NIO · NIO Inc. · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-09-12 | Lee Denny Ting Bun |
Director |
Convert↑
Filing footnotes — American depositary shares (Direct)
Each American depositary share represents one Class A ordinary share. |
American depositary shares
|
131,869 |
| 2026-09-12 | Lee Denny Ting Bun |
Director |
Convert↓
Filing footnotes — Restricted share units (Direct)
The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting. The restricted share units vested on September 12, 2026 and do not have expiration dates. |
Restricted share units
|
131,869 |
| 2026-09-01 | Zhou Xin |
Executive Vice President |
Convert↑
Filing footnotes — American depositary shares (Direct)
Each American depositary share represents one Class A ordinary share. |
American depositary shares
|
200,000 |
| 2026-09-01 | Qin Lihong |
Director, President |
Convert↓
Filing footnotes — Restricted share units (Direct)
The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting. The restricted share units vest in five equal annual installments beginning on September 1, 2025, with 20% vesting in each annual installment, subject to the terms and conditions of the underlying award agreement. The restricted share units do not have expiration dates. The vesting reported herein was as of September 1, 2026. |
Restricted share units
|
300,000 |
| 2026-09-01 | Qin Lihong |
Director, President |
Convert↑
Filing footnotes — American depositary shares (Direct)
Each American depositary share represents one Class A ordinary share. |
American depositary shares
|
300,000 |
| 2026-09-01 | Qu Yu |
Chief Financial Officer |
Convert↑
Filing footnotes — American depositary shares (Direct)
Each American depositary share represents one Class A ordinary share. |
American depositary shares
|
45,000 |
| 2026-09-01 | Qu Yu |
Chief Financial Officer |
Tax↓
Filing footnotes — American depositary shares (Direct)
Each American depositary share represents one Class A ordinary share. Represents 22,500 shares to be sold pursuant to a non-discretionary sell-to-cover arrangement for the purpose of satisfying income tax liabilities incurred upon vesting of the 45,000 restricted share units. The closing price of the Issuer's American depositary shares on the last trading day before the reported transaction. The Issuer expects to sell these shares on behalf of the Reporting Person in the open market, and the actual sales price may differ from the closing price reported herein. |
American depositary shares
|
22,500 |
| 2026-09-01 | Qu Yu |
Chief Financial Officer |
Convert↑
Filing footnotes — American depositary shares (Direct)
Each American depositary share represents one Class A ordinary share. |
American depositary shares
|
200,000 |
| 2026-09-01 | Zhou Xin |
Executive Vice President |
Convert↓
Filing footnotes — Restricted share units (Direct)
The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting. The restricted share units vest in five equal annual installments beginning on September 1, 2025, with 20% vesting in each annual installment, subject to the terms and conditions of the underlying award agreement. The restricted share units do not have expiration dates. The vesting reported herein was as of September 1, 2026. |
Restricted share units
|
200,000 |
| 2026-09-01 | Qu Yu |
Chief Financial Officer |
Convert↓
Filing footnotes — Restricted share units (Direct)
The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting. The restricted share units vest in five annual installments beginning on September 1, 2022, with 10%, 10%, 20%, 30% and 30% vesting in the first, second, third, fourth and fifth annual installments, respectively, subject to the terms and conditions of the underlying award agreement. The restricted share units do not have expiration dates. The vesting reported herein was as of September 1, 2026. |
Restricted share units
|
45,000 |
| 2026-09-01 | Qu Yu |
Chief Financial Officer |
Tax↓
Filing footnotes — American depositary shares (Direct)
Each American depositary share represents one Class A ordinary share. Represents 100,000 shares to be sold pursuant to a non-discretionary sell-to-cover arrangement for the purpose of satisfying income tax liabilities incurred upon vesting of the 200,000 restricted share units. The closing price of the Issuer's American depositary shares on the last trading day before the reported transaction. The Issuer expects to sell these shares on behalf of the Reporting Person in the open market, and the actual sales price may differ from the closing price reported herein. |
American depositary shares
|
100,000 |
| 2026-09-01 | Qin Lihong |
Director, President |
Tax↓
Filing footnotes — American depositary shares (Direct)
Each American depositary share represents one Class A ordinary share. Represents 150,000 shares to be sold pursuant to a non-discretionary sell-to-cover arrangement for the purpose of satisfying income tax liabilities incurred upon vesting of the 300,000 restricted share units. The closing price of the Issuer's American depositary shares on the last trading day before the reported transaction. The Issuer expects to sell these shares on behalf of the Reporting Person in the open market, and the actual sales price may differ from the closing price reported herein. |
American depositary shares
|
150,000 |
| 2026-09-01 | Qu Yu |
Chief Financial Officer |
Convert↓
Filing footnotes — Restricted share units (Direct)
The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting. The restricted share units vest in five equal annual installments beginning on September 1, 2025, with 20% vesting in each annual installment, subject to the terms and conditions of the underlying award agreement. The restricted share units do not have expiration dates. The vesting reported herein was as of September 1, 2026. |
Restricted share units
|
200,000 |
| 2026-06-01 | Zhou Xin |
Executive Vice President |
Convert↓
Filing footnotes — Restricted share units (Direct)
The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting. The restricted share units vested on June 1, 2026, and do not have expiration dates. |
Restricted share units
|
200,000 |
| 2026-06-01 | Zhou Xin |
Executive Vice President |
Convert↑
Filing footnotes — American depositary shares (Direct)
Each American depositary share represents one Class A ordinary share. |
American depositary shares
|
200,000 |
| 2026-06-01 | Qu Yu |
Chief Financial Officer |
Convert↓
Filing footnotes — Restricted share units (Direct)
The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting. The restricted share units vested on June 1, 2026, and do not have expiration dates. |
Restricted share units
|
200,000 |
| 2026-06-01 | Qu Yu |
Chief Financial Officer |
Convert↑
Filing footnotes — American depositary shares (Direct)
Each American depositary share represents one Class A ordinary share. |
American depositary shares
|
200,000 |
| 2026-06-01 | Qin Lihong |
Director, President |
Tax↓
Filing footnotes — American depositary shares (Direct)
Each American depositary share represents one Class A ordinary share. The reported transaction involved the withholding of 150,000 shares upon the vesting of the 300,000 restricted share units in order to pay associated taxes. The closing price of the Issuer's American depositary shares on the last trading day before the withholding. The Issuer expects to sell the withheld shares on behalf of the Reporting Person in the open market, and the actual sales price may differ from the closing price reported herein. |
American depositary shares
|
150,000 |
| 2026-06-01 | Zhou Xin |
Executive Vice President |
Tax↓
Filing footnotes — American depositary shares (Direct)
Each American depositary share represents one Class A ordinary share. The reported transaction involved the withholding of 100,000 shares upon the vesting of the 200,000 restricted share units in order to pay associated taxes. The closing price of the Issuer's American depositary shares on the last trading day before the withholding. The Issuer expects to sell the withheld shares on behalf of the Reporting Person in the open market, and the actual sales price may differ from the closing price reported herein. |
American depositary shares
|
100,000 |
| 2026-06-01 | Qin Lihong |
Director, President |
Convert↓
Filing footnotes — Restricted share units (Direct)
The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting. The restricted share units vested on June 1, 2026, and do not have expiration dates. |
Restricted share units
|
300,000 |
| 2026-06-01 | Qu Yu |
Chief Financial Officer |
Tax↓
Filing footnotes — American depositary shares (Direct)
Each American depositary share represents one Class A ordinary share. The reported transaction involved the withholding of 100,000 shares upon the vesting of the 200,000 restricted share units in order to pay associated taxes. The closing price of the Issuer's American depositary shares on the last trading day before the withholding. The Issuer expects to sell the withheld shares on behalf of the Reporting Person in the open market, and the actual sales price may differ from the closing price reported herein. |
American depositary shares
|
100,000 |
| 2026-06-01 | Qin Lihong |
Director, President |
Convert↑
Filing footnotes — American depositary shares (Direct)
Each American depositary share represents one Class A ordinary share. |
American depositary shares
|
300,000 |