Spahn Wealth & Retirement LLC

Registered adviser

CIK

1949033

Location

SCOTTSDALE, AZ

Portfolio Value

Small $154,150,444

Diversification

Diversified

Filing Date

Global Rank

#7,331 / 8,827 ▲ 1076

Top Industry

Banks - Diversified 21.7%

Period ended 4 months ago

Filed Aug 13, 2026 · 3mo

7 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 285932

Roster of Nov 1, 2026

Regulatory AUM

$181,438,726

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$181,438,726	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$167,417,382	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$127,300,625	Individuals and high net worth (100%)
May 2023 to Mar 2024	$100,945,861	Individuals and high net worth (100%)
Apr 2023	$100,945,861	Individuals and high net worth (100%)
Jun 2022 to Mar 2023	$117,072,252	Individuals and high net worth (100%)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 80.5% of the book (60%+)

Turnover

Medium turnover

50.8% over the last four quarters (30% to under 100%)

Horizon

Short horizon

Value-weighted holding period 2.8 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 79.8%; sector active share 54.6% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

38 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

26.0%

+12.6 pts

Top 5

59.4%

+13.2 pts

Top 10

80.5%

+2.7 pts

HHI

1,091

Diversified+366

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	67.5%	$104,112,542	17
Financial Services	11.1%	$17,091,905	9
Technology	6.2%	$9,558,517	3
Consumer Cyclical	5.8%	$8,986,037	5
Industrials	4.6%	$7,100,722	2
Communication Services	4.4%	$6,836,582	1
Consumer Defensive	0.3%	$464,139	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

6 positions

Ticker	Company	Δ Shares	Shares	Value
JPIE	JPMorgan Income ETF	+110,628	121,903	$5,613,633
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	+16,559	113,179	$5,131,535
IWM	iShares Russell 2000 ETF	+8,035	31,480	$9,458,166
BKNG	Booking Holdings Inc.	+2,562	2,675	$476,792
C	Citigroup Inc	+920	48,355	$6,767,765
IBKR	Interactive Brokers Group, Inc.	+780	51,442	$4,477,511
No positions match the current search.

Trimmed

Positions the filer reduced

10 positions

Ticker	Company	Δ Shares	Shares	Value
BAC	Bank Of America Corp	−56,408	5,736	$326,837
XLRE	State Street(R) Real Estate Select Sector SPDR(R) ETF	−54,004	14,733	$648,693
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−47,985	4,832	$256,627
AMZN	Amazon Com Inc	−21,935	2,953	$703,818
AAPL	Apple Inc.	−17,186	5,028	$1,454,902
MSFT	Microsoft Corp	−9,553	1,364	$508,799
TSLA	Tesla, Inc.	−4,739	13,744	$5,780,726
NVDA	Nvidia Corp	−4,099	37,957	$7,594,816
GOOG	Alphabet Inc.	−769	19,349	$6,836,582
JPM	Jpmorgan Chase & Co	−80	11,441	$3,744,982
No positions match the current search.

New Positions

Positions the filer opened this quarter

15 positions

Ticker	Company	Shares	Value
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	181,212	$19,764,792
BOXX	Alpha Architect 1-3 Month Box ETF	142,919	$16,734,385
—		462,055	$12,775,820
QQQ	Invesco Qqq Trust, Series 1	14,018	$10,322,855
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	35,452	$5,624,814
GEV	GE Vernova Inc.	4,621	$5,429,028
IGV	iShares Expanded Tech-Software Sector ETF	44,850	$4,063,410
HYG	iShares iBoxx $ High Yield Corporate Bond ETF	48,299	$3,862,471
ILF	iShares Latin America 40 ETF	86,280	$2,911,950
GLD	Spdr Gold Trust	6,725	$2,477,355
SLV	iShares Silver Trust	39,056	$2,088,324
SPCX	Space Exploration Technologies Corp	9,784	$1,671,694
IBIT	iShares Bitcoin Trust ETF	37,539	$1,249,673
ETHA	iShares Ethereum Trust ETF	94,873	$1,128,039
APO	Apollo Global Management, Inc.	1,700	$201,127
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
PH	Parker-Hannifin Corp	5,074	$4,542,447
PANW	Palo Alto Networks Inc	16,749	$2,685,199
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

38 tracked positions · $154,150,444 total · filing declares 38 positions · $155,421,904 · as of Jun 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Financial Services Industrials Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	NEW	181,212	NEW	$19,764,792	NEW	1	unpriced	12.82%
BOXX	Alpha Architect 1-3 Month Box ETF	NEW	142,919	NEW	$16,734,385	NEW	1	$116.70	10.86%
		NEW	462,055	NEW	$12,775,820	NEW	1	$26.60	8.29%
QQQ	Invesco Qqq Trust, Series 1	NEW	14,018	NEW	$10,322,855	NEW	1	$688.02	6.70%
IWM	iShares Russell 2000 ETF	Added	31,480	+8,035	$9,458,166	+62.7%	7	before history	6.14%
NVDA	Nvidia Corp Technology	Reduced	37,957	-4,099	$7,594,816	+3.5%	7	before history	4.93%
GOOG	Alphabet Inc. Communication Services	Reduced	19,349	-769	$6,836,582	+18.5%	7	before history	4.44%
C	Citigroup Inc Financial Services	Added	48,355	+920	$6,767,765	+25.8%	7	before history	4.39%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	13,744	-4,739	$5,780,726	−15.9%	3	$443.29	3.75%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	NEW	35,452	NEW	$5,624,814	NEW	1	$148.77	3.65%
JPIE	JPMorgan Income ETF	Added	121,903	+110,628	$5,613,633	+980.7%	3	$46.05	3.64%
GEV	GE Vernova Inc. Industrials	NEW	4,621	NEW	$5,429,028	NEW	1	$1,020.67	3.52%
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	Added	113,179	+16,559	$5,131,535	+15.7%	2	$44.93	3.33%
IBKR	Interactive Brokers Group, Inc. Financial Services	Added	51,442	+780	$4,477,511	+31.8%	4	$63.29	2.90%
IGV	iShares Expanded Tech-Software Sector ETF	NEW	44,850	NEW	$4,063,410	NEW	1	unpriced	2.64%
HYG	iShares iBoxx $ High Yield Corporate Bond ETF	NEW	48,299	NEW	$3,862,471	NEW	1	unpriced	2.51%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	11,441	-80	$3,744,982	+10.5%	5	$255.96	2.43%
ILF	iShares Latin America 40 ETF	NEW	86,280	NEW	$2,911,950	NEW	1	unpriced	1.89%
GLD	Spdr Gold Trust	NEW	6,725	NEW	$2,477,355	NEW	1	$414.27	1.61%
SLV	iShares Silver Trust	NEW	39,056	NEW	$2,088,324	NEW	1	$66.30	1.35%
HD	Home Depot, Inc. Consumer Cyclical	Held	5,058	0	$1,783,855	+7.2%	7	before history	1.16%
SPCX	Space Exploration Technologies Corp Industrials	NEW	9,784	NEW	$1,671,694	NEW	1	unpriced	1.08%
AAPL	Apple Inc. Technology	Reduced	5,028	-17,186	$1,454,902	−74.2%	7	before history	0.94%
IBIT	iShares Bitcoin Trust ETF	NEW	37,539	NEW	$1,249,673	NEW	1	$40.68	0.81%
ETHA	iShares Ethereum Trust ETF	NEW	94,873	NEW	$1,128,039	NEW	1	$15.52	0.73%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	2,953	-21,935	$703,818	−86.4%	7	before history	0.46%
XLRE	State Street(R) Real Estate Select Sector SPDR(R) ETF	Reduced	14,733	-54,004	$648,693	−76.9%	2	$41.91	0.42%
MSFT	Microsoft Corp Technology	Reduced	1,364	-9,553	$508,799	−87.4%	7	before history	0.33%
AXP	American Express Co Financial Services	Held	1,488	0	$503,316	+11.8%	7	before history	0.33%
BKNG	Booking Holdings Inc. Consumer Cyclical	Added	2,675	+2,562	$476,792	+0.2%	7	before history	0.31%
WMT	Walmart Inc. Consumer Defensive	Held	4,098	0	$464,139	−8.9%	7	before history	0.30%
LPLA	LPL Financial Holdings Inc. Financial Services	Held	1,386	0	$390,408	−6.4%	7	before history	0.25%
AMP	Ameriprise Financial Inc Financial Services	Held	795	0	$364,714	+3.2%	4	$512.53	0.24%
BAC	Bank Of America Corp Financial Services	Reduced	5,736	-56,408	$326,837	−89.2%	5	$42.22	0.21%
BRK-B	Berkshire Hathaway Inc Financial Services	Held	630	0	$315,245	+4.4%	7	before history	0.20%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Reduced	4,832	-47,985	$256,627	−92.1%	2	$53.64	0.17%
RL	Ralph Lauren Corp Consumer Cyclical	Held	600	0	$240,846	+16.7%	3	$340.82	0.16%
APO	Apollo Global Management, Inc. Financial Services	NEW	1,700	NEW	$201,127	NEW	1	$125.75	0.13%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.