Vawter Financial, Ltd.

Registered adviser

CIK

1974403

Location

COLUMBUS, OH

Portfolio Value

Small $266,135,211

Diversification

Diversified

Filing Date

Global Rank

#5,590 / 8,818 ▼ 77

Top Industry

Insurance - Diversified 22.5%

Period ended 4 months ago

Filed Jul 24, 2026 · 3mo

15 quarters · since Dec 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 108830

Roster of Oct 1, 2026

Regulatory AUM

$394,368,793

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$394,368,793	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$313,564,983	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$268,861,435	Individuals and high net worth (100%)
May 2023 to Mar 2024	$204,341,294	Individuals and high net worth (100%)
Apr 2023	$204,341,294	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$215,477,134	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 80.0% of the book (60%+)

Turnover

Low turnover

7.0% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 10.3 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 84.2%; sector active share 78.4% against the combined 13F book's sector weights.

Over time 15 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

131 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

15.6%

+0.8 pts

Top 5

58.3%

+0.4 pts

Top 10

80.0%

−0.2 pts

HHI

850

Diversified−5

Portfolio Trend

15 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	91.3%	$242,992,205	97
Financial Services	2.8%	$7,517,869	6
Technology	2.3%	$6,147,545	7
Healthcare	1.5%	$3,980,212	5
Industrials	0.6%	$1,635,122	5
Energy	0.5%	$1,400,500	4
Real Estate	0.3%	$674,124	1
Communication Services	0.2%	$631,817	2
Consumer Cyclical	0.2%	$599,407	2
Consumer Defensive	0.2%	$556,410	2

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
JBND	JPMorgan Active Bond ETF	+15,684	360,261	$19,273,963
JPHY	JPMorgan Active High Yield ETF	+14,926	135,858	$6,855,666
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	+12,107	173,700	$13,532,967
DFGR	Dimensional Global Real Estate ETF	+8,103	200,438	$5,806,688
IAGG	iShares Core International Aggregate Bond ETF	+5,374	48,701	$2,464,270
GSIE	Goldman Sachs ActiveBeta(R) International Equity ETF	+5,243	230,370	$10,527,909
VUG	VANGUARD GROWTH INDEX FUND	+5,151	6,123	$527,435
BNDX	Vanguard Total International Bond ETF	+4,999	289,801	$14,035,062
IWF	iShares Russell 1000 Growth ETF	+4,698	6,262	$777,552
AVUV	Avantis U.S. Small Cap Value ETF	+3,761	64,214	$8,011,338
CGGR	Capital Group Growth ETF	+3,657	171,017	$8,072,002
AVLV	Avantis U.S. Large Cap Value ETF	+2,853	44,786	$4,084,931
AVDE	Avantis International Equity ETF	+2,406	13,670	$1,219,364
EWZ	iShares MSCI Brazil ETF	+1,250	8,800	$303,600
XOM	ExxonMobil Holdings Corp	+1,031	3,472	$474,691
AVEM	Avantis Emerging Markets Equity ETF	+800	5,910	$570,255
BALT		+763	8,171	$280,020
AVGE	Avantis All Equity Markets ETF	+717	8,944	$886,350
SCHB	Schwab U.S. Broad Market ETF	+425	9,425	$272,948
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+409	6,810	$2,519,972
IVV	iShares Core S&P 500 ETF	+385	10,241	$7,669,382
GDX	VanEck Gold Miners ETF	+275	4,275	$322,548
VNQ	VANGUARD REAL ESTATE INDEX FUND	+248	3,501	$337,601
AVMA	Avantis Moderate Allocation ETF	+238	15,652	$1,140,889
EFA	iShares MSCI EAFE ETF	+193	4,531	$470,680
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
RODM	Hartford Multifactor Developed Markets (ex-US) ETF	−10,540	83,846	$3,388,216
CGXU	Capital Group International Focus Equity ETF	−9,487	318,572	$11,028,962
DFAE	Dimensional Emerging Core Equity Market ETF	−6,206	332,135	$13,355,148
JMST	JPMorgan Ultra-Short Municipal Income ETF	−6,066	30,942	$1,578,042
JPST	JPMorgan Ultra-Short Income ETF	−5,864	85,244	$4,310,789
DFLV	Dimensional US Large Cap Value ETF	−5,304	134,315	$5,310,815
JMUB	JPMorgan Municipal ETF	−3,500	6,571	$332,854
DFAT	Dimensional U.S. Targeted Value ETF	−2,716	132,896	$9,289,430
SCHV	Schwab U.S. Large-Cap Value ETF	−2,032	15,854	$551,877
SCHE	Schwab Emerging Markets Equity ETF	−2,026	20,419	$740,392
DFAR	Dimensional US Real Estate ETF	−1,420	51,213	$1,339,732
GSEW	Goldman Sachs Equal Weight U.S. Large Cap Equity ETF	−1,384	4,450	$420,169
VSS	VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND	−747	32,020	$4,940,365
VB	Vanguard Index Funds	−375	47,551	$14,413,659
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	−330	4,924	$254,964
SCHC	Schwab International Small-Cap Equity ETF	−320	16,390	$788,686
BRK-B	Berkshire Hathaway Inc	−297	4,440	$2,221,731
EEM	iShares MSCI Emerging Markets ETF	−197	7,780	$532,229
AVGV	Avantis All Equity Markets Value ETF	−191	4,147	$352,577
IJR	iShares Core S&P Small-Cap ETF	−150	26,276	$3,896,993
VXUS	Vanguard Total International Stock ETF	−150	10,800	$923,292
SLYG	State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF	−144	6,206	$739,320
—		−137	9,667	$557,495
VTV	VANGUARD VALUE INDEX FUND	−130	6,684	$1,456,644
DFAI	Dimensional International Core Equity Market ETF	−107	6,040	$249,150
No positions match the current search.

New Positions

Positions the filer opened this quarter

9 positions

Ticker	Company	Shares	Value
CGSM	Capital Group Short Duration Municipal Income ETF	28,500	$751,972
VTWO	VANGUARD RUSSELL 2000 INDEX FUND	1,904	$231,183
SCHX	Schwab U.S. Large-Cap ETF	7,225	$212,631
XMAG	Defiance Large Cap Ex-mag 7 ETF	8,000	$208,640
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	1,084	$206,523
AVDV	Avantis International Small Cap Value ETF	1,999	$205,996
USRT	iShares Core U.S. REIT ETF	3,092	$205,463
PG	PROCTER & GAMBLE Co	1,383	$202,803
HD	Home Depot, Inc.	571	$201,380
No positions match the current search.

Sold Out

Positions the filer fully exited

No qualifying positions this quarter.

Portfolio Positions

Compact Export CSV View 13F filing

131 tracked positions · $266,135,211 total · filing declares 131 positions · $265,542,345 · as of Jun 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 131 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
JBND	JPMorgan Active Bond ETF	Added	360,261	+15,684	$19,273,963	+4.0%	10	$53.96	7.24%
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	Added	51,083	+121	$18,681,053	+21.3%	15	before history	7.02%
VB	Vanguard Index Funds	Reduced	47,551	-375	$14,413,659	+14.8%	15	before history	5.42%
BNDX	Vanguard Total International Bond ETF	Added	289,801	+4,999	$14,035,062	+2.6%	15	before history	5.27%
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Added	173,700	+12,107	$13,532,967	+6.8%	15	before history	5.08%
DFAE	Dimensional Emerging Core Equity Market ETF	Reduced	332,135	-6,206	$13,355,148	+16.6%	15	before history	5.02%
CGXU	Capital Group International Focus Equity ETF	Reduced	318,572	-9,487	$11,028,962	+14.0%	15	before history	4.14%
GSIE	Goldman Sachs ActiveBeta(R) International Equity ETF	Added	230,370	+5,243	$10,527,909	+8.4%	10	$40.68	3.96%
DFAT	Dimensional U.S. Targeted Value ETF	Reduced	132,896	-2,716	$9,289,430	+9.7%	15	before history	3.49%
CGGR	Capital Group Growth ETF	Added	171,017	+3,657	$8,072,002	+20.0%	15	before history	3.03%
AVUV	Avantis U.S. Small Cap Value ETF	Added	64,214	+3,761	$8,011,338	+20.0%	4	$99.60	3.01%
IVV	iShares Core S&P 500 ETF	Added	10,241	+385	$7,669,382	+19.1%	13	unpriced	2.88%
JPHY	JPMorgan Active High Yield ETF	Added	135,858	+14,926	$6,855,666	+13.0%	15	before history	2.58%
DFGR	Dimensional Global Real Estate ETF	Added	200,438	+8,103	$5,806,688	+13.6%	14	$26.99	2.18%
DFLV	Dimensional US Large Cap Value ETF	Reduced	134,315	-5,304	$5,310,815	+6.5%	4	$32.03	2.00%
VSS	VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND	Reduced	32,020	-747	$4,940,365	+3.4%	15	before history	1.86%
JPST	JPMorgan Ultra-Short Income ETF	Reduced	85,244	-5,864	$4,310,789	−6.5%	4	$50.63	1.62%
AVLV	Avantis U.S. Large Cap Value ETF	Added	44,786	+2,853	$4,084,931	+20.8%	4	$72.43	1.53%
SPY	Spdr S&P 500 ETF Trust	Reduced	5,410	-41	$4,040,025	+14.0%	13	$615.64	1.52%
IJR	iShares Core S&P Small-Cap ETF	Reduced	26,276	-150	$3,896,993	+18.6%	4	unpriced	1.46%
RODM	Hartford Multifactor Developed Markets (ex-US) ETF	Reduced	83,846	-10,540	$3,388,216	−8.9%	4	$34.85	1.27%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Added	13,619	+12	$3,309,280	+11.9%	15	before history	1.24%
BRK-A	Berkshire Hathaway Inc Financial Services	Held	4	0	$2,995,400	+4.3%	4	$726,917.40	1.13%
AAPL	Apple Inc. Technology	Reduced	10,303	-46	$2,981,276	+13.5%	4	$225.91	1.12%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	6,810	+409	$2,519,972	+22.7%	4	unpriced	0.95%
IAGG	iShares Core International Aggregate Bond ETF	Added	48,701	+5,374	$2,464,270	+13.7%	4	unpriced	0.93%
LLY	ELI LILLY & Co Healthcare	Held	1,860	0	$2,230,939	+30.4%	4	$744.39	0.84%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	4,440	-297	$2,221,731	−2.1%	15	before history	0.83%
		Reduced	9,931	-88	$2,196,737	+15.6%	4	$168.82	0.83%
IJH	iShares Core S&P Mid-Cap ETF	Added	26,942	+67	$2,077,497	+14.5%	4	unpriced	0.78%
AGG	iShares Core U.S. Aggregate Bond ETF	Reduced	17,818	-5	$1,763,625	−0.3%	4	unpriced	0.66%
IWO	iShares Russell 2000 Growth ETF	Reduced	4,406	-56	$1,735,787	+24.0%	4	unpriced	0.65%
JMST	JPMorgan Ultra-Short Municipal Income ETF	Reduced	30,942	-6,066	$1,578,042	−16.4%	4	$50.97	0.59%
VTV	VANGUARD VALUE INDEX FUND	Reduced	6,684	-130	$1,456,644	+9.0%	4	unpriced	0.55%
IWB	iShares Russell 1000 ETF	Reduced	3,319	-47	$1,359,130	+13.2%	4	unpriced	0.51%
DFAR	Dimensional US Real Estate ETF	Reduced	51,213	-1,420	$1,339,732	+7.6%	4	$23.58	0.50%
IWD	iShares Russell 1000 Value ETF	Held	5,399	0	$1,308,879	+13.5%	4	unpriced	0.49%
AVDE	Avantis International Equity ETF	Added	13,670	+2,406	$1,219,364	+27.6%	3	$85.26	0.46%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	Held	7,500	0	$1,141,350	+4.3%	4	$139.49	0.43%
AVMA	Avantis Moderate Allocation ETF	Added	15,652	+238	$1,140,889	+10.1%	11	$58.32	0.43%
JPM	Jpmorgan Chase & Co Financial Services	Added	3,442	+116	$1,126,669	+15.2%	13	$266.07	0.42%
PSN	Parsons Corp Technology	Held	21,312	0	$1,116,535	−3.3%	2	$63.88	0.42%
VXUS	Vanguard Total International Stock ETF	Reduced	10,800	-150	$923,292	+9.3%	4	$71.33	0.35%
AVGE	Avantis All Equity Markets ETF	Added	8,944	+717	$886,350	+22.4%	4	$83.29	0.33%
IWM	iShares Russell 2000 ETF	Reduced	2,875	-47	$863,793	+19.2%	4	unpriced	0.32%
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	Held	12,747	0	$861,187	+14.1%	4	$56.34	0.32%
SCHC	Schwab International Small-Cap Equity ETF	Reduced	16,390	-320	$788,686	+1.0%	4	$43.92	0.30%
IWF	iShares Russell 1000 Growth ETF	Added	6,262	+4,698	$777,552	+16.6%	4	unpriced	0.29%
CGSM	Capital Group Short Duration Municipal Income ETF	NEW	28,500	NEW	$751,972	NEW	1	$26.35	0.28%
SCHE	Schwab Emerging Markets Equity ETF	Reduced	20,419	-2,026	$740,392	+0.1%	4	$31.50	0.28%

Showing the top 50 of 131 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.