RWQ Financial Management Services, Inc.
Registered adviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Nov 2026 | $222,275,773 | Individuals and high net worth (96%) |
| Apr 2025 to Mar 2026 | $255,727,897 | Individuals and high net worth (98%) |
| Apr 2024 to Mar 2025 | $245,900,000 | Individuals and high net worth (91%) |
| May 2023 to Mar 2024 | $92,441,564 | Individuals and high net worth (93%) |
| Apr 2023 | $92,441,564 | Individuals and high net worth (93%) |
| Apr 2022 to Mar 2023 | $135,750,000 | Individuals and high net worth (96%) |
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.
Closest benchmark: the Nasdaq-100 as of 2026-06-30, active share 59.6%; sector active share 16.5% against the combined 13F book's sector weights.
Over time 23 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
25 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026Portfolio Trend
Sector Breakdown
As of Sep 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 39.7% | $71,175,106 |
| Unclassified | 14.6% | $26,204,515 |
| Industrials | 13.4% | $23,946,857 |
| Communication Services | 13.1% | $23,401,100 |
| Financial Services | 8.0% | $14,299,924 |
| Consumer Cyclical | 6.6% | $11,777,345 |
| Healthcare | 4.7% | $8,361,724 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| INTC | Intel Corp | +40,220 | 76,565 | $9,205,409 | |
| SPCX | Space Exploration Technologies Corp | +25,725 | 35,100 | $5,295,186 | |
| JEPQ | JPMorgan Nasdaq Equity Premium Income ETF | +11,643 | 107,180 | $6,565,846 | |
| GOOGL | Alphabet Inc. | +10,059 | 36,460 | $12,545,156 | |
| META | Meta Platforms, Inc. | +7,264 | 14,970 | $10,855,944 | |
| QQQ | Invesco Qqq Trust, Series 1 | +6,547 | 14,012 | $10,365,657 | |
| AAPL | Apple Inc. | +4,395 | 39,056 | $13,006,429 | |
| GEV | GE Vernova Inc. | +3,539 | 12,805 | $12,171,024 | |
| VOO | VANGUARD 500 INDEX FUND | +375 | 925 | $648,295 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| GE | General Electric Co | −27,112 | 10,335 | $3,227,517 | |
| ABBV | AbbVie Inc. | −22,735 | 31,965 | $8,361,724 | |
| BRK-B | Berkshire Hathaway Inc | −21,010 | 9,530 | $4,745,463 | |
| NVDA | Nvidia Corp | −18,866 | 52,235 | $11,929,429 | |
| JPM | Jpmorgan Chase & Co | −9,915 | 14,898 | $4,928,705 | |
| TSM | Taiwan Semiconductor Manufacturing Co Ltd | −8,650 | 24,700 | $11,267,893 | |
| TSLA | Tesla, Inc. | −6,505 | 14,455 | $5,128,778 | |
| SOXX | iShares Semiconductor ETF | −4,895 | 6,260 | $3,559,686 | |
| AVGO | Broadcom Inc. | −4,541 | 25,080 | $8,807,845 | |
| AMZN | Amazon Com Inc | −3,080 | 26,685 | $6,648,567 | |
| GS | Goldman Sachs Group Inc | −2,245 | 4,840 | $4,357,742 | |
| MSFT | Microsoft Corp | −1,510 | 24,080 | $12,350,632 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
Technology
|
Added | 39,056 | $13,006,429 | 7.26% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 36,460 | $12,545,156 | 7.00% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 24,080 | $12,350,632 | 6.89% | |
| GEV |
GE Vernova Inc.
Industrials
|
Added | 12,805 | $12,171,024 | 6.79% | |
| NVDA |
Nvidia Corp
Technology
|
Reduced | 52,235 | $11,929,429 | 6.66% | |
| TSM |
Taiwan Semiconductor Manufacturing Co Ltd
Technology
|
Reduced | 24,700 | $11,267,893 | 6.29% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Added | 14,970 | $10,855,944 | 6.06% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Added | 14,012 | $10,365,657 | 5.79% | |
| INTC |
Intel Corp
Technology
|
Added | 76,565 | $9,205,409 | 5.14% | |
| AVGO |
Broadcom Inc.
Technology
|
Reduced | 25,080 | $8,807,845 | 4.92% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Reduced | 31,965 | $8,361,724 | 4.67% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 26,685 | $6,648,567 | 3.71% | |
| JEPQ |
JPMorgan Nasdaq Equity Premium Income ETF
|
Added | 107,180 | $6,565,846 | 3.66% | |
| SPCX |
Space Exploration Technologies Corp
Industrials
|
Added | 35,100 | $5,295,186 | 2.96% | |
| TSLA |
Tesla, Inc.
Consumer Cyclical
|
Reduced | 14,455 | $5,128,778 | 2.86% | |
| XLK |
State Street(R) Technology Select Sector SPDR(R) ETF
|
NEW | 25,875 | $5,065,031 | 2.83% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 14,898 | $4,928,705 | 2.75% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Reduced | 9,530 | $4,745,463 | 2.65% | |
| CRM |
Salesforce, Inc.
Technology
|
NEW | 20,070 | $4,607,469 | 2.57% | |
| GS |
Goldman Sachs Group Inc
Financial Services
|
Reduced | 4,840 | $4,357,742 | 2.43% | |
| SOXX |
iShares Semiconductor ETF
|
Reduced | 6,260 | $3,559,686 | 1.99% | |
| BE |
Bloom Energy Corp
Industrials
|
NEW | 11,745 | $3,253,130 | 1.82% | |
| GE |
General Electric Co
Industrials
|
Reduced | 10,335 | $3,227,517 | 1.80% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Added | 925 | $648,295 | 0.36% | |
| MS |
Morgan Stanley
Financial Services
|
NEW | 1,425 | $268,014 | 0.15% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.