NIO · NIO Inc. · Holdings

$3.23 -0.13 (-3.85%)

Market Cap

$8.42B

2.51B

Volume · Oct 21 34.6M Avg daily vol (3M) 32.17M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of NIO: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 427

Total Value: $1,860,436,592

Total Shares: 368,238,620

Showing 1–100 of 467 holdings by value · page 1 of 5

Institutional Ownership Trend

27 quarters

Superinvestors Holding NIO

All superinvestors →

Joel Greenblatt $70,344

Holder Concentration

Across 433 13F filers

Top Holder

8.1%

of institutional value

Top 5

32.1%

of institutional value

Top 10

54.8%

of institutional value

HHI

387

Broadly held

Who Holds NIO

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 423 filers, like-for-like change -2.4%; actively managed books -9.3%; index-like books +27.4%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	23.4%	233	-13.7%	28	41
Exempt adviser	2.5%	8	-31.0%	3	2
Adviser	1.7%	7	+30.5%	1	1
Bank	18.3%	20	+24.8%	0	0
Insurer	0.3%	1	-1.3%	0	0
Broker-dealer	0.4%	2	-18.0%	0	0
Benefit plan	0.0%	1	new	1	0
Non-US	5.4%	6	-8.2%	0	1
Holding company	19.3%	8	+33.0%	0	1
Unknown	28.7%	137	-17.2%	15	16

Style	Share	Filers	Change	New	Exited
Index-like	24.6%	21	+27.4%	2	1
Systematic-like	21.0%	26	-40.1%	2	7
Concentrated	6.3%	86	+1.2%	10	23
Diversified active	48.1%	289	+15.2%	34	30
Unknown	0.0%	1	-25.6%	0	1
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	37.7%	246	+15.1%	18	34
Medium turnover	29.3%	75	+15.7%	11	8
High turnover	32.1%	59	-26.5%	10	15
Unknown	1.0%	43	+46.5%	9	5
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	4.5%	59	-9.1%	13	13
Medium horizon	6.5%	74	-4.1%	9	20
Long horizon	75.2%	266	+4.9%	22	26
Unknown	13.8%	24	-27.6%	4	3
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	1.8%	139	-0.8%	20	32
$1B to $10B	10.1%	135	-3.7%	18	22
$10B to $100B	20.6%	98	-6.3%	8	7
$100B or more	67.5%	51	-1.0%	2	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.3%	179	-18.5%	23	34
Pooled investment vehicles	20.7%	23	-12.8%	3	5
Registered funds and BDCs	0.6%	8	-6.8%	0	1
Pension and profit sharing plans	0.0%	2	0.0%	0	0
Insurance companies	0.0%	3	+0.1%	1	0
Charitable organizations	0.0%	2	-14.7%	0	0
Governments and sovereign funds	0.5%	3	-39.5%	0	0
Corporations	0.0%	3	+3.6%	0	0
Other investment advisers	0.1%	3	-1.1%	0	0
Other	0.0%	1	0.0%	0	0
Diversified	0.1%	6	+17.4%	1	1
Unknown	76.6%	190	+1.7%	20	21

Private funds	Share	Filers	Change	New	Exited
Hedge funds	21.4%	38	-20.9%	7	7
Private equity funds	0.2%	14	-9.4%	2	2
Venture capital funds	0.0%	1	0.0%	0	0
Real estate funds	0.0%	4	-21.9%	0	1
Liquidity funds	0.0%	1	-14.8%	0	0
Securitized asset funds	0.1%	1	0.0%	0	0
Other private funds	2.4%	16	+101.3%	1	1
Mixed private funds	0.0%	2	+35.7%	0	0
Private funds, type not stated	0.3%	7	-10.7%	3	0
No private funds	1.3%	157	-18.8%	18	32
Unknown	74.2%	182	+3.3%	17	19

Location	Share	Filers	Change	New	Exited
United States	73.4%	344	-8.9%	38	52
Outside the US	26.6%	79	+21.9%	10	10

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 9 holders with no observed 2026-03-31 13F and 6 holders with no observed 2026-06-30 13F. Compared across CIK changes: 4 filers continue as Evelyn Partners Group Ltd.

Conviction and Crowding

423 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.709% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.001%

Mar 31, 2026: 0

Crowding

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Top 10 holders

58.3%

of 13F shares, Herfindahl 0.043

Active holders

-9.3%

like-for-like share change of active filers

5% stakes on record

1 13D, 0 13G

How long holders have held it value-weighted 16.1 quarters

Under 1 year 9.34% 1 to 3 years 33.1% 3 years or more 57.6% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$5.62

estimated per share

Mar 31, 2026: $5.58

Quarter-end price

$5.06

implied by 13F values

Estimated gain or loss

-9.9%

price against the estimated cost

Estimated at a loss

82.7%

of costed 13F value

Estimated cost covers 46.5% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies NIO's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	BILI Bilibili Inc.	5	0.244
2	EDU New Oriental Education & Technology Group Inc.	5	0.209
3	PONY Pony AI Inc.	5	0.186
4	XPEV Xpeng Inc.	4	0.172
5	HMC Honda Motor Co Ltd	5	0.157
6	FUTU Futu Holdings Ltd	5	0.150
7	INIO Innio N.V.	5	0.132
8	PDD PDD Holdings Inc.	8	0.130
9	WDS Woodside Energy Group Ltd	3	0.126
10	NTES NetEase, Inc.	6	0.123

Shareholder Targets

13F filers that own its peers but not NIO, quarter ended Jun 30, 2026

Found through its holder-overlap peers: BILI, EDU, PONY, XPEV, HMC, FUTU, INIO, PDD, WDS, NTES, BBAI, JD, ERAS, SMCI, TME, BIDU, AAL, E, BB, ONC. 1,504 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Advent International, L.P. Unknown, Concentrated	$13,244,002,031 1 held	79.3%	INIO
2	VANGUARD CAPITAL MANAGEMENT LLC Registered adviser, Index-like	$4,172,154,871 10 held	0.090%	PDD, SMCI, AAL
3	PRIMECAP MANAGEMENT CO/CA/ Registered adviser, Diversified active	$4,165,669,647 5 held	2.46%	ONC, AAL, BIDU
4	BAKER BROS. ADVISORS LP Registered adviser, Concentrated	$2,508,182,547 1 held	12.6%	ONC
5	BAILLIE GIFFORD & CO Adviser, Diversified active	$2,226,049,768 6 held	2.02%	PDD, PONY, TME
6	H&H International Investment, LLC Registered adviser, Concentrated	$1,908,685,330 1 held	9.99%	PDD
7	Capital International Investors Adviser, Diversified active	$1,826,964,385 5 held	0.370%	ONC, PDD, INIO
8	VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active	$1,587,457,232 4 held	0.070%	SMCI, AAL, ERAS
9	GEODE CAPITAL MANAGEMENT, LLC Registered adviser, Index-like	$1,547,841,188 15 held	0.080%	PDD, SMCI, AAL
10	Orbis Allan Gray Ltd Unknown, Diversified active	$1,256,505,923 5 held	4.32%	NTES, PDD, AAL

Fund Ownership of NIO by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.37% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.02%	+0.01 pp	447,246	7
Index ETFs	0.35%	-0.02 pp	8,788,772	17
Active ETFs	0.00%	-0.05 pp	46,434	3
Active funds	0.02%	+0.01 pp	512,378	12
Unclassified	0.05%	+0.05 pp	1,354,967	6
All registered funds	0.45%	-0.01 pp	11,149,797	45

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 236 Exempt adviser 8 Adviser 7 Bank 20 Insurer 1 Broker-dealer 3 Benefit plan 1 Non-US 6 Holding company 8 Unknown 137

Showing 100 of 467

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY

$138,702,865

7.46%

27,411,634

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	477,967	$2,418,513	1.7%	Defined
MORGAN STANLEY & CO. LLC	4,885,911	$24,722,709	17.8%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	19,006,273	$96,171,741	69.3%	Defined
Morgan Stanley Investment Management LTD	29,300	$148,258	0.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	981,692	$4,967,361	3.6%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	1,847,599	$9,348,850	6.7%	Defined
Calvert Research & Management	182,892	$925,433	0.7%	Defined

LMR Partners LLP

$110,768,460

5.95%

21,891,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LMR PARTNERS (DIFC) Ltd	21,891,000	$110,768,460	100.0%	Sole

UBS Group AG

$97,512,907

5.24%

19,271,326

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	711,675	$3,601,075	3.7%	Defined
UBS AG	15,360,631	$77,724,792	79.7%	Defined
UBS Switzerland AG	3,170,772	$16,044,106	16.5%	Defined
UBS Securities LLC	28,248	$142,934	0.1%	Defined

BANK OF AMERICA CORP /DE/

$96,134,533

5.17%

18,998,920

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	14,628,076	$74,018,064	77.0%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	110,378	$558,512	0.6%	Defined
BOFA SECURITIES, INC.	2,057,326	$10,410,069	10.8%	Defined
MERRILL LYNCH INTERNATIONAL	2,203,140	$11,147,888	11.6%	Defined

D. E. Shaw & Co., Inc.

$92,117,138

4.95%

18,204,968

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	18,204,968	$92,117,138	100.0%	Defined

RENAISSANCE TECHNOLOGIES LLC

$81,774,902

4.40%

16,161,048

GOLDMAN SACHS GROUP INC

$78,160,362

4.20%

15,446,712

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	15,316,242	$77,500,184	99.2%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	130,470	$660,178	0.8%	Defined

WOLVERINE ASSET MANAGEMENT LLC

$71,766,486

3.86%

14,183,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	14,183,100	$71,766,486	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$66,774,290

3.59%

13,196,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA INVESTMENT GROUP	270,800	$1,370,248	2.1%	Other
SUSQUEHANNA SECURITIES, LLC	12,925,700	$65,404,042	97.9%	Other

Aspex Management (HK) Ltd

$66,496,541

3.57%

13,141,609

BNP PARIBAS ARBITRAGE, SA

$62,729,169

3.37%

12,397,069

BlackRock, Inc.

$47,876,670

2.57%

9,461,793

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Investment Management, LLC	25,629	$129,682	0.3%	Sole
BlackRock Institutional Trust Company, N.A.	6,600,000	$33,396,000	69.8%	Sole
BlackRock Asset Management Deutschland AG	62,311	$315,293	0.7%	Sole
BlackRock (Luxembourg) S.A.	28,877	$146,117	0.3%	Sole
Aperio Group, LLC	2,744,976	$13,889,578	29.0%	Sole

TWO SIGMA INVESTMENTS, LP

$45,698,560

2.46%

9,031,336

CITADEL ADVISORS LLC

$44,322,351

2.38%

8,759,358

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	7,872,702	$39,835,872	89.9%	Defined
Held directly	886,656	$4,486,479	10.1%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$43,067,684

2.31%

8,511,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA INVESTMENT GROUP	46,000	$232,760	0.5%	Other
SUSQUEHANNA SECURITIES, LLC	8,465,400	$42,834,924	99.5%	Other

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$41,960,029

2.26%

8,292,496

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA INVESTMENT GROUP	941,106	$4,761,996	11.3%	Other
SUSQUEHANNA SECURITIES, LLC	7,351,390	$37,198,033	88.7%	Other

MILLENNIUM MANAGEMENT LLC

$34,336,193

1.85%

6,785,809

MACKENZIE FINANCIAL CORP

$31,134,286

1.67%

6,153,021

CITADEL ADVISORS LLC

$29,964,814

1.61%

5,921,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	5,921,900	$29,964,814	100.0%	Defined

Legal & General Group Plc

$28,460,049

1.53%

5,624,516

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	22	$111	0.0%	Defined
Legal & General Investment Management Ltd joint	5,624,494	$28,459,938	100.0%	Defined

CITADEL ADVISORS LLC

$26,540,712

1.43%

5,245,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	5,245,200	$26,540,712	100.0%	Defined

STATE STREET CORP

$24,343,169

1.31%

4,810,903

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD. joint	4,810,903	$24,343,169	100.0%	Defined

MILLENNIUM MANAGEMENT LLC

$24,027,916

1.29%

4,748,600

MARSHALL WACE, LLP

$23,953,573

1.29%

4,733,908

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	4,064,353	$20,565,625	85.9%	Other
MARSHALL WACE ASIA Ltd	669,555	$3,387,948	14.1%	Other

JANE STREET GROUP, LLC

$23,861,442

1.28%

4,715,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	4,715,700	$23,861,442	100.0%	Defined

Ghisallo Capital Management LLC

$17,710,000

0.95%

3,500,000

Point72 Asset Management, L.P.

$17,117,893

0.92%

3,382,983

JANE STREET GROUP, LLC

$16,962,132

0.91%

3,352,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	3,352,200	$16,962,132	100.0%	Defined

Invesco Ltd.

$15,834,702

0.85%

3,129,388

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	7,892	$39,933	0.3%	Defined
Invesco Capital Management LLC	3,121,496	$15,794,769	99.7%	Defined

CITIGROUP INC

$15,180,000

0.82%

3,000,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	3,000,000	$15,180,000	100.0%	Defined

JPMORGAN CHASE & CO

$13,603,093

0.73%

2,688,359

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	271	$1,371	0.0%	Other
JPMorgan Chase Bank, N.A.	60	$303	0.0%	Defined
J.P. Morgan Investment Management Inc.	174,985	$885,424	6.5%	Defined
J.P. Morgan Securities LLC	902,689	$4,567,605	33.6%	Defined
JPMorgan Asset Management (UK) Ltd	1,584,823	$8,019,204	59.0%	Defined
55I, LLC	0	$0	0.0%	Other
J.P. Morgan SE	25,531	$129,186	0.9%	Defined

IMC-Chicago, LLC

$13,018,732

0.70%

2,572,872

BARCLAYS PLC

$12,859,377

0.69%

2,541,379

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	2,541,379	$12,859,377	100.0%	Defined

SG Americas Securities, LLC

$11,004,503

0.59%

2,174,803

VOLORIDGE INVESTMENT MANAGEMENT, LLC

$10,049,079

0.54%

1,985,984

OLD MISSION CAPITAL LLC

$9,552,278

0.51%

1,887,802

TUDOR INVESTMENT CORP ET AL

$8,109,156

0.44%

1,602,600

HSBC HOLDINGS PLC

$8,099,237

0.44%

1,600,640

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC Global Asset Management (UK) Ltd	212,578	$1,075,644	13.3%	Defined
Hongkong & Shanghai Banking Corp Ltd / ASP	20,650	$104,489	1.3%	Defined
HSBC BANK PLC	1,367,412	$6,919,104	85.4%	Defined

Clear Street Group Inc.

$7,917,422

0.43%

1,564,708

JANE STREET GROUP, LLC

$7,681,003

0.41%

1,517,985

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	3,893	$19,698	0.3%	Defined
Jane Street Global Trading, LLC	54,469	$275,613	3.6%	Defined
Jane Street Asia Trading Ltd	1,459,623	$7,385,692	96.2%	Defined

NATIXIS

$7,307,176

0.39%

1,444,106

Trexquant Investment LP

$6,949,555

0.37%

1,373,430

Walleye Trading LLC

$6,625,710

0.36%

1,309,429

DekaBank Deutsche Girozentrale

$6,585,681

0.35%

1,301,518

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deka Investment GmbH	1,301,518	$6,585,681	100.0%	Defined

LAZARD ASSET MANAGEMENT LLC

$6,164,395

0.33%

1,218,260

Balyasny Asset Management L.P.

$6,068,964

0.33%

1,199,400

AMERICAN CENTURY COMPANIES INC

$5,858,068

0.31%

1,157,721

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	1,157,721	$5,858,068	100.0%	Defined

Walleye Trading LLC

$5,401,550

0.29%

1,067,500

HRT FINANCIAL LP

$5,350,271

0.29%

1,057,366

Weiss Asset Management LP

$5,060,000

0.27%

1,000,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WEISS ANDREW M joint	1,000,000	$5,060,000	100.0%	Defined

Capital Markets Trading UK LLP

$4,868,109

0.26%

962,077

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CMT Global Holdings LLC	962,077	$4,868,109	100.0%	Defined

Walleye Trading LLC

$4,707,318

0.25%

930,300

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$4,635,698

0.25%

916,146

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	916,146	$4,635,698	100.0%	Defined

SIMPLEX TRADING, LLC

$4,593,255

0.25%

907,758

Qube Research & Technologies Ltd

$4,299,724

0.23%

849,748

AVIVA PLC

$4,221,477

0.23%

834,284

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AVIVA INVESTORS GLOBAL SERVICES LTD	834,284	$4,221,477	100.0%	Defined

GOLDMAN SACHS GROUP INC

$4,174,500

0.22%

825,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	825,000	$4,174,500	100.0%	Defined

CSS LLC/IL

$3,963,498

0.21%

783,300

STOREBRAND ASSET MANAGEMENT AS

$3,717,804

0.20%

734,744

Leonteq Securities AG

$3,507,288

0.19%

693,140

GROUP ONE TRADING LLC

$3,481,315

0.19%

688,007

CITIGROUP INC

$3,443,697

0.19%

680,573

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	101,807	$515,143	15.0%	Defined
Citigroup Financial Products Inc. joint	578,766	$2,928,554	85.0%	Defined

Parallax Volatility Advisers, L.P.

$3,272,302

0.18%

646,700

CAPITAL FUND MANAGEMENT S.A.

$3,218,746

0.17%

636,116

J. Safra Sarasin Holding AG

$3,145,301

0.17%

621,601

XY Capital Ltd

$2,845,217

0.15%

562,296

DV EQUITIES, LLC

$2,773,249

0.15%

548,073

Baker Avenue Asset Management, LP

$2,748,576

0.15%

543,197

Sculptor Capital LP

$2,710,642

0.15%

535,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sculptor Capital II LP joint	535,700	$2,710,642	100.0%	Sole

UBS Group AG

$2,603,192

0.14%

514,465

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	514,465	$2,603,192	100.0%	Defined

D. E. Shaw & Co., Inc.

$2,542,144

0.14%

502,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	502,400	$2,542,144	100.0%	Defined

VAN ECK ASSOCIATES CORP

$2,493,487

0.13%

492,784

BARCLAYS PLC

$2,488,508

0.13%

491,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS CAPITAL INC.	491,800	$2,488,508	100.0%	Defined

Tidal Investments LLC

$2,436,758

0.13%

481,573

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amplify Investments, LLC	356,646	$1,804,628	74.1%	Defined
Held directly	124,927	$632,130	25.9%	Sole

NINE MASTS CAPITAL Ltd

$2,400,970

0.13%

474,500

KBC Group NV

$2,387,500

0.13%

471,838

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KBC Bank NV joint	471,838	$2,387,500	100.0%	Defined

Swedbank AB

$2,357,054

0.13%

465,821

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Swedbank Robur Fonder AB	455,100	$2,302,806	97.7%	Defined
Held directly	10,721	$54,248	2.3%	Sole

Mitsubishi UFJ Asset Management Co., Ltd.

$2,282,566

0.12%

451,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	451,100	$2,282,566	100.0%	Defined

Marex Group plc

$2,247,171

0.12%

444,105

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	228,350	$1,155,451	51.4%	Defined
Marex Securities Products Inc.	215,755	$1,091,720	48.6%	Defined

DRW Securities, LLC

$2,047,523

0.11%

404,649

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DRW Europe B.V.	404,649	$2,047,523	100.0%	Other

LPL Financial LLC

$2,023,033

0.11%

399,809

PEAK6 LLC

$2,021,470

0.11%

399,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	399,500	$2,021,470	100.0%	Defined

CMT Capital Markets Trading GmbH

$1,876,055

0.10%

370,762

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CMT GmbH Holdings LLC joint	370,762	$1,876,055	100.0%	Defined

BNP PARIBAS ASSET MANAGEMENT Holding S.A.

$1,858,102

0.10%

367,214

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNP PARIBAS ASSET MANAGEMENT Europe	365,120	$1,847,507	99.4%	Defined
AXA INVESTMENT MANAGERS UK LIMITED	2,094	$10,595	0.6%	Defined

FMR LLC

$1,832,037

0.10%

362,063

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	356,827	$1,805,544	98.6%	Defined
STRATEGIC ADVISERS LLC	4,346	$21,990	1.2%	Defined
Fidelity Diversifying Solutions LLC	890	$4,503	0.2%	Defined

NORTHERN TRUST CORP

$1,783,415

0.10%

352,454

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	352,454	$1,783,415	100.0%	Defined

DEUTSCHE BANK AG\

$1,728,990

0.09%

341,698

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	196	$991	0.1%	Defined
DWS Investments UK Ltd	339,975	$1,720,273	99.5%	Defined
DBX Advisors LLC	227	$1,148	0.1%	Defined
Deutsche Bank S.p.A	900	$4,554	0.3%	Defined
Held directly	400	$2,024	0.1%	Sole

BARCLAYS PLC

$1,518,000

0.08%

300,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS CAPITAL INC.	300,000	$1,518,000	100.0%	Defined

CITIGROUP INC

$1,494,218

0.08%

295,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	295,300	$1,494,218	100.0%	Defined

Electron Capital Partners, LLC

$1,439,645

0.08%

284,515

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Electron GP, LLC joint	284,515	$1,439,645	100.0%	Defined

Verition Fund Management LLC

$1,422,872

0.08%

281,200

Verition Fund Management LLC

$1,361,140

0.07%

269,000

Walleye Capital LLC

$1,357,092

0.07%

268,200

SBI Securities Co., Ltd.

$1,238,586

0.07%

244,780

Polymer Capital Management (HK) LTD

$1,209,846

0.07%

239,100

HBK INVESTMENTS L P

$1,141,030

0.06%

225,500

LMR Partners LLP

$1,119,778

0.06%

221,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LMR PARTNERS Ltd	221,300	$1,119,778	100.0%	Sole

Walleye Capital LLC

$1,084,864

0.06%

214,400

PROFUND ADVISORS LLC

$1,059,705

0.06%

209,428

Vontobel Holding Ltd.

$1,046,465

0.06%

305,092

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK VONTOBEL AG	305,092	$1,046,465	100.0%	Defined

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Key facts CIK 1736541 CUSIP 62914V106 13F (30d) 79 filings 64 filers Visit website Investor relations