Alpha Financial Advisors, LLC

Registered adviser

CIK

1972138

Location

CHARLOTTE, NC

Portfolio Value

Small $382,230,387

Diversification

Highly concentrated

Filing Date

Global Rank

#4,543 / 8,827 ▲ 81

Top Industry

Semiconductors 29.9%

Period ended 4 months ago

Filed Aug 13, 2026 · 3mo

15 quarters · since Dec 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 122545

Roster of Nov 1, 2026

Regulatory AUM

$619,320,059

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$619,320,059	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$503,100,285	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$444,127,297	Individuals and high net worth (100%)
May 2023 to Mar 2024	$353,648,198	Individuals and high net worth (100%)
Apr 2023	$353,648,198	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$412,341,503	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 96.1% of the book (60%+)

Turnover

Low turnover

12.9% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 11.0 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 92.6%; sector active share 81.6% against the combined 13F book's sector weights.

Over time 15 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

87 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

53.2%

−6.4 pts

Top 5

80.7%

−6.4 pts

Top 10

90.8%

−5.8 pts

HHI

3,059

Highly concentrated−712

Portfolio Trend

15 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	88.8%	$339,504,033	48
Technology	6.4%	$24,272,121	23
Financial Services	3.2%	$12,402,500	4
Communication Services	0.8%	$2,895,401	3
Healthcare	0.5%	$1,856,834	5
Consumer Defensive	0.1%	$487,741	2
Consumer Cyclical	0.1%	$484,306	1
Basic Materials	0.1%	$327,451	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

22 positions

Ticker	Company	Δ Shares	Shares	Value
CGCP	Capital Group Core Plus Income ETF	+767,169	829,098	$18,480,594
DFCF	Dimensional Core Fixed Income ETF	+78,043	624,792	$26,372,470
DFAU	Dimensional US Core Equity Market ETF	+38,090	990,171	$51,181,938
DFIC	Dimensional International Core Equity 2 ETF	+26,780	1,186,703	$44,216,553
TSPA	T. Rowe Price U.S. Equity Research ETF	+10,487	814,490	$38,712,709
NEAR	iShares Short Duration Bond Active ETF	+5,790	121,315	$6,145,817
IWF	iShares Russell 1000 Growth ETF	+3,669	4,903	$608,805
VUG	VANGUARD GROWTH INDEX FUND	+3,486	4,183	$360,323
AVEM	Avantis Emerging Markets Equity ETF	+3,040	237,632	$22,929,111
DFAW	Dimensional World Equity ETF	+2,812	6,944	$574,893
FENI	Fidelity Enhanced International ETF	+2,171	15,756	$632,288
CGGR	Capital Group Growth ETF	+883	437,425	$20,646,460
AGG	iShares Core U.S. Aggregate Bond ETF	+750	13,086	$1,295,252
DFGP	Dimensional Global Core Plus Fixed Income ETF	+597	20,721	$1,128,465
SPY	Spdr S&P 500 ETF Trust	+261	1,771	$1,322,529
VEA	Vanguard FTSE Developed Markets ETF	+166	12,046	$858,277
EFA	iShares MSCI EAFE ETF	+34	2,673	$277,671
USXF	iShares ESG Advanced MSCI USA ETF	+11	6,030	$418,783
IVV	iShares Core S&P 500 ETF	+9	634	$474,796
AAPL	Apple Inc.	+7	3,771	$1,091,176
DBAW	Xtrackers MSCI All World ex US Hedged Equity ETF	+3	5,459	$264,652
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+1	2,232	$825,929
No positions match the current search.

Trimmed

Positions the filer reduced

24 positions

Ticker	Company	Δ Shares	Shares	Value
FIXD	First Trust Smith Opportunistic Fixed Income ETF	−375,461	5,444	$237,412
DFGX	Dimensional International Core Fixed Income ETF	−232,503	467,359	$25,048,105
BNDW	Vanguard Scottsdale Funds	−2,290	3,425	$234,715
DEHP	Dimensional Emerging Markets High Profitability ETF	−1,748	38,170	$1,632,530
DFAC	Dimensional U.S. Core Equity 2 ETF	−759	118,008	$5,234,834
SCHG	Schwab U.S. Large-Cap Growth ETF	−602	20,913	$707,695
QQQM	Invesco Ltd.	−367	37,986	$11,508,618
DFUS	Dimensional U.S. Equity Market ETF	−286	162,455	$13,311,562
AVUV	Avantis U.S. Small Cap Value ETF	−267	26,212	$3,270,209
VSS	VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND	−196	9,399	$1,450,171
DFAS	Dimensional U.S. Small Cap ETF	−161	90,155	$7,423,362
VOO	VANGUARD 500 INDEX FUND	−150	15,107	$10,375,638
DFSV	Dimensional US Small Cap Value ETF	−133	516,208	$20,023,708
AMZN	Amazon Com Inc	−100	1,032	$245,966
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	−99	62,843	$2,315,136
NVDA	Nvidia Corp	−75	1,469	$293,932
PG	PROCTER & GAMBLE Co	−45	1,594	$233,744
BRK-B	Berkshire Hathaway Inc	−42	612	$306,238
UNH	Unitedhealth Group Inc	−41	1,418	$589,363
ABBV	AbbVie Inc.	−22	963	$242,329
MSFT	Microsoft Corp	−13	1,184	$441,655
BAC	Bank Of America Corp	−13	6,763	$385,355
PM	Philip Morris International Inc.	−7	1,404	$253,997
LIN	Linde PLC	−1	631	$327,451
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
—		1,736	$287,099
FTEC	Fidelity MSCI Information Technology Index ETF	894	$255,308
MCK	Mckesson Corp	332	$250,859
CVS	CVS HEALTH Corp	2,244	$232,141
IAGG	iShares Core International Aggregate Bond ETF	4,582	$231,849
MU	Micron Technology Inc	188	$217,006
JPM	Jpmorgan Chase & Co	618	$202,289
AVGO	Broadcom Inc.	443	$167,343
ORCL	Oracle Corp	1,065	$156,075
IBM	International Business Machines Corp	443	$124,576
META	Meta Platforms, Inc.	204	$114,911
CSCO	Cisco Systems, Inc.	756	$88,799
SNDK	Sandisk Corp	34	$77,306
KEYS	Keysight Technologies, Inc.	209	$73,164
INTC	Intel Corp	454	$63,392
AMD	Advanced Micro Devices Inc	98	$56,929
AMAT	Applied Materials Inc	60	$43,380
QCOM	Qualcomm Inc	176	$32,523
ALAB	Astera Labs, Inc.	55	$26,566
GLW	Corning Inc	96	$24,521
WDC	Western Digital Corp	37	$23,632
STX	Seagate Technology Holdings plc	24	$23,160
MRVL	Marvell Technology, Inc.	61	$18,171
DELL	Dell Technologies Inc.	30	$12,943
TER	Teradyne, Inc	18	$8,709
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
DFSU	Dimensional US Sustainability Core 1 ETF	9,350	$384,191
DUSB	Dimensional Ultrashort Fixed Income ETF	4,145	$210,192
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

87 tracked positions · $382,230,387 total · filing declares 159 positions · $382,229,430 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Technology

Showing 1–50 of 87 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
DFAU	Dimensional US Core Equity Market ETF	Added	990,171	+38,090	$51,181,938	+19.1%	15	before history	13.39%
DFIC	Dimensional International Core Equity 2 ETF	Added	1,186,703	+26,780	$44,216,553	+7.3%	15	before history	11.57%
TSPA	T. Rowe Price U.S. Equity Research ETF	Added	814,490	+10,487	$38,712,709	+17.7%	7	$37.70	10.13%
DFCF	Dimensional Core Fixed Income ETF	Added	624,792	+78,043	$26,372,470	+14.2%	15	before history	6.90%
DFGX	Dimensional International Core Fixed Income ETF	Reduced	467,359	-232,503	$25,048,105	−31.8%	11	$52.17	6.55%
AVEM	Avantis Emerging Markets Equity ETF	Added	237,632	+3,040	$22,929,111	+21.3%	3	$76.75	6.00%
CGGR	Capital Group Growth ETF	Added	437,425	+883	$20,646,460	+17.7%	7	$37.09	5.40%
DFSV	Dimensional US Small Cap Value ETF	Reduced	516,208	-133	$20,023,708	+10.7%	14	$26.67	5.24%
CGCP	Capital Group Core Plus Income ETF	Added	829,098	+767,169	$18,480,594	+1235.8%	11	$22.36	4.83%
DFUS	Dimensional U.S. Equity Market ETF	Reduced	162,455	-286	$13,311,562	+15.4%	15	before history	3.48%
QQQM	Invesco Ltd. Financial Services	Reduced	37,986	-367	$11,508,618	+26.3%	5	$204.76	3.01%
VOO	VANGUARD 500 INDEX FUND	Reduced	15,107	-150	$10,375,638	+13.8%	5	unpriced	2.71%
DFAS	Dimensional U.S. Small Cap ETF	Reduced	90,155	-161	$7,423,362	+15.6%	15	before history	1.94%
NEAR	iShares Short Duration Bond Active ETF	Added	121,315	+5,790	$6,145,817	+4.6%	4	$51.07	1.61%
DFAC	Dimensional U.S. Core Equity 2 ETF	Reduced	118,008	-759	$5,234,834	+13.4%	15	before history	1.37%
DCOR	Dimensional ETF Trust	Held	57,371	0	$4,703,274	+13.7%	5	$62.22	1.23%
MU	Micron Technology Inc CALL + SHARES Technology	NEW	3,488	NEW	$4,026,163	NEW	1	$749.89	1.05%
SNDK	Sandisk Corp CALL + SHARES Technology	NEW	1,534	NEW	$3,487,901	NEW	1	$1,427.50	0.91%
AVUV	Avantis U.S. Small Cap Value ETF	Reduced	26,212	-267	$3,270,209	+11.8%	5	$86.62	0.86%
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	Reduced	62,843	-99	$2,315,136	+8.3%	15	before history	0.61%
AAPL	Apple Inc. CALL + SHARES Technology	Added	6,271	+2,507	$1,814,576	+90.0%	13	$194.39	0.47%
AMD	Advanced Micro Devices Inc CALL + SHARES Technology	NEW	3,098	NEW	$1,799,659	NEW	1	$409.99	0.47%
ALAB	Astera Labs, Inc. CALL + SHARES Technology	NEW	3,555	NEW	$1,717,136	NEW	1	$265.37	0.45%
DEHP	Dimensional Emerging Markets High Profitability ETF	Reduced	38,170	-1,748	$1,632,530	+21.0%	15	before history	0.43%
VSS	VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND	Reduced	9,399	-196	$1,450,171	+3.7%	15	before history	0.38%
ARM	Arm Holdings PLC CALL Technology	NEW	4,000	NEW	$1,418,280	NEW	—	—	0.37%
SPY	Spdr S&P 500 ETF Trust	Added	1,771	+261	$1,322,529	+34.7%	15	before history	0.35%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	13,086	+750	$1,295,252	+5.8%	15	before history	0.34%
GOOG	Alphabet Inc. CALL + SHARES Communication Services	Added	3,440	+2,000	$1,215,455	+194.2%	11	$144.08	0.32%
QQQ	Invesco Qqq Trust, Series 1 PUT CALL + SHARES	Added	1,598	+1,000	$1,176,767	+240.9%	3	$611.88	0.31%
DELL	Dell Technologies Inc. CALL + SHARES Technology	NEW	2,630	NEW	$1,134,739	NEW	1	$289.23	0.30%
DFGP	Dimensional Global Core Plus Fixed Income ETF	Added	20,721	+597	$1,128,465	+3.9%	8	$54.34	0.30%
AVGO	Broadcom Inc. CALL + SHARES Technology	NEW	2,943	NEW	$1,111,718	NEW	1	$400.96	0.29%
IWD	iShares Russell 1000 Value ETF	Held	4,003	0	$970,447	+13.5%	15	before history	0.25%
META	Meta Platforms, Inc. CALL + SHARES Communication Services	NEW	1,704	NEW	$959,846	NEW	1	$611.48	0.25%
MRVL	Marvell Technology, Inc. CALL + SHARES Technology	NEW	3,061	NEW	$911,841	NEW	1	$200.51	0.24%
VEA	Vanguard FTSE Developed Markets ETF	Added	12,046	+166	$858,277	+12.7%	15	before history	0.22%
QCOM	Qualcomm Inc CALL + SHARES Technology	NEW	4,576	NEW	$845,599	NEW	1	$187.00	0.22%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	2,232	+1	$825,929	+15.4%	3	unpriced	0.22%
MSFT	Microsoft Corp CALL + SHARES Technology	Added	2,184	+987	$814,675	+83.9%	11	$383.89	0.21%
AMAT	Applied Materials Inc CALL + SHARES Technology	NEW	1,060	NEW	$766,380	NEW	1	$461.39	0.20%
GOOGL	Alphabet Inc. Communication Services	Held	2,015	0	$720,100	+24.3%	11	$137.34	0.19%
SCHG	Schwab U.S. Large-Cap Growth ETF	Reduced	20,913	-602	$707,695	+12.9%	15	before history	0.19%
NVDA	Nvidia Corp CALL + SHARES Technology	Added	3,469	+1,925	$694,112	+157.8%	9	unpriced	0.18%
FENI	Fidelity Enhanced International ETF	Added	15,756	+2,171	$632,288	+25.1%	3	$36.31	0.17%
AVUS	Avantis U.S. Equity ETF	Held	4,929	0	$631,306	+15.2%	15	before history	0.17%
IWF	iShares Russell 1000 Growth ETF	Added	4,903	+3,669	$608,805	+15.7%	15	before history	0.16%
UNH	Unitedhealth Group Inc Healthcare	Reduced	1,418	-41	$589,363	+49.3%	5	$382.19	0.15%
DFAW	Dimensional World Equity ETF	Added	6,944	+2,812	$574,893	+88.6%	10	$70.87	0.15%
LLY	ELI LILLY & Co Healthcare	Held	452	0	$542,142	+30.4%	5	$777.60	0.14%

Showing the top 50 of 87 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.