NIO · NIO Inc.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-06-01 | Zhou Xin |
Executive Vice President |
Convert↓
Filing footnotes — Restricted share units (Direct)
The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting. The restricted share units vested on June 1, 2026, and do not have expiration dates. |
Restricted share units
|
200,000 |
| 2026-06-01 | Zhou Xin |
Executive Vice President |
Convert↑
Filing footnotes — American depositary shares (Direct)
Each American depositary share represents one Class A ordinary share. |
American depositary shares
|
200,000 |
| 2026-06-01 | Qu Yu |
Chief Financial Officer |
Convert↓
Filing footnotes — Restricted share units (Direct)
The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting. The restricted share units vested on June 1, 2026, and do not have expiration dates. |
Restricted share units
|
200,000 |
| 2026-06-01 | Qu Yu |
Chief Financial Officer |
Convert↑
Filing footnotes — American depositary shares (Direct)
Each American depositary share represents one Class A ordinary share. |
American depositary shares
|
200,000 |
| 2026-06-01 | Qin Lihong |
Director, President |
Tax↓
Filing footnotes — American depositary shares (Direct)
Each American depositary share represents one Class A ordinary share. The reported transaction involved the withholding of 150,000 shares upon the vesting of the 300,000 restricted share units in order to pay associated taxes. The closing price of the Issuer's American depositary shares on the last trading day before the withholding. The Issuer expects to sell the withheld shares on behalf of the Reporting Person in the open market, and the actual sales price may differ from the closing price reported herein. |
American depositary shares
|
150,000 |
| 2026-06-01 | Zhou Xin |
Executive Vice President |
Tax↓
Filing footnotes — American depositary shares (Direct)
Each American depositary share represents one Class A ordinary share. The reported transaction involved the withholding of 100,000 shares upon the vesting of the 200,000 restricted share units in order to pay associated taxes. The closing price of the Issuer's American depositary shares on the last trading day before the withholding. The Issuer expects to sell the withheld shares on behalf of the Reporting Person in the open market, and the actual sales price may differ from the closing price reported herein. |
American depositary shares
|
100,000 |
| 2026-06-01 | Qin Lihong |
Director, President |
Convert↓
Filing footnotes — Restricted share units (Direct)
The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting. The restricted share units vested on June 1, 2026, and do not have expiration dates. |
Restricted share units
|
300,000 |
| 2026-06-01 | Qu Yu |
Chief Financial Officer |
Tax↓
Filing footnotes — American depositary shares (Direct)
Each American depositary share represents one Class A ordinary share. The reported transaction involved the withholding of 100,000 shares upon the vesting of the 200,000 restricted share units in order to pay associated taxes. The closing price of the Issuer's American depositary shares on the last trading day before the withholding. The Issuer expects to sell the withheld shares on behalf of the Reporting Person in the open market, and the actual sales price may differ from the closing price reported herein. |
American depositary shares
|
100,000 |
| 2026-06-01 | Qin Lihong |
Director, President |
Convert↑
Filing footnotes — American depositary shares (Direct)
Each American depositary share represents one Class A ordinary share. |
American depositary shares
|
300,000 |