Hoffman, Alan N Investment Management

CIK

1848530

Location

WELLESLEY HILLS, MA

Portfolio Value

Small $185,958,957

Diversification

Highly concentrated

Filing Date

Global Rank

#7,037 / 8,827 ▼ 68 · as of Jun 2026

Top Industry

Consumer Electronics 57.1%

Period ended 38 days ago

Filed Oct 28, 2026 · 10d

24 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 99.5% of the book (60%+)

Turnover

Low turnover

2.6% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 22.6 quarters (12+)

Closest benchmark: the Nasdaq-100 as of 2026-06-30, active share 75.2%; sector active share 47.7% against the combined 13F book's sector weights.

Over time 23 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

14 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

54.1%

+1.6 pts

Top 5

92.8%

−0.4 pts

Top 10

99.5%

+0.1 pts

HHI

3,372

Highly concentrated+129

Portfolio Trend

24 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	67.3%	$125,147,974	3
Consumer Cyclical	13.9%	$25,877,446	2
Communication Services	9.5%	$17,726,197	2
Unclassified	5.2%	$9,713,702	5
Consumer Defensive	3.9%	$7,263,602	1
Healthcare	0.1%	$230,036	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

4 positions

Ticker	Company	Δ Shares	Shares	Value
QQQ	Invesco Qqq Trust, Series 1	+1,236	2,542	$1,880,495
NIO	NIO Inc.	+1,115	110,114	$377,691
SPY	Spdr S&P 500 ETF Trust	+672	1,379	$1,051,666
NVDA	Nvidia Corp	+241	13,524	$3,088,611
No positions match the current search.

Trimmed

Positions the filer reduced

6 positions

Ticker	Company	Δ Shares	Shares	Value
AAPL	Apple Inc.	−5,261	302,300	$100,671,946
MSFT	Microsoft Corp	−4,453	41,699	$21,387,417
AMZN	Amazon Com Inc	−1,793	102,347	$25,499,755
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	−1,516	65,786	$6,095,072
GOOGL	Alphabet Inc.	−1,388	36,895	$12,694,831
COST	Costco Wholesale Corp	−367	7,979	$7,263,602
No positions match the current search.

New Positions

Positions the filer opened this quarter

No qualifying positions this quarter.

Sold Out

Positions the filer fully exited

No qualifying positions this quarter.

Portfolio Positions

Compact Export CSV View 13F filing

14 tracked positions · $185,958,957 total · filing declares 14 positions · $185,958,969 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Healthcare Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	302,300	-5,261	$100,671,946	+13.1%	54.14%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	102,347	-1,793	$25,499,755	+2.7%	13.71%
MSFT	Microsoft Corp Technology	Reduced	41,699	-4,453	$21,387,417	+24.2%	11.50%
GOOGL	Alphabet Inc. Communication Services	Reduced	36,895	-1,388	$12,694,831	−7.2%	6.83%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	7,979	-367	$7,263,602	−7.0%	3.91%
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	Reduced	65,786	-1,516	$6,095,072	+3.0%	3.28%
GOOG	Alphabet Inc. Communication Services	Held	14,766	0	$5,031,366	−3.6%	2.71%
NVDA	Nvidia Corp Technology	Added	13,524	+241	$3,088,611	+16.2%	1.66%
QQQ	Invesco Qqq Trust, Series 1	Added	2,542	+1,236	$1,880,495	+95.5%	1.01%
SPY	Spdr S&P 500 ETF Trust	Added	1,379	+672	$1,051,666	+99.2%	0.57%
NIO	NIO Inc. Consumer Cyclical	Added	110,114	+1,115	$377,691	−31.5%	0.20%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	Held	2,471	0	$361,952	−3.7%	0.19%
DVY	iShares Select Dividend ETF	Held	2,134	0	$324,517	−2.7%	0.17%
VRTX	Vertex Pharmaceuticals Inc Healthcare	Held	440	0	$230,036	+5.3%	0.12%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.