D. SCOTT NEAL, INC.
Filing Date
Global Rank
#4,396
/ 7,976
▲ 3
Top Industry
Insurance - Life
19.4%
3Y Alpha vs SPY
+6.3%
Period ended 9 months ago
Filed Oct 28, 2025 · 8mo
23 quarters · since Mar 2020
Clone Performance
Jun 2023–Jun 2026 · vs SPYHypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.
Cloned portfolio
+105.6%
SPY
+76.3%
Annualised alpha
+6.3%
Max drawdown
−13.4%
Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.
Portfolio Concentration
43 positions · as of Sep 30, 2025 · Δ vs Jun 30, 2025Top Position
20.1%
+1.5 pts
Top 5
66.9%
−0.5 pts
Top 10
85.1%
−0.7 pts
HHI
1,089
Diversified+15
Portfolio Trend
23 quarters · across all stocks
Sector Breakdown
As of Sep 30, 2025| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 42.6% | $76,523,744 |
| Financial Services | 24.8% | $44,621,449 |
| Technology | 21.8% | $39,137,563 |
| Real Estate | 4.4% | $7,948,362 |
| Industrials | 2.3% | $4,081,530 |
| Consumer Cyclical | 1.7% | $2,991,939 |
| Communication Services | 0.9% | $1,557,451 |
| Consumer Defensive | 0.7% | $1,225,773 |
| Healthcare | 0.7% | $1,225,036 |
| Energy | 0.2% | $285,708 |
Last Quarter's Activity
Export CSVTrimmed
Positions the filer reduced
12 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| UNM | Unum Group | −7,166 | 257,423 | $20,022,360 | |
| IAU | Ishares Gold Trust | −6,232 | 67,117 | $4,884,103 | |
| NVDA | Nvidia Corp | −1,000 | 9,122 | $1,701,982 | |
| AJG | Arthur J. Gallagher & Co. | −951 | 56,663 | $17,550,796 | |
| GLD | Spdr Gold Trust | −861 | 101,674 | $36,142,056 | |
| SPY | Spdr S&P 500 ETF Trust | −710 | 6,211 | $4,137,643 | |
| ABT | Abbott Laboratories | −500 | 2,300 | $308,062 | |
| NSA | National Storage Affiliates Trust | −358 | 255,877 | $7,732,602 | |
| IBM | International Business Machines Corp | −312 | 2,150 | $606,644 | |
| QQQ | Invesco Qqq Trust, Series 1 | −309 | 51,460 | $30,895,039 | |
| XOM | Exxon Mobil Corp | −100 | 2,534 | $285,708 | |
| KLAC | Kla Corp | −1 | 10,886 | $11,741,639 | |
| No positions match the current search. | |||||
Sold Out
Positions the filer fully exited
1 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| NVO | Novo Nordisk A S | 3,210 | $221,554 | |
| No positions match the current search. | ||||
10 positions ·
$39,137,563 total
· Technology only
· as of Sep 30, 2025
All sectors
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| FLEX |
Flex Ltd.
Technology
|
Added | 267,835 | $15,526,394 | 39.67% | |
| KLAC |
Kla Corp
Technology
|
Reduced | 10,886 | $11,741,639 | 30.00% | |
| MSFT |
Microsoft Corp
Technology
|
Held | 8,172 | $4,232,687 | 10.81% | |
| REKR |
Rekor Systems, Inc.
Technology
|
Held | 1,700,650 | $2,670,020 | 6.82% | |
| AAPL |
Apple Inc.
Technology
|
Added | 6,882 | $1,752,363 | 4.48% | |
| NVDA |
Nvidia Corp
Technology
|
Reduced | 9,122 | $1,701,982 | 4.35% | |
| IBM |
International Business Machines Corp
Technology
|
Reduced | 2,150 | $606,644 | 1.55% | |
| AVGO |
Broadcom Inc.
Technology
|
Added | 1,034 | $341,126 | 0.87% | |
| ORCL |
Oracle Corp
Technology
|
Held | 1,200 | $337,488 | 0.86% | |
| MU |
Micron Technology Inc
Technology
|
NEW | 1,358 | $227,220 | 0.58% |