Slocum, Gordon & Co LLP

Registered adviser

CIK

1993325

Location

Newport, RI

Portfolio Value

Small $138,104,055

Diversification

Diversified

Filing Date

Global Rank

#7,285 / 8,814 ▼ 590 · as of Jun 2026

Top Industry

Drug Manufacturers - General 25.1%

Period ended 22 days ago

Filed Oct 19, 2026 · 3d

16 quarters · since Dec 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 104929

Roster of Oct 1, 2026

Regulatory AUM

$219,150,565

Main clients

Individuals and high net worth (83% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$219,150,565	Individuals and high net worth (83%)
Apr 2025 to Feb 2026	$225,161,641	Individuals and high net worth (80%)
Apr 2024 to Mar 2025	$215,832,625	Individuals and high net worth (80%)
May 2023 to Mar 2024	$241,322,670	Individuals and high net worth (67%)
Apr 2023	$241,322,670	Individuals and high net worth (67%)
Apr 2022 to Mar 2023	$263,366,404	Individuals and high net worth (69%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 52.6%, 26.6 effective positions, active share 81.1% against the Dow Jones Industrial Average as of 2026-07-31; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

18.1% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 11.2 quarters (4 to under 12)

Closest benchmark: the Dow Jones Industrial Average as of 2026-07-31, active share 81.1%; sector active share 42.8% against the combined 13F book's sector weights.

Over time 15 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

66 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

9.6%

+1.7 pts

Top 5

35.7%

+2.8 pts

Top 10

56.1%

+3.5 pts

HHI

415

Diversified+40

Portfolio Trend

16 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Healthcare	27.0%	$37,289,542	12
Utilities	17.5%	$24,160,658	5
Energy	14.1%	$19,533,745	7
Consumer Defensive	9.4%	$13,029,376	7
Industrials	7.1%	$9,868,121	8
Unclassified	7.0%	$9,710,280	8
Communication Services	5.6%	$7,767,719	3
Technology	3.8%	$5,297,410	4
Financial Services	3.7%	$5,105,906	5
Consumer Cyclical	2.1%	$2,964,953	3
Real Estate	2.0%	$2,806,758	2
Basic Materials	0.4%	$569,587	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

12 positions

Ticker	Company	Δ Shares	Shares	Value
D	Dominion Energy, Inc	+12,992	23,144	$1,400,674
WY	Weyerhaeuser Co	+9,539	79,632	$1,516,989
FE	Firstenergy Corp	+1,260	108,500	$4,701,305
DUK	Duke Energy CORP	+510	28,335	$3,230,473
DD	DuPont de Nemours, Inc.	+333	2,694	$349,923
GLD	Spdr Gold Trust	+273	3,359	$1,279,241
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	+165	12,313	$0
EWJ	iShares MSCI Japan ETF	+64	31,234	$3,044,065
COP	Conocophillips	+64	24,173	$3,025,250
LMT	Lockheed Martin Corp	+15	3,587	$1,826,679
COST	Costco Wholesale Corp	+4	971	$883,940
GOOGL	Alphabet Inc.	+2	903	$310,704
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SBUX	Starbucks Corp	−17,305	20,000	$1,879,200
TIP	iShares TIPS Bond ETF	−7,560	34,772	$0
VZ	Verizon Communications Inc	−3,121	112,786	$5,173,493
NEE	Nextera Energy Inc	−2,298	99,138	$7,508,712
JNJ	Johnson & Johnson	−2,212	40,277	$10,662,932
AEP	American Electric Power Co Inc	−2,105	61,695	$7,319,494
XOM	ExxonMobil Holdings Corp	−1,850	64,376	$10,477,194
PG	PROCTER & GAMBLE Co	−1,529	46,266	$6,721,524
MRK	Merck & Co., Inc.	−1,490	91,691	$13,323,619
T	At&T Inc.	−1,005	93,587	$2,283,522
AAPL	Apple Inc.	−800	5,938	$1,977,472
WMT	Walmart Inc.	−780	10,305	$1,070,895
GE	General Electric Co	−537	8,672	$2,708,178
CAT	Caterpillar Inc	−500	1,003	$813,222
WMB	Williams Companies, Inc.	−490	34,615	$2,352,781
PFE	Pfizer Inc	−483	88,011	$2,510,073
KMI	Kinder Morgan, Inc.	−463	39,141	$1,180,101
MSFT	Microsoft Corp	−400	2,929	$1,502,284
IRT	Independence Realty Trust, Inc.	−335	88,766	$1,289,769
EWA	iShares MSCI Australia ETF	−304	116,297	$3,292,368
IBM	International Business Machines Corp	−300	7,216	$1,587,014
AMZN	Amazon Com Inc	−300	2,564	$638,820
UL	Unilever PLC	−191	57,990	$3,521,732
BRK-B	Berkshire Hathaway Inc	−100	1,086	$540,773
ABBV	AbbVie Inc.	−87	20,100	$5,257,959
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
ZTS	Zoetis Inc.	26,459	$1,847,631
TMO	Thermo Fisher Scientific Inc.	374	$252,468
No positions match the current search.

Sold Out

Positions the filer fully exited

6 positions

Ticker	Company	Shares	Value
MCD	Mcdonalds Corp	14,628	$3,954,094
SNDK	Sandisk Corp	300	$682,119
INTC	Intel Corp	1,500	$209,445
MO	Altria Group, Inc.	2,900	$208,655
BAC	Bank Of America Corp	3,571	$203,475
CSX	Csx Corp	4,250	$202,002
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

66 tracked positions · $138,104,055 total · filing declares 66 positions · $143,306,125 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 66 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
MRK	Merck & Co., Inc. Healthcare	Reduced	91,691	-1,490	$13,323,619	+11.3%	9.65%
JNJ	Johnson & Johnson Healthcare	Reduced	40,277	-2,212	$10,662,932	−1.2%	7.72%
XOM	ExxonMobil Holdings Corp Energy	Reduced	64,376	-1,850	$10,477,194	+15.7%	7.59%
NEE	Nextera Energy Inc Utilities	Reduced	99,138	-2,298	$7,508,712	−15.7%	5.44%
AEP	American Electric Power Co Inc Utilities	Reduced	61,695	-2,105	$7,319,494	−16.1%	5.30%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	46,266	-1,529	$6,721,524	−4.1%	4.87%
ABBV	AbbVie Inc. Healthcare	Reduced	20,100	-87	$5,257,959	+3.5%	3.81%
VZ	Verizon Communications Inc Communication Services	Reduced	112,786	-3,121	$5,173,493	+5.4%	3.75%
FE	Firstenergy Corp Utilities	Added	108,500	+1,260	$4,701,305	−7.8%	3.40%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	11,101	-35	$3,672,543	+0.8%	2.66%
UL	Unilever PLC Consumer Defensive	Reduced	57,990	-191	$3,521,732	+0.7%	2.55%
EWA	iShares MSCI Australia ETF	Reduced	116,297	-304	$3,292,368	+0.3%	2.38%
DUK	Duke Energy CORP Utilities	Added	28,335	+510	$3,230,473	−8.3%	2.34%
EWJ	iShares MSCI Japan ETF	Added	31,234	+64	$3,044,065	+4.7%	2.20%
COP	Conocophillips Energy	Added	24,173	+64	$3,025,250	+20.7%	2.19%
GE	General Electric Co Industrials	Reduced	8,672	-537	$2,708,178	−21.3%	1.96%
PFE	Pfizer Inc Healthcare	Reduced	88,011	-483	$2,510,073	+17.8%	1.82%
WMB	Williams Companies, Inc. Energy	Reduced	34,615	-490	$2,352,781	−9.8%	1.70%
T	At&T Inc. Communication Services	Reduced	93,587	-1,005	$2,283,522	+16.6%	1.65%
GEV	GE Vernova Inc. Industrials	Reduced	2,273	-18	$2,160,463	−19.7%	1.56%
AAPL	Apple Inc. Technology	Reduced	5,938	-800	$1,977,472	+1.4%	1.43%
SBUX	Starbucks Corp Consumer Cyclical	Reduced	20,000	-17,305	$1,879,200	−50.7%	1.36%
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	Reduced	18,369	-46	$1,857,656	+2.7%	1.35%
ZTS	Zoetis Inc. Healthcare	NEW	26,459	NEW	$1,847,631	NEW	1.34%
LMT	Lockheed Martin Corp Industrials	Added	3,587	+15	$1,826,679	+0.4%	1.32%
OXY	Occidental Petroleum Corp Energy	Held	32,338	0	$1,788,938	+13.9%	1.30%
BDX	Becton Dickinson & Co Healthcare	Reduced	9,271	-35	$1,659,509	+17.8%	1.20%
IBM	International Business Machines Corp Technology	Reduced	7,216	-300	$1,587,014	−24.9%	1.15%
WY	Weyerhaeuser Co Real Estate	Added	79,632	+9,539	$1,516,989	−9.6%	1.10%
MSFT	Microsoft Corp Technology	Reduced	2,929	-400	$1,502,284	+21.0%	1.09%
D	Dominion Energy, Inc Utilities	Added	23,144	+12,992	$1,400,674	+102.0%	1.01%
IRT	Independence Realty Trust, Inc. Real Estate	Reduced	88,766	-335	$1,289,769	−13.3%	0.93%
GLD	Spdr Gold Trust	Added	3,359	+273	$1,279,241	+12.5%	0.93%
UNP	Union Pacific Corp Industrials	Held	4,637	0	$1,261,866	+0.0%	0.91%
KMI	Kinder Morgan, Inc. Energy	Reduced	39,141	-463	$1,180,101	−6.8%	0.85%
WMT	Walmart Inc. Consumer Defensive	Reduced	10,305	-780	$1,070,895	−14.7%	0.78%
COST	Costco Wholesale Corp Consumer Defensive	Added	971	+4	$883,940	−2.3%	0.64%
CAT	Caterpillar Inc Industrials	Reduced	1,003	-500	$813,222	−49.2%	0.59%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	2,564	-300	$638,820	−6.4%	0.46%
MMM	3M Co Industrials	Held	3,623	0	$594,715	+1.4%	0.43%
MRNA	Moderna, Inc. Healthcare	Held	3,000	0	$577,710	+175.0%	0.42%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	1,086	-100	$540,773	−8.9%	0.39%
CVX	Chevron Corp Energy	Held	2,428	0	$495,821	+23.2%	0.36%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	1,571	-15	$446,933	−20.1%	0.32%
TRV	Travelers Companies, Inc. Financial Services	Reduced	1,130	-45	$402,856	+3.9%	0.29%
ABT	Abbott Laboratories Healthcare	Held	3,807	0	$376,245	+8.9%	0.27%
RVTY	Revvity, Inc. Healthcare	Held	2,335	0	$356,998	+37.4%	0.26%
DD	DuPont de Nemours, Inc. Basic Materials	Added	2,694	+333	$349,923	+9.3%	0.25%
GOOGL	Alphabet Inc. Communication Services	Added	903	+2	$310,704	−3.5%	0.22%
PM	Philip Morris International Inc. Consumer Defensive	Reduced	1,586	-30	$302,640	+3.5%	0.22%

Showing the top 50 of 66 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.