero Energy Corp/Tx Energy	Held	1,634	0	$633,354	+48.8%	0.22%
NVDA	Nvidia Corp Technology	Held	2,627	0	$599,954	+14.1%	0.20%
VO	VANGUARD MID-CAP INDEX FUND	Held	5,944	0	$466,128	−2.7%	0.16%
JNJ	Johnson & Johnson Healthcare	Held	1,606	0	$425,172	+4.2%	0.14%
CMI	Cummins Inc Industrials	Held	763	0	$394,142	−27.6%	0.13%
KLAC	Kla Corp Technology	Held	1,980	0	$385,961	−35.4%	0.13%
META	Meta Platforms, Inc. Communication Services	Held	531	0	$385,070	+28.7%	0.13%
BP	Bp PLC Energy	Held	8,400	0	$369,516	+19.1%	0.13%
F	Ford Motor Co Consumer Cyclical	Held	30,000	0	$361,800	−13.2%	0.12%
AMZN	Amazon Com Inc Consumer Cyclical	Held	1,422	0	$354,291	+4.5%	0.12%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	1,244	+933	$329,349	+38.8%	0.11%
INTC	Intel Corp Technology	Held	2,613	0	$314,160	−13.9%	0.11%
VGLT	VANGUARD LONG-TERM TREASURY INDEX FUND	Added	6,257	+2,350	$313,725	+45.5%	0.11%
PANW	Palo Alto Networks Inc Technology	Held	788	0	$313,080	+16.5%	0.11%
VAL	Valaris Ltd Energy	Held	3,793	0	$297,826	+8.2%	0.10%
TRV	Travelers Companies, Inc. Financial Services	Held	790	0	$281,642	+8.0%	0.10%
CVX	Chevron Corp Energy	Held	1,350	0	$275,683	+23.2%	0.09%
V	Visa Inc. Financial Services	Held	690	0	$247,937	+4.7%	0.08%
JPM	Jpmorgan Chase & Co Financial Services	Held	740	0	$244,814	+1.1%	0.08%
GS	Goldman Sachs Group Inc Financial Services	Held	262	0	$235,894	−11.0%	0.08%
TGT	Target Corp Consumer Defensive	NEW	1,430	NEW	$224,066	NEW	0.08%
COST	Costco Wholesale Corp /New Consumer Defensive	Held	242	0	$220,302	−2.7%	0.07%

Showing the top 50 of 67 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.