VALE · Vale S.A. · Holdings

$11.81 -0.19 (-1.61%)

Market Cap

$50.77B

4.26B

Volume · Oct 27 30.51M Avg daily vol (3M) 30.31M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of VALE: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 549

Total Value: $13,216,700,877

Total Shares: 883,709,703

Showing 1–100 of 602 holdings by value · page 1 of 7

Institutional Ownership Trend

27 quarters

Superinvestors Holding VALE

All superinvestors →

Ray Dalio $39,501,747

Holder Concentration

Across 552 13F filers

Top Holder

14.5%

of institutional value

Top 5

34.6%

of institutional value

Top 10

49.2%

of institutional value

HHI

416

Broadly held

Who Holds VALE

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 546 filers, like-for-like change -5.9%; actively managed books -1.6%; index-like books -23.2%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	20.4%	297	-23.6%	35	40
Exempt adviser	0.7%	6	+310.6%	4	3
Adviser	28.9%	18	+26.8%	2	1
Bank	10.1%	25	-9.5%	0	1
Insurer	3.6%	2	+432.8%	0	0
Broker-dealer	0.2%	4	-17.6%	2	1
Registered fund	0.0%	1	-3.4%	0	0
Benefit plan	0.3%	3	-75.4%	0	0
Non-US	1.3%	11	-18.6%	1	0
Holding company	20.5%	13	-19.0%	0	0
Unknown	13.9%	166	-15.4%	21	31

Style	Share	Filers	Change	New	Exited
Index-like	16.4%	24	-23.2%	2	0
Systematic-like	3.6%	14	-12.4%	1	14
Concentrated	2.3%	120	+3.1%	21	19
Diversified active	77.6%	386	-1.1%	40	43
Unknown	0.0%	2	-74.8%	1	1
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	48.3%	315	+1.8%	30	19
Medium turnover	42.6%	119	-8.2%	12	21
High turnover	6.8%	56	-33.1%	17	31
Unknown	2.2%	56	+0.7%	6	6
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	2.1%	76	+28.7%	18	20
Medium horizon	9.3%	93	-23.0%	13	23
Long horizon	79.3%	343	-1.0%	28	22
Unknown	9.2%	34	-25.8%	6	12
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	2.0%	181	-35.8%	27	25
$1B to $10B	6.5%	171	-4.2%	25	34
$10B to $100B	19.8%	123	-26.0%	10	16
$100B or more	71.8%	71	+2.9%	3	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	2.7%	205	+2.7%	25	16
Pooled investment vehicles	9.8%	33	-28.1%	4	13
Registered funds and BDCs	3.0%	24	-42.1%	4	7
Pension and profit sharing plans	0.0%	3	-8.3%	0	0
Insurance companies	0.1%	1	-19.7%	0	0
Charitable organizations	0.0%	1	-37.7%	0	0
Governments and sovereign funds	1.8%	4	-10.8%	1	1
Corporations	0.0%	3	+1.5%	0	0
Other investment advisers	0.0%	5	-30.9%	0	1
Other	0.5%	3	-28.0%	0	0
Diversified	2.4%	14	+1.9%	1	2
Unknown	79.7%	250	+0.1%	30	37

Private funds	Share	Filers	Change	New	Exited
Hedge funds	12.5%	50	-32.5%	9	17
Private equity funds	0.2%	14	+5.7%	1	3
Venture capital funds	0.3%	2	-5.0%	0	0
Real estate funds	0.0%	4	-24.6%	1	1
Liquidity funds	0.6%	1	+86743.9%	1	1
Securitized asset funds	0.1%	2	-3.7%	0	0
Other private funds	2.7%	24	-9.5%	1	5
Mixed private funds	0.1%	6	-16.6%	1	0
Private funds, type not stated	1.4%	6	-3.5%	1	1
No private funds	3.3%	194	+0.6%	24	15
Unknown	78.8%	243	-0.6%	26	34

Location	Share	Filers	Change	New	Exited
United States	81.8%	452	-2.6%	52	59
Outside the US	18.2%	94	-18.6%	13	18

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 7 holders with no observed 2026-03-31 13F and 7 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

546 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

2.38% of filers hold it in their top 10

Mar 31, 2026: 12

Holders above 5%

median weight 0.013%

Mar 31, 2026: 5

Crowding

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Top 10 holders

53.5%

of 13F shares, Herfindahl 0.048

Active holders

-1.6%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 18.4 quarters

Under 1 year 7.50% 1 to 3 years 24.8% 3 years or more 67.7% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $843,692 (1 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$13.72

estimated per share

Mar 31, 2026: $12.80

Quarter-end price

$15.03

implied by 13F values

Estimated gain or loss

+9.6%

price against the estimated cost

Estimated at a loss

32.8%

of costed 13F value

Estimated cost covers 34.7% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies VALE's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	PBR Petrobras - Petroleo Brasileiro SA	43	0.331
2	ITUB Itau Unibanco Holding S.A.	19	0.230
3	BBD Bank Bradesco	12	0.202
4	RIO Rio Tinto PLC	36	0.197
5	SUZ Suzano S.A.	8	0.179
6	GGB Gerdau S.A.	7	0.172
7	SQM Chemical & Mining Co Of Chile Inc	12	0.155
8	BHP BHP Group Ltd	25	0.152
9	VIST Vista Energy, S.A.B. de C.V.	12	0.152
10	TEO Telecom Argentina SA	6	0.148

Shareholder Targets

13F filers that own its peers but not VALE, quarter ended Jun 30, 2026

Found through its holder-overlap peers: PBR, ITUB, BBD, RIO, SUZ, GGB, SQM, BHP, VIST, TEO, NU, SBS, BAK, BAP, AGRO, B, EC, XP, VIV, LOMA. 1,794 filers in all.

#	Filer	In peers	Of book	Largest peers
1	GQG Partners LLC Registered adviser, Diversified active	$3,543,795,806 3 held	6.59%	PBR, ITUB, BAP
2	VANGUARD CAPITAL MANAGEMENT LLC Registered adviser, Index-like	$2,132,210,904 13 held	0.050%	B, ITUB, SBS
3	Dodge & Cox Registered adviser, Diversified active	$1,697,323,068 5 held	0.890%	BAP, XP, ITUB
4	WCM INVESTMENT MANAGEMENT, LLC Registered adviser, Diversified active	$1,211,220,316 4 held	2.17%	NU, BAP, SBS
5	STATE FARM MUTUAL AUTOMOBILE INSURANCE CO Insurer, Diversified active	$1,150,137,195 2 held	0.790%	RIO, BHP
6	SCHRODER INVESTMENT MANAGEMENT GROUP Registered adviser, Diversified active	$1,126,533,164 13 held	0.810%	ITUB, BAP, PBR
7	Westwood Global Investments, LLC Registered adviser, Concentrated	$1,116,430,569 2 held	39.2%	BAP, ITUB
8	Ninety One UK Ltd Registered adviser, Diversified active	$1,067,262,655 7 held	2.39%	B, NU, BAP
9	ARGA Investment Management, LP Registered adviser, Concentrated	$987,194,492 4 held	25.2%	XP, PBR, BBD
10	NORGES BANK Non-US, Index-like	$951,449,396 5 held	0.090%	NU, BAP, XP

Fund Ownership of VALE by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.77% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.01%	0.00 pp	251,769	5
Index ETFs	0.76%	-0.06 pp	32,455,331	13
Active ETFs	0.24%	-0.14 pp	10,352,725	32
Active funds	5.06%	+1.96 pp	215,547,873	125
Unclassified	1.12%	+1.11 pp	47,595,895	16
All registered funds	7.20%	+2.87 pp	306,203,593	191

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 295 Exempt adviser 5 Adviser 18 Bank 26 Insurer 2 Broker-dealer 4 Registered fund 1 Benefit plan 3 Non-US 10 Holding company 13 Unknown 172

Showing 100 of 602

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Capital World Investors

$1,977,880,876

14.97%

131,508,037

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	131,508,037	$1,977,880,876	100.0%	Defined

BlackRock, Inc.

$959,980,090

7.26%

63,828,464

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	253,962	$3,819,588	0.4%	Sole
BlackRock Investment Management (Australia) Ltd	2,510	$37,750	0.0%	Sole
BlackRock Asset Management Canada Ltd	10,098	$151,873	0.0%	Sole
BlackRock Investment Management, LLC	137,255	$2,064,315	0.2%	Sole
BLACKROCK ADVISORS LLC	3,220,021	$48,429,115	5.0%	Sole
BlackRock Fund Advisors	22,446,835	$337,600,398	35.2%	Sole
BlackRock Institutional Trust Company, N.A.	35,717	$537,183	0.1%	Sole
BlackRock Fund Managers Ltd.	7,996,874	$120,272,984	12.5%	Sole
BlackRock Investment Management (UK) Ltd.	13,387	$201,340	0.0%	Sole
BlackRock International, Ltd.	1,552,079	$23,343,268	2.4%	Sole
BlackRock Asset Management Ireland Ltd	4,068,877	$61,195,910	6.4%	Sole
BlackRock Advisors (UK) Ltd	313,945	$4,721,732	0.5%	Sole
BlackRock (Luxembourg) S.A.	21,392,886	$321,749,005	33.5%	Sole
Aperio Group, LLC	2,381,720	$35,821,068	3.7%	Sole
SpiderRock Advisors, LLC	2,298	$34,561	0.0%	Sole

FMR LLC

$832,398,604

6.30%

55,345,652

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	37,755,727	$567,846,134	68.2%	Defined
STRATEGIC ADVISERS LLC	329,547	$4,956,386	0.6%	Defined
Fidelity Institutional Asset Management Trust Co	5,512,709	$82,911,143	10.0%	Defined
FIAM LLC	11,747,669	$176,684,941	21.2%	Defined

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$480,522,811

3.64%

31,949,655

PRINCIPAL FINANCIAL GROUP INC

$437,846,690

3.31%

29,112,147

MORGAN STANLEY

$419,540,315

3.17%

27,894,968

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	1,021,743	$15,367,014	3.7%	Defined
MORGAN STANLEY & CO. LLC	1,132,467	$17,032,303	4.1%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	5,249,491	$78,952,344	18.8%	Defined
MORGAN STANLEY SMITH BARNEY LLC	2,827,433	$42,524,592	10.1%	Defined
MORGAN STANLEY LATAM LLC	15,540,542	$233,729,751	55.7%	Defined
Morgan Stanley Bank, N.A.	16,437	$247,212	0.1%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	2,106,855	$31,687,099	7.6%	Defined

Capital Research Global Investors

$368,253,512

2.79%

24,484,941

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	24,484,941	$368,253,512	100.0%	Defined

Robeco Institutional Asset Management B.V.

$362,997,234

2.75%

27,069,145

LAZARD ASSET MANAGEMENT LLC

$359,139,467

2.72%

23,878,954

Fisher Asset Management, LLC

$341,372,520

2.58%

22,697,641

BANK OF AMERICA CORP /DE/

$268,913,528

2.03%

17,879,889

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	5,213,142	$78,405,655	29.2%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	942,539	$14,175,786	5.3%	Defined
BOFA SECURITIES, INC.	533,364	$8,021,794	3.0%	Defined
MERRILL LYNCH INTERNATIONAL	10,807,902	$162,550,846	60.4%	Defined
U.S. TRUST Co OF DELAWARE	23,765	$357,425	0.1%	Defined
MANAGED ACCOUNT ADVISORS LLC	359,177	$5,402,022	2.0%	Defined

Itau Unibanco Holding S.A.

$231,139,397

1.75%

15,368,311

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Itau USA Asset Management Inc.	11,678,336	$175,642,173	76.0%	Defined
Held directly	3,689,975	$55,497,224	24.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$220,722,528

1.67%

14,675,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	14,675,700	$220,722,528	100.0%	Other

Orbis Allan Gray Ltd

$214,589,892

1.62%

14,267,945

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ORBIS INVESTMENT MANAGEMENT LTD	14,267,945	$214,589,892	100.0%	Defined

Invesco Ltd.

$201,389,853

1.52%

13,390,283

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	12,657,262	$190,365,219	94.5%	Defined
Invesco Asset Management Limited joint	572,867	$8,615,919	4.3%	Defined
Invesco Investment Advisers LLC	101,839	$1,531,658	0.8%	Defined
Invesco Capital Management LLC	58,315	$877,057	0.4%	Defined

TWO SIGMA INVESTMENTS, LP

$197,363,106

1.49%

13,122,547

JPMORGAN CHASE & CO

$192,650,843

1.46%

12,809,232

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	285	$4,286	0.0%	Other
JPMorgan Chase Bank, N.A.	2,014,624	$30,299,944	15.7%	Other
J.P. Morgan Investment Management Inc.	4,157,737	$62,532,363	32.5%	Other
J.P. Morgan Securities LLC	585,831	$8,810,898	4.6%	Defined
J.P. Morgan Securities plc	2,650,679	$39,866,212	20.7%	Defined
JPMorgan Asset Management (UK) Ltd	3,293,603	$49,535,789	25.7%	Defined
JPMorgan Asset Management (Canada) Inc.	22,829	$343,348	0.2%	Defined
J.P. Morgan (Suisse) SA	97	$1,458	0.0%	Other
JPMorgan Asset Management (Japan) Ltd	56,603	$851,309	0.4%	Defined
JPMorgan Asset Management (Taiwan) Ltd	7,963	$119,763	0.1%	Defined
55I, LLC	1,205	$18,123	0.0%	Other
J.P. Morgan SE	17,776	$267,350	0.1%	Defined

BAILLIE GIFFORD & CO

$189,894,693

1.44%

12,625,977

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAILLIE GIFFORD & CO LTD	1,095,875	$16,481,960	8.7%	Defined
BAILLIE GIFFORD OVERSEAS LTD	10,149,060	$152,641,862	80.4%	Defined
Baillie Gifford Investment Management (Europe) Ltd	966,910	$14,542,326	7.7%	Defined
Held directly	414,132	$6,228,545	3.3%	Sole

GOLDMAN SACHS GROUP INC

$166,023,159

1.26%

11,038,774

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	6,960,244	$104,682,069	63.1%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	829,319	$12,472,957	7.5%	Defined
GOLDMAN SACHS INTERNATIONAL	3,249,211	$48,868,133	29.4%	Defined

TRUIST FINANCIAL CORP

$152,048,503

1.15%

10,109,608

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TRUIST BANK /NC/	3,856,559	$58,002,647	38.1%	Defined
Truist Advisory Services, Inc.	6,253,049	$94,045,856	61.9%	Defined

STATE STREET CORP

$149,997,980

1.13%

9,973,270

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD. joint	9,973,270	$149,997,980	100.0%	Defined

Schonfeld Strategic Advisors LLC

$144,825,123

1.10%

9,629,330

AMERICAN CENTURY COMPANIES INC

$143,314,971

1.08%

9,528,921

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	9,528,921	$143,314,971	100.0%	Defined

MILLENNIUM MANAGEMENT LLC

$131,928,834

1.00%

8,771,864

GOLDMAN SACHS GROUP INC

$127,018,816

0.96%

8,445,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	480,300	$7,223,712	5.7%	Defined
GOLDMAN SACHS INTERNATIONAL	7,965,100	$119,795,104	94.3%	Defined

AQR CAPITAL MANAGEMENT LLC

$113,476,603

0.86%

7,544,987

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GuideStone Capital Management, LLC	255,144	$3,837,365	3.4%	Other
Held directly	7,289,843	$109,639,238	96.6%	Defined

Mondrian Investment Partners LTD

$110,809,887

0.84%

8,263,228

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$110,446,240

0.84%

7,343,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	7,343,500	$110,446,240	100.0%	Other

Driehaus Capital Management LLC

$108,834,042

0.82%

7,236,306

MASSACHUSETTS FINANCIAL SERVICES CO /MA/

$102,168,117

0.77%

6,793,093

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MFS Institutional Advisors, Inc.	106,737	$1,605,324	1.6%	Defined
MFS Investment Management CO (LUX) S.A.R.L.	34,735	$522,414	0.5%	Defined
MFS Heritage Trust CO	303,826	$4,569,543	4.5%	Defined
MFS INVESTMENT MANAGEMENT CANADA LTD	55,505	$834,795	0.8%	Defined
MFS International Australia Pty Ltd	6,776	$101,911	0.1%	Defined
Held directly	6,285,514	$94,534,130	92.5%	Sole

UBS Group AG

$87,422,494

0.66%

5,812,666

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	614,223	$9,237,913	10.6%	Defined
UBS AG	4,867,017	$73,199,935	83.7%	Defined
UBS Switzerland AG	231,877	$3,487,430	4.0%	Defined
UBS Bank (Canada)	1,349	$20,288	0.0%	Defined
UBS Brasil Administradora de Valores Mobiliarios Ltda	98,200	$1,476,928	1.7%	Defined

DIMENSIONAL FUND ADVISORS LP

$85,295,418

0.65%

5,671,238

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DFA Australia Ltd.	105,190	$1,582,057	1.9%	Defined
Dimensional Ireland Ltd	262,837	$3,953,068	4.6%	Defined
Held directly	5,303,211	$79,760,293	93.5%	Sole

TODD ASSET MANAGEMENT LLC

$80,468,827

0.61%

5,350,321

ENVESTNET ASSET MANAGEMENT INC

$78,930,431

0.60%

5,248,034

CITADEL ADVISORS LLC

$75,939,968

0.57%

5,049,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	5,017,300	$75,460,192	99.4%	Defined
Held directly	31,900	$479,776	0.6%	Defined

Allianz Asset Management GmbH

$73,574,476

0.56%

4,891,920

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allianz Global Investors GmbH	4,891,920	$73,574,476	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$72,477,714

0.55%

4,818,997

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	4,818,997	$72,477,714	100.0%	Other

UBS Group AG

$71,636,527

0.54%

4,763,067

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	4,763,067	$71,636,527	100.0%	Defined

VAN ECK ASSOCIATES CORP

$68,671,195

0.52%

4,565,904

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VanEck Asset Management B.V.	3,520,920	$52,954,636	77.1%	Sole
Held directly	1,044,984	$15,716,559	22.9%	Sole

RENAISSANCE TECHNOLOGIES LLC

$66,960,471

0.51%

4,452,159

NORTHERN TRUST CORP

$63,520,942

0.48%

4,223,467

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	4,223,467	$63,520,942	100.0%	Defined

Connor, Clark & Lunn Investment Management Ltd.

$60,936,409

0.46%

4,051,623

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	4,051,623	$60,936,409	100.0%	Sole

D. E. Shaw & Co., Inc.

$57,468,291

0.43%

3,821,030

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	3,821,030	$57,468,291	100.0%	Defined

Capital International Investors

$54,374,322

0.41%

3,615,314

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	3,615,314	$54,374,322	100.0%	Defined

JANE STREET GROUP, LLC

$54,013,152

0.41%

3,591,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	3,591,300	$54,013,152	100.0%	Defined

Nuveen, LLC

$52,482,951

0.40%

3,489,558

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	1,355,132	$20,381,184	38.8%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	2,134,426	$32,101,767	61.2%	Defined

TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY

$52,198,875

0.39%

3,470,670

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TODD INTL INTRINSIC VALUE	1,720,390	$25,874,665	49.6%	Sole
TODD LARGE CAP INTRINSIC VALUE	1,590,700	$23,924,128	45.8%	Sole
MED TODD LARGE CAP INTRINSIC VALUE	47,270	$710,940	1.4%	Sole
MED TODD INTL INTRINSIC VALUE	112,310	$1,689,142	3.2%	Sole

D. E. Shaw & Co., Inc.

$51,412,736

0.39%

3,418,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	3,418,400	$51,412,736	100.0%	Defined

CITADEL ADVISORS LLC

$49,848,576

0.38%

3,314,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	3,290,100	$49,483,104	99.3%	Defined
Held directly	24,300	$365,472	0.7%	Defined

UBS Group AG

$46,727,776

0.35%

3,106,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	3,106,900	$46,727,776	100.0%	Defined

Man Group plc

$46,462,575

0.35%

3,089,267

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	3,089,267	$46,462,575	100.0%	Defined

Davis Selected Advisers

$44,064,944

0.33%

2,929,850

DEUTSCHE BANK AG\

$43,065,566

0.33%

2,863,402

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RREEF AMERICA LLC	1,426,500	$21,454,560	49.8%	Defined
DWS Investments UK Ltd	1,436,902	$21,611,006	50.2%	Defined

Schonfeld Strategic Advisors LLC

$42,990,336

0.33%

2,858,400

Aberdeen Group plc

$40,043,548

0.30%

2,662,470

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
abrdn Investments Ltd	2,662,470	$40,043,548	100.0%	Defined

VOLORIDGE INVESTMENT MANAGEMENT, LLC

$39,783,401

0.30%

2,645,173

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

$39,679,535

0.30%

2,638,267

Bridgewater Associates, LP

$39,501,747

0.30%

2,626,446

BESSEMER GROUP INC

$38,684,213

0.29%

2,572,089

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST CO	60,431	$908,881	2.3%	Defined
BESSEMER TRUST Co NATIONAL ASSOCIATION	1,678,933	$25,251,151	65.3%	Defined
Bessemer Trust CO of Delaware, N.A.	353,529	$5,317,075	13.7%	Defined
BESSEMER TRUST Co OF FLORIDA	463,486	$6,970,828	18.0%	Defined
Bessemer Trust Co of Nevada, National Association	15,710	$236,278	0.6%	Defined

Turim 21 Investimentos Ltda.

$38,280,680

0.29%

2,545,258

JANE STREET GROUP, LLC

$37,061,703

0.28%

2,464,209

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	1,039,834	$15,639,103	42.2%	Defined
Jane Street Global Trading, LLC	1,424,375	$21,422,600	57.8%	Defined

HSBC HOLDINGS PLC

$36,691,703

0.28%

2,439,608

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC Global Asset Management (UK) Ltd	2,250,453	$33,846,813	92.2%	Defined
HSBC Trinkaus & Burkhardt AG, Germany	166,348	$2,501,873	6.8%	Defined
HSBC BANK PLC	22,807	$343,017	0.9%	Defined

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$35,192,832

0.27%

2,339,949

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	2,339,949	$35,192,832	100.0%	Defined

Walleye Trading LLC

$35,136,448

0.27%

2,336,200

JANE STREET GROUP, LLC

$34,315,264

0.26%

2,281,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	2,281,600	$34,315,264	100.0%	Defined

Amundi

$33,738,177

0.26%

2,243,230

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management joint	2,243,230	$33,738,177	100.0%	Defined

Russell Investments Group, Ltd.

$33,014,286

0.25%

2,195,099

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management Limited	355,582	$5,347,953	16.2%	Defined
Russell Investment Management, LLC	1,238,348	$18,624,753	56.4%	Defined
Russell Investments Canada Limited	23,360	$351,334	1.1%	Defined
Russell Investments Capital, LLC	49,661	$746,901	2.3%	Defined
Russell Investments Limited	365,526	$5,497,511	16.7%	Defined
Russell Investments Trust Company	162,622	$2,445,834	7.4%	Defined

CITIGROUP INC

$32,900,000

0.25%

2,187,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	400,000	$6,016,000	18.3%	Defined
Citigroup Financial Products Inc. joint	1,787,500	$26,884,000	81.7%	Defined

GOLDMAN SACHS GROUP INC

$32,833,824

0.25%

2,183,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	483,000	$7,264,320	22.1%	Defined
GOLDMAN SACHS INTERNATIONAL	1,700,100	$25,569,504	77.9%	Defined

Allspring Global Investments Holdings, LLC

$32,439,234

0.25%

2,156,864

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC	44,586	$670,573	2.1%	Defined
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	2,112,278	$31,768,661	97.9%	Defined

RWC ASSET ADVISORS (US) LLC

$32,315,914

0.24%

2,409,837

CITIGROUP INC

$31,935,243

0.24%

2,123,354

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	122,787	$1,846,716	5.8%	Defined
Citigroup Financial Products Inc. joint	2,000,567	$30,088,527	94.2%	Defined

WELLS FARGO & COMPANY/MN

$30,018,786

0.23%

1,995,930

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	300	$4,512	0.0%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	704,578	$10,596,853	35.3%	Defined
WELLS FARGO CLEARING SERVICES, LLC	1,272,705	$19,141,483	63.8%	Defined
Wells Fargo Securities, LLC	18,347	$275,938	0.9%	Defined

State of New Jersey Common Pension Fund D

$27,858,847

0.21%

1,852,317

NEUBERGER BERMAN GROUP LLC

$26,673,995

0.20%

1,773,537

Jupiter Topco LLC

$25,857,339

0.20%

1,719,238

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS US LLC	1,719,238	$25,857,339	100.0%	Defined

OMERS ADMINISTRATION Corp

$24,354,241

0.18%

1,619,298

FRANKLIN RESOURCES INC

$23,558,699

0.18%

1,566,403

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST CO INTERNATIONAL	5,587	$84,028	0.4%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	22,112	$332,564	1.4%	Defined
FRANKLIN ADVISERS INC	301,800	$4,539,072	19.3%	Defined
FRANKLIN ADVISORY SERVICES LLC	1,236,458	$18,596,328	78.9%	Defined
TEMPLETON ASSET MANAGEMENT LTD	446	$6,707	0.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$23,353,375

0.18%

1,552,751

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	1,552,751	$23,353,375	100.0%	Defined

Foundations Investment Advisors, LLC

$22,576,542

0.17%

1,501,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RWM Capital, LLC	45,087	$678,108	3.0%	Other
DONATO WEALTH MANAGEMENT, PLLC	194,197	$2,920,722	12.9%	Other
Held directly	1,261,816	$18,977,712	84.1%	Sole

Grantham, Mayo, Van Otterloo & Co. LLC

$22,452,433

0.17%

1,492,848

JENNISON ASSOCIATES LLC

$21,422,870

0.16%

1,424,393

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Prudential Financial Inc	1,424,393	$21,422,870	100.0%	Defined

MACKENZIE FINANCIAL CORP

$21,035,004

0.16%

1,398,604

Deeter Investments LLP

$20,211,669

0.15%

1,343,861

D. E. Shaw & Co., Inc.

$19,627,200

0.15%

1,305,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	1,305,000	$19,627,200	100.0%	Defined

ROYAL BANK OF CANADA

$19,100,800

0.14%

1,270,000

Converium Capital Inc.

$18,048,000

0.14%

1,200,000

Walleye Trading LLC

$17,211,776

0.13%

1,144,400

MILLENNIUM MANAGEMENT LLC

$15,591,968

0.12%

1,036,700

RAYMOND JAMES FINANCIAL INC

$15,075,222

0.11%

1,002,342

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	137,044	$2,061,141	13.7%	Defined
Raymond James Financial Services Advisors, Inc.	448,167	$6,740,431	44.7%	Defined
ClariVest Asset Management LLC joint	417,131	$6,273,650	41.6%	Defined

LPL Financial LLC

$14,746,840

0.11%

980,508

BARCLAYS PLC

$14,604,620

0.11%

971,052

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	46,492	$699,239	4.8%	Defined
BARCLAYS CAPITAL INC.	47	$706	0.0%	Defined
BARCLAYS CAPITAL SECURITIES LTD	8,613	$129,539	0.9%	Defined
Barclays Bank (Suisse) SA	860,600	$12,943,424	88.6%	Defined
Barclays Investment Solutions Ltd	55,300	$831,712	5.7%	Defined

OSAIC HOLDINGS, INC.

$14,593,747

0.11%

970,329

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	637,657	$9,590,361	65.7%	Defined
OSAIC INSTITUTIONS, INC.	666	$10,016	0.1%	Defined
Osaic Advisory Services, LLC	332,006	$4,993,370	34.2%	Defined

MARSHALL WACE, LLP

$14,502,485

0.11%

964,261

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	935,361	$14,067,829	97.0%	Other
MARSHALL WACE ASIA Ltd	28,900	$434,656	3.0%	Other

CIBC WORLD MARKET INC.

$14,323,268

0.11%

952,345

RWC Asset Management LLP

$14,295,851

0.11%

1,066,059

MILLENNIUM MANAGEMENT LLC

$13,905,984

0.11%

924,600

Kiltearn Partners LLP

$13,681,466

0.10%

909,672

Covalis Capital LLP

$13,612,433

0.10%

905,082

ROYAL BANK OF CANADA

$13,536,000

0.10%

900,000

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Key facts CIK 917851 CUSIP 91912E105 13F (30d) 117 filings 114 filers Visit website Investor relations