Red Mountain Financial, LLC

Registered adviser

CIK

1997650

Location

FORT COLLINS, CO

Portfolio Value

Small $117,002,158

Diversification

Diversified

Filing Date

Global Rank

#8,045 / 8,827 ▼ 29 · as of Jun 2026

Top Industry

Semiconductors 21.6%

Period ended 38 days ago

Filed Nov 3, 2026 · 4d

11 quarters · since Dec 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 277100

Roster of Nov 1, 2026

Regulatory AUM

$184,434,833

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$184,434,833	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$174,405,074	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$162,133,709	Individuals and high net worth (100%)
Aug 2023 to Mar 2024	$146,063,805	Individuals and high net worth (100%)

Stated strategy

Wealth management / planning, Multi-asset, Fixed income / rates, Index / passive Form ADV Part 2A, Jul 30, 2026 · original

In the firm's words

Wealth management / planning: The firm provides hourly financial planning services and supervisory management services.
Multi-asset: Red Mountain may use asset allocation strategies for portfolio management.
Fixed income / rates: Red Mountain determines the ratio of equities to fixed income
Index / passive: long-term “buy and hold” passive and active investment approach

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 64.8% of the book (60%+)

Turnover

Low turnover

8.3% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 9.7 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 76.6%; sector active share 56.6% against the combined 13F book's sector weights.

Over time 10 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

81 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

18.9%

+0.3 pts

Top 5

49.8%

+0.1 pts

Top 10

65.6%

+0.7 pts

HHI

814

Diversified−12

Portfolio Trend

11 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	69.0%	$80,734,235	49
Technology	14.4%	$16,902,439	7
Financial Services	4.6%	$5,342,306	4
Industrials	2.6%	$2,987,595	6
Consumer Defensive	2.5%	$2,981,527	3
Communication Services	2.5%	$2,961,496	1
Basic Materials	1.7%	$1,933,259	3
Energy	1.1%	$1,240,333	3
Healthcare	1.0%	$1,220,338	3
Consumer Cyclical	0.6%	$698,630	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
JMST	JPMorgan Ultra-Short Municipal Income ETF	+10,277	68,720	$3,474,483
JPIE	JPMorgan Income ETF	+8,757	130,054	$5,838,124
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	+5,680	10,486	$516,120
JPIB	JPMorgan International Bond Opportunities ETF	+4,521	15,854	$740,381
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	+2,700	13,000	$796,380
JEPI	JPMorgan Equity Premium Income ETF	+2,387	46,196	$2,597,139
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	+2,139	8,183	$515,856
HYS	PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund	+1,580	9,630	$871,322
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	+933	29,303	$2,697,341
CSRE	Cohen & Steers Real Estate Active ETF	+923	39,076	$1,043,329
JPST	JPMorgan Ultra-Short Income ETF	+838	42,463	$2,138,861
FBND	Fidelity Total Bond ETF	+687	82,969	$3,592,557
UTES	Virtus Reaves Utilities ETF	+601	7,678	$538,842
IAU	Ishares Gold Trust	+524	39,956	$3,120,563
VIGI	Vanguard Whitehall Funds	+397	39,825	$3,760,276
FNDF	Schwab Fundamental International Equity ETF	+374	14,453	$776,848
CVX	Chevron Corp	+306	2,457	$501,743
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	+288	45,160	$3,450,224
RWJ	Invesco Ltd.	+180	5,130	$0
GOOGL	Alphabet Inc.	+90	8,607	$2,961,496
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+83	2,062	$771,682
VO	VANGUARD MID-CAP INDEX FUND	+66	3,998	$313,523
JTEK	JPMorgan U.S. Tech Leaders ETF	+25	2,807	$295,282
VIG	Vanguard Specialized Funds	+22	8,390	$1,957,470
VHT	VANGUARD HEALTH CARE INDEX FUND	+14	3,606	$1,139,784
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
JMUB	JPMorgan Municipal ETF	−53,652	27,648	$1,315,491
VPLS	VANGUARD CORE-PLUS BOND ETF	−3,178	52,774	$3,905,803
SCHB	Schwab U.S. Broad Market ETF	−2,192	10,316	$302,361
SCHG	Schwab U.S. Large-Cap Growth ETF	−2,149	25,509	$916,538
SCHD	Schwab U.S. Dividend Equity ETF	−2,088	394,735	$12,840,729
JIRE	JPMorgan International Research Enhanced Equity ETF	−1,340	32,595	$2,678,005
TMSL	T. Rowe Price Small-Mid Cap ETF	−835	6,903	$280,952
SCHY	Schwab International Dividend Equity ETF	−754	152,350	$4,783,790
MOAT	VanEck Morningstar Wide Moat ETF	−682	2,133	$225,479
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	−631	6,570	$825,651
TFLR	T. Rowe Price Floating Rate ETF	−551	39,056	$1,972,328
RSPH	Victory Portfolios II	−507	27,705	$0
FNDX	Schwab Fundamental U.S. Large Company ETF	−459	8,589	$270,295
FNDA	Schwab Strategic Trust	−418	33,964	$1,188,740
SCHM	Schwab U.S. Mid-Cap ETF	−355	30,192	$1,027,131
—		−279	4,442	$0
AAPL	Apple Inc.	−240	20,613	$6,864,541
MSFT	Microsoft Corp	−201	2,317	$1,188,389
NVDA	Nvidia Corp	−189	20,203	$4,613,961
—		−163	6,112	$0
VEU	Vanguard International Equity Index Funds	−84	32,432	$2,690,883
CMI	Cummins Inc	−46	461	$238,138
AVGO	Broadcom Inc.	−45	7,806	$2,741,389
HD	Home Depot, Inc.	−30	1,467	$417,346
INTC	Intel Corp	−30	3,992	$479,958
No positions match the current search.

New Positions

Positions the filer opened this quarter

3 positions

Ticker	Company	Shares	Value
VSDM	VANGUARD SHORT DURATION TAX-EXEMPT BOND ETF	33,011	$2,455,358
FBCG	Fidelity Covington Trust	6,470	$408,968
SHEL	Shell plc	2,204	$209,490
No positions match the current search.

Sold Out

Positions the filer fully exited

4 positions

Ticker	Company	Shares	Value
IXUS	iShares Core MSCI Total International Stock ETF	2,998	$286,129
SYK	Stryker Corp	698	$219,758
VST	Vistra Corp.	1,337	$212,088
VB	Vanguard Index Funds	683	$207,030
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

81 tracked positions · $117,002,158 total · filing declares 81 positions · $119,878,773 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Showing 1–50 of 81 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SCHD	Schwab U.S. Dividend Equity ETF	Reduced	394,735	-2,088	$12,840,729	+2.0%	10.97%
AAPL	Apple Inc. Technology	Reduced	20,613	-240	$6,864,541	+13.8%	5.87%
JPIE	JPMorgan Income ETF	Added	130,054	+8,757	$5,838,124	+4.5%	4.99%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	9,641	-26	$4,800,735	−0.8%	4.10%
SCHY	Schwab International Dividend Equity ETF	Reduced	152,350	-754	$4,783,790	−1.5%	4.09%
NVDA	Nvidia Corp Technology	Reduced	20,203	-189	$4,613,961	+13.1%	3.94%
VPLS	VANGUARD CORE-PLUS BOND ETF	Reduced	52,774	-3,178	$3,905,803	−10.0%	3.34%
VIGI	Vanguard Whitehall Funds	Added	39,825	+397	$3,760,276	+2.1%	3.21%
FBND	Fidelity Total Bond ETF	Added	82,969	+687	$3,592,557	−4.0%	3.07%
JMST	JPMorgan Ultra-Short Municipal Income ETF	Added	68,720	+10,277	$3,474,483	+16.6%	2.97%
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Added	45,160	+288	$3,450,224	−1.3%	2.95%
IAU	Ishares Gold Trust	Added	39,956	+524	$3,120,563	+4.8%	2.67%
GOOGL	Alphabet Inc. Communication Services	Added	8,607	+90	$2,961,496	−2.7%	2.53%
AVGO	Broadcom Inc. Technology	Reduced	7,806	-45	$2,741,389	−7.6%	2.34%
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	Added	29,303	+933	$2,697,341	+4.7%	2.31%
VEU	Vanguard International Equity Index Funds	Reduced	32,432	-84	$2,690,883	−1.2%	2.30%
JIRE	JPMorgan International Research Enhanced Equity ETF	Reduced	32,595	-1,340	$2,678,005	−4.3%	2.29%
JEPI	JPMorgan Equity Premium Income ETF	Added	46,196	+2,387	$2,597,139	+5.0%	2.22%
VSDM	VANGUARD SHORT DURATION TAX-EXEMPT BOND ETF	NEW	33,011	NEW	$2,455,358	NEW	2.10%
JPST	JPMorgan Ultra-Short Income ETF	Added	42,463	+838	$2,138,861	+1.6%	1.83%
TFLR	T. Rowe Price Floating Rate ETF	Reduced	39,056	-551	$1,972,328	−1.2%	1.69%
VIG	Vanguard Specialized Funds	Added	8,390	+22	$1,957,470	−1.1%	1.67%
COST	Costco Wholesale Corp Consumer Defensive	Added	1,733	+5	$1,577,619	−2.4%	1.35%
JMUB	JPMorgan Municipal ETF	Reduced	27,648	-53,652	$1,315,491	−68.1%	1.12%
FNDA	Schwab Strategic Trust	Reduced	33,964	-418	$1,188,740	−9.2%	1.02%
MSFT	Microsoft Corp Technology	Reduced	2,317	-201	$1,188,389	+26.5%	1.02%
VHT	VANGUARD HEALTH CARE INDEX FUND	Added	3,606	+14	$1,139,784	+6.1%	0.97%
CTVA	Corteva, Inc. Basic Materials	Added	14,300	+1	$1,110,395	−8.3%	0.95%
LMT	Lockheed Martin Corp Industrials	Added	2,091	+5	$1,064,841	+0.2%	0.91%
WMT	Walmart Inc. Consumer Defensive	Added	10,241	+5	$1,064,244	−8.2%	0.91%
CSRE	Cohen & Steers Real Estate Active ETF	Added	39,076	+923	$1,043,329	−3.6%	0.89%
SCHM	Schwab U.S. Mid-Cap ETF	Reduced	30,192	-355	$1,027,131	−8.8%	0.88%
SCHG	Schwab U.S. Large-Cap Growth ETF	Reduced	25,509	-2,149	$916,538	−2.1%	0.78%
HYS	PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund	Added	9,630	+1,580	$871,322	+15.7%	0.74%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Reduced	6,570	-631	$825,651	−4.1%	0.71%
Q	Qnity Electronics, Inc. Technology	Added	6,378	+1	$801,969	−23.0%	0.69%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Added	13,000	+2,700	$796,380	+25.8%	0.68%
FNDF	Schwab Fundamental International Equity ETF	Added	14,453	+374	$776,848	+4.6%	0.66%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	2,062	+83	$771,682	+5.4%	0.66%
JPIB	JPMorgan International Bond Opportunities ETF	Added	15,854	+4,521	$740,381	+35.1%	0.63%
CAT	Caterpillar Inc Industrials	Reduced	806	-5	$653,496	−24.3%	0.56%
DD	DuPont de Nemours, Inc. Basic Materials	Added	4,253	+1	$552,422	−4.2%	0.47%
UTES	Virtus Reaves Utilities ETF	Added	7,678	+601	$538,842	−6.9%	0.46%
XOM	ExxonMobil Holdings Corp Energy	Held	3,251	0	$529,100	+19.0%	0.45%
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	Added	10,486	+5,680	$516,120	+113.8%	0.44%
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	Added	8,183	+2,139	$515,856	+26.3%	0.44%
CVX	Chevron Corp Energy	Added	2,457	+306	$501,743	+40.7%	0.43%
INTC	Intel Corp Technology	Reduced	3,992	-30	$479,958	−14.5%	0.41%
MRK	Merck & Co., Inc. Healthcare	Reduced	3,221	-26	$468,043	+12.2%	0.40%
UNP	Union Pacific Corp Industrials	Added	1,666	+1	$453,368	+0.1%	0.39%

Showing the top 50 of 81 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.