Eley Financial Management, Inc

Registered adviser

CIK

1965267

Location

SOUTH BURLINGTON, VT

Portfolio Value

Small $305,103,377

Diversification

Moderately concentrated

Filing Date

Global Rank

#5,177 / 8,827 ▼ 103 · as of Jun 2026

Top Industry

Semiconductors 12.2%

Period ended 38 days ago

Filed Nov 3, 2026 · 4d

16 quarters · since Dec 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 105057

Roster of Nov 1, 2026

Regulatory AUM

$409,558,720

Main clients

Individuals and high net worth (96% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$409,558,720	Individuals and high net worth (96%)
Apr 2025 to Mar 2026	$369,018,994	Individuals and high net worth (96%)
Apr 2024 to Mar 2025	$322,510,452	Individuals and high net worth (95%)
May 2023 to Mar 2024	$285,126,849	Individuals and high net worth (95%)
Apr 2023	$285,126,849	Individuals and high net worth (95%)
Apr 2022 to Mar 2023	$319,106,092	Individuals and high net worth (95%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 72.4% of the book (60%+)

Turnover

Low turnover

10.4% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 13.8 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 72.7%; sector active share 48.1% against the combined 13F book's sector weights.

Over time 15 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

70 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

48.4%

−0.6 pts

Top 5

61.5%

+0.5 pts

Top 10

73.1%

+0.8 pts

HHI

2,445

Moderately concentrated−50

Portfolio Trend

16 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	60.6%	$184,781,977	36
Technology	12.3%	$37,536,664	7
Industrials	6.0%	$18,355,668	4
Healthcare	4.5%	$13,751,895	5
Communication Services	4.1%	$12,654,965	4
Consumer Cyclical	3.7%	$11,170,960	2
Financial Services	3.6%	$11,117,606	5
Consumer Defensive	2.3%	$7,077,808	3
Utilities	1.3%	$4,029,753	1
Energy	1.0%	$3,057,979	2
Basic Materials	0.5%	$1,568,102	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHZ	Schwab U.S. Aggregate Bond ETF	+5,066	81,061	$1,791,448
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	+3,393	82,865	$4,245,173
FBND	Fidelity Total Bond ETF	+3,226	54,009	$2,338,589
IGLB	iShares 10+ Year Investment Grade Corporate Bond ETF	+2,636	245,932	$11,229,255
IJH	iShares Core S&P Mid-Cap ETF	+2,566	269,416	$19,384,481
AGG	iShares Core U.S. Aggregate Bond ETF	+2,205	311,868	$29,484,000
—		+1,622	19,067	$0
IEI	iShares 3-7 Year Treasury Bond ETF	+1,282	107,043	$12,142,957
FENY	Fidelity MSCI Energy Index ETF	+1,147	163,553	$5,544,446
IEFA	iShares Core MSCI EAFE ETF	+898	56,024	$5,427,605
IVV	iShares Core S&P 500 ETF	+501	42,603	$32,627,507
DTE	Dte Energy Co	+478	33,085	$4,029,753
EAGG	iShares ESG Aware U.S. Aggregate Bond ETF	+336	58,717	$2,656,944
IJS	iShares S&P Small-Cap 600 Value ETF	+331	42,458	$5,438,869
UL	Unilever PLC	+301	19,105	$1,160,246
VZ	Verizon Communications Inc	+293	23,245	$1,066,248
IUSV	iShares Core S&P U.S. Value ETF	+293	51,732	$5,705,004
LOW	Lowes Companies Inc	+280	24,088	$4,439,177
SHY	iShares 1-3 Year Treasury Bond ETF	+210	105,131	$8,536,637
ABT	Abbott Laboratories	+188	11,424	$1,129,033
SUSB	iShares ESG Aware 1-5 Year USD Corporate Bond ETF	+141	29,935	$731,312
COP	Conocophillips	+104	11,960	$1,496,794
MSFT	Microsoft Corp	+89	17,025	$8,732,122
AMZN	Amazon Com Inc	+70	27,019	$6,731,783
MET	Metlife Inc	+65	16,600	$1,563,056
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	−1,491	52,176	$6,556,957
SCHB	Schwab U.S. Broad Market ETF	−1,396	66,723	$1,955,651
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	−723	24,445	$1,714,816
FHLC	Fidelity MSCI Health Care Index ETF	−635	2,699	$220,508
EMXC	iShares MSCI Emerging Markets ex China ETF	−550	74,240	$7,355,699
NVDA	Nvidia Corp	−493	42,167	$9,630,099
KLAC	Kla Corp	−374	14,149	$2,758,064
DSI	iShares ESG MSCI KLD 400 ETF	−362	23,999	$3,508,173
SCHA	Schwab U.S. Small-Cap ETF	−353	33,722	$1,100,348
XJH	iShares ESG Select Screened S&P Mid-Cap ETF	−323	23,998	$1,170,622
SCHM	Schwab U.S. Mid-Cap ETF	−302	23,775	$808,825
ESGE	iShares Trust	−269	4,129	$0
GOOGL	Alphabet Inc.	−264	10,025	$3,449,402
CMI	Cummins Inc	−78	11,486	$5,933,323
CF	CF Industries Holdings, Inc.	−49	13,612	$1,568,102
XJR	iShares ESG Select Screened S&P Small-Cap ETF	−37	13,166	$635,601
AVGO	Broadcom Inc.	−34	14,496	$5,090,850
AAPL	Apple Inc.	−27	30,651	$10,207,396
JPM	Jpmorgan Chase & Co	−23	7,703	$2,548,383
TGT	Target Corp	−17	8,258	$1,293,946
AMP	Ameriprise Financial Inc	−7	4,324	$2,128,921
FTEC	Fidelity MSCI Information Technology Index ETF	−7	14,741	$4,423,184
PAVE	Global X U.S. Infrastructure Development ETF	−5	5,350	$280,875
MCK	Mckesson Corp	−5	3,162	$2,699,747
GOOG	Alphabet Inc.	−4	18,043	$6,147,971
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
PANW	Palo Alto Networks Inc	562	$223,288
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
TSM	Taiwan Semiconductor Manufacturing Co Ltd	727	$347,193
AMD	Advanced Micro Devices Inc	529	$307,301
GLW	Corning Inc	1,197	$305,749
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

70 tracked positions · $305,103,377 total · filing declares 70 positions · $305,858,848 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 70 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
IVV	iShares Core S&P 500 ETF	Added	42,603	+501	$32,627,507	+3.5%	10.69%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	311,868	+2,205	$29,484,000	−3.8%	9.66%
IJH	iShares Core S&P Mid-Cap ETF	Added	269,416	+2,566	$19,384,481	−5.8%	6.35%
IEI	iShares 3-7 Year Treasury Bond ETF	Added	107,043	+1,282	$12,142,957	−2.2%	3.98%
IGLB	iShares 10+ Year Investment Grade Corporate Bond ETF	Added	245,932	+2,636	$11,229,255	−7.8%	3.68%
AAPL	Apple Inc. Technology	Reduced	30,651	-27	$10,207,396	+15.0%	3.35%
NVDA	Nvidia Corp Technology	Reduced	42,167	-493	$9,630,099	+12.8%	3.16%
MSFT	Microsoft Corp Technology	Added	17,025	+89	$8,732,122	+38.2%	2.86%
SHY	iShares 1-3 Year Treasury Bond ETF	Added	105,131	+210	$8,536,637	−0.9%	2.80%
EMXC	iShares MSCI Emerging Markets ex China ETF	Reduced	74,240	-550	$7,355,699	−3.9%	2.41%
AMZN	Amazon Com Inc Consumer Cyclical	Added	27,019	+70	$6,731,783	+4.8%	2.21%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Reduced	52,176	-1,491	$6,556,957	+2.2%	2.15%
GOOG	Alphabet Inc. Communication Services	Reduced	18,043	-4	$6,147,971	−3.6%	2.02%
JNJ	Johnson & Johnson Healthcare	Added	22,723	+26	$6,015,687	+4.4%	1.97%
CMI	Cummins Inc Industrials	Reduced	11,486	-78	$5,933,323	−28.1%	1.94%
UNP	Union Pacific Corp Industrials	Added	21,067	+43	$5,732,962	+0.3%	1.88%
IUSV	iShares Core S&P U.S. Value ETF	Added	51,732	+293	$5,705,004	+0.7%	1.87%
FENY	Fidelity MSCI Energy Index ETF	Added	163,553	+1,147	$5,544,446	+15.5%	1.82%
IJS	iShares S&P Small-Cap 600 Value ETF	Added	42,458	+331	$5,438,869	−5.5%	1.78%
IEFA	iShares Core MSCI EAFE ETF	Added	56,024	+898	$5,427,605	+1.9%	1.78%
AVGO	Broadcom Inc. Technology	Reduced	14,496	-34	$5,090,850	−7.2%	1.67%
COST	Costco Wholesale Corp Consumer Defensive	Added	5,079	+17	$4,623,616	−2.4%	1.52%
URI	United Rentals, Inc. Industrials	Added	4,550	+18	$4,553,549	−11.3%	1.49%
LOW	Lowes Companies Inc Consumer Cyclical	Added	24,088	+280	$4,439,177	−15.4%	1.45%
FTEC	Fidelity MSCI Information Technology Index ETF	Reduced	14,741	-7	$4,423,184	+5.0%	1.45%
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	Added	82,865	+3,393	$4,245,173	+1.9%	1.39%
IJR	iShares Core S&P Small-Cap ETF	Added	30,610	+36	$4,164,184	−8.2%	1.36%
DTE	Dte Energy Co Utilities	Added	33,085	+478	$4,029,753	−18.9%	1.32%
MA	Mastercard Inc Financial Services	Added	6,731	+57	$3,711,944	+8.3%	1.22%
DSI	iShares ESG MSCI KLD 400 ETF	Reduced	23,999	-362	$3,508,173	+1.1%	1.15%
GOOGL	Alphabet Inc. Communication Services	Reduced	10,025	-264	$3,449,402	−6.2%	1.13%
KLAC	Kla Corp Technology	Reduced	14,149	-374	$2,758,064	−37.1%	0.90%
MCK	Mckesson Corp Healthcare	Reduced	3,162	-5	$2,699,747	+12.8%	0.88%
EAGG	iShares ESG Aware U.S. Aggregate Bond ETF	Added	58,717	+336	$2,656,944	−4.0%	0.87%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	7,703	-23	$2,548,383	+0.8%	0.84%
MRK	Merck & Co., Inc. Healthcare	Added	16,314	+19	$2,370,587	+13.2%	0.78%
FBND	Fidelity Total Bond ETF	Added	54,009	+3,226	$2,338,589	+1.2%	0.77%
VRT	Vertiv Holdings Co Industrials	Added	8,851	+1	$2,135,834	−27.9%	0.70%
AMP	Ameriprise Financial Inc Financial Services	Reduced	4,324	-7	$2,128,921	+7.1%	0.70%
META	Meta Platforms, Inc. Communication Services	Added	2,746	+16	$1,991,344	+29.5%	0.65%
SCHB	Schwab U.S. Broad Market ETF	Reduced	66,723	-1,396	$1,955,651	−0.9%	0.64%
SCHZ	Schwab U.S. Aggregate Bond ETF	Added	81,061	+5,066	$1,791,448	+1.9%	0.59%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Reduced	24,445	-723	$1,714,816	−7.2%	0.56%
CF	CF Industries Holdings, Inc. Basic Materials	Reduced	13,612	-49	$1,568,102	+6.0%	0.51%
MET	Metlife Inc Financial Services	Added	16,600	+65	$1,563,056	+11.7%	0.51%
CVX	Chevron Corp Energy	Added	7,645	+55	$1,561,185	+24.1%	0.51%
ABBV	AbbVie Inc. Healthcare	Added	5,875	+34	$1,536,841	+4.6%	0.50%
COP	Conocophillips Energy	Added	11,960	+104	$1,496,794	+21.4%	0.49%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Held	3,925	0	$1,468,892	+1.1%	0.48%
TGT	Target Corp Consumer Defensive	Reduced	8,258	-17	$1,293,946	+19.7%	0.42%

Showing the top 50 of 70 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.