HOWARD WEALTH MANAGEMENT, LLC

Registered adviser

CIK

1766286

Location

Madison, CT

Portfolio Value

Small $271,317,955

Diversification

Diversified

Filing Date

Global Rank

#5,562 / 8,827 ▼ 14 · as of Jun 2026

Top Industry

Consumer Electronics 22.6%

Period ended 38 days ago

Filed Oct 28, 2026 · 10d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 299052

Roster of Nov 1, 2026

Regulatory AUM

$397,000,000

Main clients

Individuals and high net worth (96% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$397,000,000	Individuals and high net worth (96%)
Mar 2025 to Mar 2026	$356,183,000	Individuals and high net worth (96%)
Apr 2024 to Feb 2025	$290,500,000	Individuals and high net worth (96%)
May 2023 to Mar 2024	$259,150,000	Individuals and high net worth (97%)
Mar 2023 to Apr 2023	$259,150,000	Individuals and high net worth (97%)
Apr 2022 to Feb 2023	$258,500,000	Individuals and high net worth (96%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 67.0% of the book (60%+)

Turnover

Low turnover

7.1% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 16.9 quarters (12+), a floor since 39.7% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 74.4%; sector active share 67.2% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

150 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

20.3%

+0.3 pts

Top 5

54.6%

+1.2 pts

Top 10

68.0%

+1.0 pts

HHI

856

Diversified+30

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	79.9%	$216,893,420	107
Technology	10.8%	$29,248,842	11
Communication Services	3.0%	$8,150,558	4
Consumer Cyclical	1.8%	$4,785,089	4
Financial Services	1.4%	$3,900,387	6
Healthcare	1.1%	$2,867,493	5
Consumer Defensive	0.7%	$1,885,408	3
Industrials	0.6%	$1,701,271	5
Energy	0.4%	$950,046	2
Utilities	0.3%	$703,176	2
Basic Materials	0.1%	$232,265	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
FLDR	Fidelity Low Duration Bond Factor ETF	+21,262	123,511	$6,144,968
JAAA	Janus Henderson AAA CLO ETF	+20,883	121,060	$6,109,898
BSCU	Invesco BulletShares 2030 Corporate Bond ETF	+15,993	293,051	$4,729,843
BSJT		+12,107	220,052	$4,545,174
BSJR	Invesco BulletShares 2027 High Yield Corporate Bond ETF	+11,892	221,183	$4,889,250
BSJS	Invesco BulletShares 2028 High Yield Corporate Bond ETF	+11,783	220,212	$4,716,060
BSJU		+10,190	171,178	$4,257,196
BSCT	Invesco BulletShares 2029 Corporate Bond ETF	+9,975	310,049	$5,642,891
BSCR	Invesco BulletShares 2027 Corporate Bond ETF	+9,815	312,169	$6,101,343
BSCS	Invesco BulletShares 2028 Corporate Bond ETF	+9,285	292,665	$5,891,346
VRP	Invesco Ltd.	+3,972	107,052	$0
FLTR	VanEck IG Floating Rate ETF	+3,038	107,970	$2,762,952
PFXF	VanEck Preferred Securities ex Financials ETF	+2,910	92,573	$1,621,878
APH	Amphenol Corp	+2,075	4,275	$360,382
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	+1,174	13,034	$537,652
BSJQ	Invesco BulletShares 2026 High Yield Corporate Bond ETF	+1,035	212,439	$4,849,982
JEPI	JPMorgan Equity Premium Income ETF	+936	27,823	$1,564,209
QYLD	Global X NASDAQ 100 Covered Call ETF	+892	38,600	$716,030
JPIE	JPMorgan Income ETF	+834	8,120	$364,506
VUSB	VANGUARD ULTRA-SHORT BOND ETF	+824	9,864	$488,761
FLMI	Franklin Dynamic Municipal Bond ETF	+727	13,399	$312,464
VRIG	Invesco Variable Rate Investment Grade ETF	+613	19,882	$497,547
AMLP	Alerian MLP ETF	+602	13,310	$690,389
XYLD	Global X S&P 500 Covered Call ETF	+575	15,583	$647,006
VB	Vanguard Index Funds	+503	33,329	$9,481,767
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
JPST	JPMorgan Ultra-Short Income ETF	−7,083	73,653	$3,709,901
IWF	iShares Russell 1000 Growth ETF	−2,237	2,868	$359,245
FPFD	Fidelity Preferred Securities and Income ETF	−1,042	11,944	$244,613
PFF	iShares Preferred and Income Securities ETF	−774	29,006	$855,677
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	−661	35,070	$1,760,864
GSY	Invesco Ultra Short Duration ETF	−607	5,251	$262,182
DNL	WisdomTree Global ex-U.S. Quality Growth Fund	−601	13,273	$592,631
VIG	Vanguard Specialized Funds	−458	25,730	$6,003,066
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	−360	17,684	$1,081,022
—		−334	49,730	$0
GOOG	Alphabet Inc.	−300	7,604	$2,590,986
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	−294	22,627	$2,289,399
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	−288	39,061	$2,740,129
NFLX	Netflix Inc	−237	7,969	$554,483
INTC	Intel Corp	−230	4,006	$481,641
SPHY	State Street(R) SPDR(R) Portfolio High Yield Bond ETF	−220	12,690	$286,667
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	−203	33,858	$5,344,485
—		−200	3,929	$0
IVW	iShares S&P 500 Growth ETF	−200	29,206	$4,154,845
IOO	iShares Global 100 ETF	−188	11,779	$1,696,293
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	−167	5,833	$456,782
GSST	Goldman Sachs Ultra Short Bond ETF	−141	5,232	$264,006
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	−109	119,754	$18,585,820
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	−106	8,241	$1,207,141
AAPL	Apple Inc.	−106	36,874	$12,279,779
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
SGOV	iShares 0-3 Month Treasury Bond ETF	13,743	$1,383,645
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	1,682	$207,020
No positions match the current search.

Sold Out

Positions the filer fully exited

8 positions

Ticker	Company	Shares	Value
SNDK	Sandisk Corp	108	$245,562
CW	Curtiss Wright Corp	320	$242,483
MTZ	Mastec Inc	534	$222,176
SRE	Sempra	2,350	$217,868
TJX	Tjx Companies Inc	1,419	$214,978
WDC	Western Digital Corp	326	$208,222
JMHI	JPMorgan High Yield Municipal ETF	4,003	$202,683
VEA	Vanguard FTSE Developed Markets ETF	2,826	$201,352
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

150 tracked positions · $271,317,955 total · filing declares 150 positions · $276,858,657 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 150 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VUG	VANGUARD GROWTH INDEX FUND	Added	215,280	+500	$19,398,880	+4.9%	7.15%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Reduced	119,754	-109	$18,585,820	−1.9%	6.85%
AAPL	Apple Inc. Technology	Reduced	36,874	-106	$12,279,779	+14.8%	4.53%
VB	Vanguard Index Funds	Added	33,329	+503	$9,481,767	−4.7%	3.49%
PLTR	Palantir Technologies Inc. Technology	Held	34,210	0	$6,398,980	+60.3%	2.36%
FLDR	Fidelity Low Duration Bond Factor ETF	Added	123,511	+21,262	$6,144,968	+19.9%	2.26%
JAAA	Janus Henderson AAA CLO ETF	Added	121,060	+20,883	$6,109,898	+20.8%	2.25%
BSCR	Invesco BulletShares 2027 Corporate Bond ETF	Added	312,169	+9,815	$6,101,343	+2.9%	2.25%
VIG	Vanguard Specialized Funds	Reduced	25,730	-458	$6,003,066	−3.1%	2.21%
BSCQ	Invesco BulletShares 2026 Corporate Bond ETF	Added	304,759	+315	$5,948,895	+0.1%	2.19%
BSCS	Invesco BulletShares 2028 Corporate Bond ETF	Added	292,665	+9,285	$5,891,346	+2.1%	2.17%
BSCT	Invesco BulletShares 2029 Corporate Bond ETF	Added	310,049	+9,975	$5,642,891	+1.2%	2.08%
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	Reduced	33,858	-203	$5,344,485	−0.0%	1.97%
VOO	VANGUARD 500 INDEX FUND	Added	7,305	+76	$5,119,782	+3.1%	1.89%
SPY	Spdr S&P 500 ETF Trust	Reduced	6,677	-58	$5,092,080	+1.2%	1.88%
IVV	iShares Core S&P 500 ETF	Reduced	6,620	-52	$5,069,927	+1.5%	1.87%
AMD	Advanced Micro Devices Inc Technology	Held	8,025	0	$4,909,374	+5.3%	1.81%
BSJR	Invesco BulletShares 2027 High Yield Corporate Bond ETF	Added	221,183	+11,892	$4,889,250	+4.5%	1.80%
BSJQ	Invesco BulletShares 2026 High Yield Corporate Bond ETF	Added	212,439	+1,035	$4,849,982	−0.1%	1.79%
VEU	Vanguard International Equity Index Funds	Added	57,964	+90	$4,809,273	−0.8%	1.77%
BSCU	Invesco BulletShares 2030 Corporate Bond ETF	Added	293,051	+15,993	$4,729,843	+2.6%	1.74%
BSJS	Invesco BulletShares 2028 High Yield Corporate Bond ETF	Added	220,212	+11,783	$4,716,060	+4.1%	1.74%
BSJT		Added	220,052	+12,107	$4,545,174	+3.4%	1.68%
BSJU		Added	171,178	+10,190	$4,257,196	+2.5%	1.57%
IVW	iShares S&P 500 Growth ETF	Reduced	29,206	-200	$4,154,845	+2.7%	1.53%
GOOGL	Alphabet Inc. Communication Services	Reduced	10,799	-35	$3,715,719	−4.0%	1.37%
JPST	JPMorgan Ultra-Short Income ETF	Reduced	73,653	-7,083	$3,709,901	−9.1%	1.37%
VTV	VANGUARD VALUE INDEX FUND	Added	15,091	+171	$3,260,863	+0.3%	1.20%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	12,184	-95	$3,035,643	+3.7%	1.12%
VXUS	Vanguard Total International Stock ETF	Reduced	34,566	-21	$2,936,727	−0.7%	1.08%
FLTR	VanEck IG Floating Rate ETF	Added	107,970	+3,038	$2,762,952	+2.8%	1.02%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Reduced	39,061	-288	$2,740,129	−5.1%	1.01%
QQQ	Invesco Qqq Trust, Series 1	Reduced	3,554	-20	$2,629,142	−0.1%	0.97%
GOOG	Alphabet Inc. Communication Services	Reduced	7,604	-300	$2,590,986	−7.2%	0.95%
VV	VANGUARD LARGE-CAP INDEX FUND	Reduced	7,232	-2	$2,544,579	+2.3%	0.94%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	6,504	+12	$2,434,056	+1.3%	0.90%
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	Reduced	22,627	-294	$2,289,399	−7.4%	0.84%
MSFT	Microsoft Corp Technology	Reduced	4,187	-20	$2,147,512	+36.8%	0.79%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Reduced	35,070	-661	$1,760,864	−2.2%	0.65%
IOO	iShares Global 100 ETF	Reduced	11,779	-188	$1,696,293	+3.8%	0.63%
VHT	VANGUARD HEALTH CARE INDEX FUND	Reduced	5,268	-29	$1,665,109	+5.1%	0.61%
NVDA	Nvidia Corp Technology	Reduced	7,103	-10	$1,622,183	+14.0%	0.60%
PFXF	VanEck Preferred Securities ex Financials ETF	Added	92,573	+2,910	$1,621,878	+1.4%	0.60%
JEPI	JPMorgan Equity Premium Income ETF	Added	27,823	+936	$1,564,209	+3.0%	0.58%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	4,214	-57	$1,394,117	−0.3%	0.51%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	1,527	-5	$1,390,089	−3.0%	0.51%
SGOV	iShares 0-3 Month Treasury Bond ETF	NEW	13,743	NEW	$1,383,645	NEW	0.51%
ITA	iShares U.S. Aerospace & Defense ETF	Added	6,256	+22	$1,296,118	−14.2%	0.48%
META	Meta Platforms, Inc. Communication Services	Held	1,778	0	$1,289,370	+28.7%	0.48%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Added	14,061	+5	$1,260,287	−7.0%	0.46%

Showing the top 50 of 150 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.