Castle Financial & Retirement Planning Associates, Inc.
Registered adviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Nov 2026 | $107,946,217 | Individuals and high net worth (100%) |
| Apr 2025 to Mar 2026 | $105,190,836 | Individuals and high net worth (100%) |
| Apr 2024 to Mar 2025 | $96,597,545 | Individuals and high net worth (100%) |
| May 2023 to Mar 2024 | $97,027,699 | Individuals and high net worth (91%) |
| Mar 2023 to Apr 2023 | $97,027,699 | Individuals and high net worth (91%) |
| Apr 2022 to Feb 2023 | $108,715,837 | Individuals and high net worth (77%) |
Portfolio style
Measured from the filed 13F common-share book for Dec 31, 2021, never from the firm's own description.
Closest benchmark: every 13F filer's combined book, active share 89.6%; sector active share 53.8% against the combined 13F book's sector weights.
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
224 tracked positions · as of Dec 31, 2021Sector Breakdown
As of Dec 31, 2021| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 82.2% | $23,449,245 |
| Financial Services | 7.2% | $2,062,331 |
| Consumer Defensive | 4.3% | $1,233,732 |
| Communication Services | 1.5% | $427,288 |
| Technology | 1.4% | $408,683 |
| Basic Materials | 1.0% | $283,063 |
| Healthcare | 0.7% | $196,812 |
| Real Estate | 0.6% | $181,998 |
| Consumer Cyclical | 0.3% | $94,707 |
| Energy | 0.3% | $91,392 |
| Utilities | 0.2% | $56,264 |
| Industrials | 0.2% | $56,070 |
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| VOO |
VANGUARD 500 INDEX FUND
|
First | 10,495 | $4,581,802 | 16.05% | |
| SPY |
Spdr S&P 500 ETF Trust
|
First | 6,431 | $3,054,467 | 10.70% | |
| SCHD |
Schwab U.S. Dividend Equity ETF
|
First | 34,212 | $2,765,352 | 9.69% | |
| RDVY |
First Trust Rising Dividend Achievers ETF
|
First | 37,148 | $1,923,894 | 6.74% | |
| ESGU |
iShares ESG Aware MSCI USA ETF
|
First | 17,648 | $1,904,219 | 6.67% | |
| QUAL |
iShares MSCI USA Quality Factor ETF
|
First | 11,172 | $1,626,196 | 5.70% | |
| GLD |
Spdr Gold Trust
|
First | 9,000 | $1,538,640 | 5.39% | |
| SPGP |
Victory Portfolios II
|
First | 13,824 | $1,341,342 | 4.70% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
First | 4,205 | $1,257,295 | 4.41% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
First | 6,620 | $1,082,899 | 3.79% | |
| IVV |
iShares Core S&P 500 ETF
|
First | 2,134 | $1,017,896 | 3.57% | |
| DGRO |
iShares Core Dividend Growth ETF
|
First | 16,740 | $930,409 | 3.26% | |
| MOAT |
VanEck Morningstar Wide Moat ETF
|
First | 7,869 | $598,909 | 2.10% | |
|
|
First | 31,928 | $484,667 | 1.70% | ||
| VTV |
VANGUARD VALUE INDEX FUND
|
First | 3,200 | $470,752 | 1.65% | |
| DIS |
Walt Disney Co
Communication Services
|
First | 1,973 | $305,597 | 1.07% | |
| GUNR |
FlexShares Morningstar Global Upstream Natural Resources Index Fund
|
First | 5,775 | $228,054 | 0.80% | |
| IAU |
Ishares Gold Trust
|
First | 6,467 | $225,116 | 0.79% | |
| SGOL |
abrdn Gold ETF Trust
|
First | 9,590 | $168,400 | 0.59% | |
| FNV |
FRANCO NEVADA Corp
Basic Materials
|
First | 1,200 | $165,948 | 0.58% | |
| SJB |
ProShares Short High Yield
|
First | 9,100 | $158,522 | 0.56% | |
| OPP |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
Financial Services
|
First | 11,000 | $154,347 | 0.54% | |
| AAPL |
Apple Inc.
Technology
|
First | 663 | $117,728 | 0.41% | |
| VUG |
VANGUARD GROWTH INDEX FUND
|
First | 351 | $112,635 | 0.39% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
First | 671 | $106,252 | 0.37% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
First | 405 | $97,783 | 0.34% | |
| BX |
Blackstone Inc.
Financial Services
|
First | 728 | $94,195 | 0.33% | |
| JNJ |
Johnson & Johnson
Healthcare
|
First | 529 | $90,496 | 0.32% | |
| MSFT |
Microsoft Corp
Technology
|
First | 262 | $88,115 | 0.31% | |
| PHYS |
Sprott Physical Gold Trust
Financial Services
|
First | 5,166 | $74,183 | 0.26% | |
| FPE |
First Trust Preferred Securities and Income ETF
|
First | 3,462 | $70,347 | 0.25% | |
| PGX |
Invesco Ltd.
Financial Services
|
First | 4,430 | $66,450 | 0.23% | |
| T |
At&T Inc.
Communication Services
|
First | 2,474 | $60,860 | 0.21% | |
| PFF |
iShares Preferred and Income Securities ETF
|
First | 1,330 | $52,441 | 0.18% | |
| PM |
Philip Morris International Inc.
Consumer Defensive
|
First | 406 | $38,570 | 0.14% | |
| AXP |
American Express Co
Financial Services
|
First | 220 | $35,992 | 0.13% | |
| MCD |
Mcdonalds Corp
Consumer Cyclical
|
First | 132 | $35,385 | 0.12% | |
| OLN |
OLIN Corp
Basic Materials
|
First | 600 | $34,512 | 0.12% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
First | 523 | $32,002 | 0.11% | |
| SJM |
J M SMUCKER Co
Consumer Defensive
|
First | 219 | $29,744 | 0.10% | |
| CCEP |
COCA-COLA EUROPACIFIC PARTNERS plc
Consumer Defensive
|
First | 500 | $27,965 | 0.10% | |
| O |
Realty Income Corp
Real Estate
|
First | 365 | $26,130 | 0.09% | |
| WELL |
Welltower Inc.
Real Estate
|
First | 300 | $25,731 | 0.09% | |
| EOS |
Eaton Vance Enhanced Equity Income Fund II
Financial Services
|
First | 1,000 | $24,590 | 0.09% | |
| ABBV |
AbbVie Inc.
Healthcare
|
First | 176 | $23,830 | 0.08% | |
| GLTR |
abrdn Precious Metals Basket ETF Trust
|
First | 262 | $23,435 | 0.08% | |
| KKR |
KKR & Co. Inc.
Financial Services
|
First | 306 | $22,797 | 0.08% | |
| GIII |
G III Apparel Group Ltd
Consumer Cyclical
|
First | 790 | $21,835 | 0.08% | |
| BXMT |
Blackstone Mortgage Trust, Inc.
Real Estate
|
First | 706 | $21,617 | 0.08% | |
| INTC |
Intel Corp
Technology
|
First | 415 | $21,372 | 0.07% |
Showing the top 50 of 224 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.