Financial Guidance Group, Inc.

Registered adviser

CIK

1929349

Location

Palm Harbor, FL

Portfolio Value

Small $210,587,929

Diversification

Diversified

Filing Date

Global Rank

#5,587 / 8,821 ▼ 197 · as of Jun 2026

Top Industry

Consumer Electronics 20.3%

Period ended 31 days ago

Filed Oct 21, 2026 · 10d

19 quarters · since Mar 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 108799

Roster of Oct 1, 2026

Regulatory AUM

$288,447,277

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$288,447,277	Individuals and high net worth (99%)
Apr 2025 to Mar 2026	$214,263,751	Individuals and high net worth (99%)
Apr 2024 to Mar 2025	$185,973,890	Individuals and high net worth (99%)
May 2023 to Mar 2024	$164,315,322	Individuals and high net worth (99%)
Apr 2023	$164,315,322	Individuals and high net worth (99%)
Apr 2022 to Mar 2023	$177,145,741	Individuals and high net worth (99%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 71.5% of the book (60%+)

Turnover

Low turnover

6.9% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 13.4 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 89.0%; sector active share 83.2% against the combined 13F book's sector weights.

Over time 18 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

94 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

13.4%

+0.2 pts

Top 5

48.1%

+1.3 pts

Top 10

71.2%

−0.3 pts

HHI

659

Diversified+18

Portfolio Trend

19 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	94.7%	$199,362,951	75
Technology	2.9%	$6,138,665	5
Financial Services	0.8%	$1,691,659	5
Consumer Cyclical	0.6%	$1,247,244	1
Industrials	0.5%	$1,106,022	4
Healthcare	0.3%	$598,198	2
Communication Services	0.1%	$235,350	1
Consumer Defensive	0.1%	$207,840	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
—		+25,784	300,068	$0
—		+24,992	189,752	$0
—		+19,235	186,180	$0
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+14,720	109,950	$9,869,112
—		+13,011	254,115	$0
VFLO	VictoryShares Free Cash Flow ETF	+9,490	142,088	$7,273,484
QEFA	State Street(R) SPDR(R) MSCI EAFE StrategicFactors(SM) ETF	+9,415	161,064	$15,708,571
—		+6,929	105,363	$0
AIQ	Global X Artificial Intelligence & Technology ETF	+6,373	59,894	$3,902,693
SCHD	Schwab U.S. Dividend Equity ETF	+5,682	523,545	$17,030,918
FRDM	Freedom 100 Emerging Markets ETF	+5,663	50,863	$3,558,375
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+5,138	68,275	$4,049,390
BUFQ	FT Vest Laddered Nasdaq Buffer ETF	+4,957	114,748	$4,649,588
BITB	Bitwise Bitcoin ETF	+4,204	19,783	$897,356
RSP	Victory Portfolios II	+3,525	41,047	$0
RSPG	Victory Portfolios II	+2,674	34,698	$0
XFIV	BondBloxx Bloomberg Five Year Target Duration US Treasury ETF	+2,606	69,485	$3,242,170
QQQ	Invesco Qqq Trust, Series 1	+1,461	33,615	$24,867,368
—		+1,278	165,188	$0
SGOV	iShares 0-3 Month Treasury Bond ETF	+550	14,638	$1,473,753
GLDM	World Gold Trust	+334	78,762	$6,472,661
NVDA	Nvidia Corp	+318	5,602	$1,279,384
AMZN	Amazon Com Inc	+98	5,006	$1,247,244
GOOGL	Alphabet Inc.	+97	684	$235,350
JPM	Jpmorgan Chase & Co	+58	1,069	$353,657
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
BUFR	FT Vest Laddered Buffer ETF	−67,882	51,295	$1,922,023
FJUN	FT Vest U.S. Equity Buffer ETF - June	−24,115	43,488	$2,660,869
—		−6,004	121,967	$0
JEPI	JPMorgan Equity Premium Income ETF	−3,347	214,667	$12,068,578
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	−3,050	76,454	$3,620,861
XOCT	FT Vest U.S. Equity Enhance & Moderate Buffer ETF - October	−2,505	82,577	$3,336,110
COWZ	Pacer US Cash Cows 100 ETF	−2,353	65,245	$4,355,756
BAR	GraniteShares Gold Trust	−2,235	25,744	$1,053,187
XMAR	FT Vest U.S. Equity Enhance & Moderate Buffer ETF - March	−1,978	143,707	$6,267,062
SLYV	State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF	−1,567	31,381	$3,205,569
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−1,272	81,175	$4,992,262
QJUN	FT Vest Nasdaq-100 Buffer ETF - June	−1,227	161,998	$5,554,603
BNDX	Vanguard Total International Bond ETF	−912	5,394	$252,816
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	−800	5,888	$304,762
IJH	iShares Core S&P Mid-Cap ETF	−500	4,925	$354,353
—		−474	19,338	$0
AAPL	Apple Inc.	−443	6,836	$2,276,524
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	−324	8,220	$826,521
VEA	Vanguard FTSE Developed Markets ETF	−304	3,639	$256,949
SPY	Spdr S&P 500 ETF Trust	−250	19,691	$15,016,947
VOE	VANGUARD MID-CAP VALUE INDEX FUND	−225	10,940	$2,139,098
BAC	Bank Of America Corp	−206	5,279	$287,335
EFA	iShares MSCI EAFE ETF	−200	5,258	$546,253
BUFG	FT Vest Buffered Allocation Growth ETF	−200	27,837	$832,326
IWS	iShares Russell Mid-Cap Value ETF	−160	7,943	$1,276,757
No positions match the current search.

New Positions

Positions the filer opened this quarter

3 positions

Ticker	Company	Shares	Value
ABUF	ETF Series Solutions	154,109	$4,288,853
SPCX	Space Exploration Technologies Corp	1,832	$276,375
USFR	WisdomTree Floating Rate Treasury Fund	5,005	$252,201
No positions match the current search.

Sold Out

Positions the filer fully exited

No qualifying positions this quarter.

Portfolio Positions

Compact Export CSV View 13F filing

94 tracked positions · $210,587,929 total · filing declares 94 positions · $279,428,565 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Technology

Showing 1–50 of 94 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
QQQ	Invesco Qqq Trust, Series 1	Added	33,615	+1,461	$24,867,368	+5.0%	11.81%
SCHD	Schwab U.S. Dividend Equity ETF	Added	523,545	+5,682	$17,030,918	+3.7%	8.09%
QEFA	State Street(R) SPDR(R) MSCI EAFE StrategicFactors(SM) ETF	Added	161,064	+9,415	$15,708,571	+7.9%	7.46%
SPY	Spdr S&P 500 ETF Trust	Reduced	19,691	-250	$15,016,947	+0.8%	7.13%
JEPI	JPMorgan Equity Premium Income ETF	Reduced	214,667	-3,347	$12,068,578	−2.0%	5.73%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	109,950	+14,720	$9,869,112	+17.9%	4.69%
VFLO	VictoryShares Free Cash Flow ETF	Added	142,088	+9,490	$7,273,484	+19.9%	3.45%
GLDM	World Gold Trust	Added	78,762	+334	$6,472,661	+3.9%	3.07%
XMAR	FT Vest U.S. Equity Enhance & Moderate Buffer ETF - March	Reduced	143,707	-1,978	$6,267,062	+0.7%	2.98%
QJUN	FT Vest Nasdaq-100 Buffer ETF - June	Reduced	161,998	-1,227	$5,554,603	+0.7%	2.64%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Reduced	81,175	-1,272	$4,992,262	+14.0%	2.37%
BUFQ	FT Vest Laddered Nasdaq Buffer ETF	Added	114,748	+4,957	$4,649,588	+7.8%	2.21%
COWZ	Pacer US Cash Cows 100 ETF	Reduced	65,245	-2,353	$4,355,756	+3.6%	2.07%
ABUF	ETF Series Solutions	NEW	154,109	NEW	$4,288,853	NEW	2.04%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	68,275	+5,138	$4,049,390	+7.4%	1.92%
AIQ	Global X Artificial Intelligence & Technology ETF	Added	59,894	+6,373	$3,902,693	+11.1%	1.85%
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	Reduced	76,454	-3,050	$3,620,861	−10.0%	1.72%
VIG	Vanguard Specialized Funds	Added	15,460	+17	$3,606,972	−1.3%	1.71%
FRDM	Freedom 100 Emerging Markets ETF	Added	50,863	+5,663	$3,558,375	+8.0%	1.69%
XOCT	FT Vest U.S. Equity Enhance & Moderate Buffer ETF - October	Reduced	82,577	-2,505	$3,336,110	−0.7%	1.58%
XFIV	BondBloxx Bloomberg Five Year Target Duration US Treasury ETF	Added	69,485	+2,606	$3,242,170	−0.4%	1.54%
SLYV	State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF	Reduced	31,381	-1,567	$3,205,569	−10.8%	1.52%
GLD	Spdr Gold Trust	Reduced	7,159	-41	$2,726,433	+2.8%	1.29%
FJUN	FT Vest U.S. Equity Buffer ETF - June	Reduced	43,488	-24,115	$2,660,869	−34.3%	1.26%
AAPL	Apple Inc. Technology	Reduced	6,836	-443	$2,276,524	+8.1%	1.08%
VOE	VANGUARD MID-CAP VALUE INDEX FUND	Reduced	10,940	-225	$2,139,098	−3.0%	1.02%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Held	31,704	0	$1,942,187	−0.3%	0.92%
BUFR	FT Vest Laddered Buffer ETF	Reduced	51,295	-67,882	$1,922,023	−55.9%	0.91%
MDYV	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Value ETF	Reduced	20,128	-137	$1,781,529	−7.3%	0.85%
MSFT	Microsoft Corp Technology	Reduced	2,910	-42	$1,492,539	+35.5%	0.71%
SGOV	iShares 0-3 Month Treasury Bond ETF	Added	14,638	+550	$1,473,753	+3.9%	0.70%
NVDA	Nvidia Corp Technology	Added	5,602	+318	$1,279,384	+21.0%	0.61%
IWS	iShares Russell Mid-Cap Value ETF	Reduced	7,943	-160	$1,276,757	−4.3%	0.61%
AMZN	Amazon Com Inc Consumer Cyclical	Added	5,006	+98	$1,247,244	+6.6%	0.59%
XNOV	FT Vest U.S. Equity Enhance & Moderate Buffer ETF - November	Held	28,300	0	$1,146,150	+2.2%	0.54%
BUFT	FT Vest Buffered Allocation Defensive ETF	Held	40,375	0	$1,065,266	+1.9%	0.51%
BAR	GraniteShares Gold Trust	Reduced	25,744	-2,235	$1,053,187	−4.8%	0.50%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Held	7,488	0	$941,016	+5.1%	0.45%
BITB	Bitwise Bitcoin ETF	Added	19,783	+4,204	$897,356	+80.8%	0.43%
IWD	iShares Russell 1000 Value ETF	Held	3,542	0	$878,168	+2.3%	0.42%
BUFG	FT Vest Buffered Allocation Growth ETF	Reduced	27,837	-200	$832,326	+1.3%	0.40%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	Reduced	8,220	-324	$826,521	−4.0%	0.39%
VONG	VANGUARD RUSSELL 1000 GROWTH INDEX FUND	Held	6,250	0	$805,812	+0.9%	0.38%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Reduced	1,353	-40	$688,068	−5.4%	0.33%
IWF	iShares Russell 1000 Growth ETF	Held	5,280	0	$661,372	+0.9%	0.31%
AVGO	Broadcom Inc. Technology	Added	1,649	+19	$579,112	−5.9%	0.27%
EFA	iShares MSCI EAFE ETF	Reduced	5,258	-200	$546,253	−3.7%	0.26%
KLAC	Kla Corp Technology	Added	2,622	+22	$511,106	−34.8%	0.24%
DSEP	FT Vest U.S. Equity Deep Buffer ETF - September	Held	9,900	0	$483,813	+3.0%	0.23%
XHLF	BondBloxx Bloomberg Six Month Target Duration US Treasury ETF	Held	9,600	0	$482,400	−0.1%	0.23%

Showing the top 50 of 94 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.