SWP FINANCIAL LLC

CIK

2014200

Location

ENCINITAS, CA

Portfolio Value

Small $215,573,071

Diversification

Highly concentrated

Filing Date

Global Rank

#6,266 / 8,827 ▼ 112 · as of Jun 2026

Top Industry

Consumer Electronics 52.5%

Period ended 38 days ago

Filed Oct 23, 2026 · 15d

12 quarters · since Dec 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 94.4% of the book (60%+)

Turnover

Medium turnover

35.2% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 8.8 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 85.8%; sector active share 77.4% against the combined 13F book's sector weights.

Over time 11 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

77 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

44.0%

+1.1 pts

Top 5

86.8%

+1.7 pts

Top 10

94.6%

+0.1 pts

HHI

2,582

Highly concentrated+96

Portfolio Trend

12 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	89.4%	$192,791,153	53
Technology	7.0%	$15,143,921	7
Communication Services	1.0%	$2,257,772	4
Financial Services	0.7%	$1,459,479	3
Utilities	0.6%	$1,197,231	1
Healthcare	0.5%	$1,133,018	3
Industrials	0.3%	$721,888	2
Consumer Cyclical	0.2%	$386,640	2
Consumer Defensive	0.1%	$264,908	1
Energy	0.1%	$217,061	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
IUSB	iShares Core Universal USD Bond ETF	+60,529	359,494	$15,850,090
BLCR		+23,209	89,384	$4,376,240
EFG	iShares MSCI EAFE Growth ETF	+20,093	27,266	$3,267,284
EFV	iShares MSCI EAFE Value ETF	+19,764	29,580	$2,340,961
BNDX	Vanguard Total International Bond ETF	+12,779	70,467	$3,302,788
GOVT	iShares U.S. Treasury Bond ETF	+5,893	386,490	$8,452,536
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+3,601	50,146	$2,974,159
BRTR		+3,113	119,286	$5,706,522
TLH	iShares 10-20 Year Treasury Bond ETF	+1,561	33,949	$3,129,079
BINC		+616	49,548	$2,516,542
SYSB	iShares Systematic Bond ETF	+526	27,695	$2,334,134
IAU	Ishares Gold Trust	+510	10,010	$781,781
AGG	iShares Core U.S. Aggregate Bond ETF	+407	6,276	$593,333
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	+352	20,402	$1,045,194
HYG	iShares iBoxx $ High Yield Corporate Bond ETF	+296	4,353	$336,095
AMZN	Amazon Com Inc	+231	1,363	$339,591
ICVT	iShares Convertible Bond ETF	+222	7,773	$877,843
STIP	iShares 0-5 Year TIPS Bond ETF	+175	13,291	$1,325,112
NVDA	Nvidia Corp	+153	2,567	$586,251
QS	QuantumScape Corp	+129	10,129	$47,049
GOOGL	Alphabet Inc.	+119	1,487	$511,646
MSFT	Microsoft Corp	+93	1,123	$575,986
GOOG	Alphabet Inc.	+59	1,058	$360,502
SRE	Sempra	+32	15,357	$1,197,231
META	Meta Platforms, Inc.	+31	1,561	$1,132,005
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	−62,499	63,351	$2,813,417
SHLD	Global X Defense Tech ETF	−14,287	40,736	$2,447,418
BAI	BlackRock ETF Trust	−11,841	76,790	$3,623,720
IALT		−6,686	93,595	$2,794,746
DYNF	iShares U.S. Equity Factor Rotation Active ETF	−4,086	137,164	$9,499,978
HALO	Halozyme Therapeutics, Inc.	−3,821	3,831	$422,942
VTV	VANGUARD VALUE INDEX FUND	−1,847	75,242	$16,258,291
VUG	VANGUARD GROWTH INDEX FUND	−1,032	181,215	$16,329,283
THRO		−903	58,974	$2,593,676
IEFA	iShares Core MSCI EAFE ETF	−659	34,801	$3,371,520
CORO		−471	163,362	$5,938,208
IGIB	iShares 5-10 Year Investment Grade Corporate Bond ETF	−388	15,102	$760,385
VO	VANGUARD MID-CAP INDEX FUND	−330	39,208	$3,074,691
IVV	iShares Core S&P 500 ETF	−285	46,916	$35,930,618
NFLX	Netflix Inc	−207	3,645	$253,619
QUAL	iShares MSCI USA Quality Factor ETF	−192	4,891	$1,086,975
IJR	iShares Core S&P Small-Cap ETF	−190	16,767	$2,280,982
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	−184	2,616	$328,752
VEU	Vanguard International Equity Index Funds	−169	34,360	$2,850,849
AAPL	Apple Inc.	−143	35,929	$11,965,075
VB	Vanguard Index Funds	−126	9,174	$2,609,911
IJH	iShares Core S&P Mid-Cap ETF	−85	43,193	$3,107,736
—		−82	2,592	$0
EAGG	iShares ESG Aware U.S. Aggregate Bond ETF	−81	4,737	$214,349
BIV	Vanguard Bond Index Funds	−62	3,687	$268,634
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
VLO	Valero Energy Corp	560	$217,061
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
MTUM	iShares MSCI USA Momentum Factor ETF	10,288	$3,527,035
GLW	Corning Inc	1,159	$296,043
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

77 tracked positions · $215,573,071 total · filing declares 77 positions · $216,370,904 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 77 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
IVV	iShares Core S&P 500 ETF	Reduced	46,916	-285	$35,930,618	+1.6%	16.67%
VUG	VANGUARD GROWTH INDEX FUND	Reduced	181,215	-1,032	$16,329,283	+4.0%	7.57%
VTV	VANGUARD VALUE INDEX FUND	Reduced	75,242	-1,847	$16,258,291	−3.2%	7.54%
IUSB	iShares Core Universal USD Bond ETF	Added	359,494	+60,529	$15,850,090	+14.9%	7.35%
AAPL	Apple Inc. Technology	Reduced	35,929	-143	$11,965,075	+14.6%	5.55%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Reduced	137,164	-4,086	$9,499,978	−1.1%	4.41%
GOVT	iShares U.S. Treasury Bond ETF	Added	386,490	+5,893	$8,452,536	−2.5%	3.92%
CORO		Reduced	163,362	-471	$5,938,208	−1.0%	2.75%
BRTR		Added	119,286	+3,113	$5,706,522	−2.4%	2.65%
IVW	iShares S&P 500 Growth ETF	Reduced	32,291	-47	$4,593,717	+3.3%	2.13%
BLCR		Added	89,384	+23,209	$4,376,240	+31.3%	2.03%
VV	VANGUARD LARGE-CAP INDEX FUND	Reduced	12,103	-29	$4,258,440	+2.1%	1.98%
BAI	BlackRock ETF Trust	Reduced	76,790	-11,841	$3,623,720	−22.4%	1.68%
IEFA	iShares Core MSCI EAFE ETF	Reduced	34,801	-659	$3,371,520	−1.6%	1.56%
BNDX	Vanguard Total International Bond ETF	Added	70,467	+12,779	$3,302,788	+18.2%	1.53%
EFG	iShares MSCI EAFE Growth ETF	Added	27,266	+20,093	$3,267,284	+266.1%	1.52%
TLH	iShares 10-20 Year Treasury Bond ETF	Added	33,949	+1,561	$3,129,079	−3.7%	1.45%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	43,193	-85	$3,107,736	−6.9%	1.44%
IVE	iShares S&P 500 Value ETF	Held	13,548	0	$3,092,737	+0.5%	1.43%
VO	VANGUARD MID-CAP INDEX FUND	Reduced	39,208	-330	$3,074,691	−3.5%	1.43%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	50,146	+3,601	$2,974,159	+7.1%	1.38%
VEU	Vanguard International Equity Index Funds	Reduced	34,360	-169	$2,850,849	−1.4%	1.32%
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	Reduced	63,351	-62,499	$2,813,417	−52.2%	1.31%
IALT		Reduced	93,595	-6,686	$2,794,746	−0.6%	1.30%
VB	Vanguard Index Funds	Reduced	9,174	-126	$2,609,911	−7.4%	1.21%
THRO		Reduced	58,974	-903	$2,593,676	+0.5%	1.20%
BINC		Added	49,548	+616	$2,516,542	−1.7%	1.17%
SHLD	Global X Defense Tech ETF	Reduced	40,736	-14,287	$2,447,418	−25.5%	1.14%
EFV	iShares MSCI EAFE Value ETF	Added	29,580	+19,764	$2,340,961	+211.5%	1.09%
SYSB	iShares Systematic Bond ETF	Added	27,695	+526	$2,334,134	−3.2%	1.08%
IJR	iShares Core S&P Small-Cap ETF	Reduced	16,767	-190	$2,280,982	−9.3%	1.06%
STIP	iShares 0-5 Year TIPS Bond ETF	Added	13,291	+175	$1,325,112	−1.1%	0.61%
SRE	Sempra Utilities	Added	15,357	+32	$1,197,231	−15.7%	0.56%
META	Meta Platforms, Inc. Communication Services	Added	1,561	+31	$1,132,005	+31.3%	0.53%
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	Reduced	6,971	-20	$1,100,372	+0.3%	0.51%
QUAL	iShares MSCI USA Quality Factor ETF	Reduced	4,891	-192	$1,086,975	−2.5%	0.50%
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	Added	20,402	+352	$1,045,194	−0.5%	0.48%
ICVT	iShares Convertible Bond ETF	Added	7,773	+222	$877,843	−4.5%	0.41%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	1,762	-2	$877,387	−0.6%	0.41%
QCOM	Qualcomm Inc Technology	Reduced	4,419	-39	$813,272	−1.3%	0.38%
IAU	Ishares Gold Trust	Added	10,010	+510	$781,781	+9.0%	0.36%
IGIB	iShares 5-10 Year Investment Grade Corporate Bond ETF	Reduced	15,102	-388	$760,385	−7.7%	0.35%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	6,276	+407	$593,333	+2.1%	0.28%
NVDA	Nvidia Corp Technology	Added	2,567	+153	$586,251	+21.4%	0.27%
MSFT	Microsoft Corp Technology	Added	1,123	+93	$575,986	+49.9%	0.27%
GOOGL	Alphabet Inc. Communication Services	Added	1,487	+119	$511,646	+4.7%	0.24%
TRMB	Trimble Inc. Technology	Added	8,931	+18	$510,049	+11.8%	0.24%
HPE	Hewlett Packard Enterprise Co Technology	Added	7,155	+28	$457,132	+42.2%	0.21%
TTEK	Tetra Tech Inc Industrials	Held	13,842	0	$456,093	+14.1%	0.21%
VEA	Vanguard FTSE Developed Markets ETF	Held	6,458	0	$455,999	−0.9%	0.21%

Showing the top 50 of 77 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.