Wernau Asset Management Inc.
CIK
2053236
Location
Gloucester, MA
Portfolio Value
Small
$173,250,194
Diversification
Highly concentrated
Filing Date
Global Rank
#4,857
/ 8,645
▲ 506
Top Industry
Consumer Electronics
48.6%
3Y Alpha vs SPY
+0.1%
Period ended 52 days ago
Filed Jul 31, 2026 · 21d
7 quarters · since Dec 2024
Clone Performance
Feb 2025–Aug 2026 · vs SPYHypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.
Not a measure of this manager's performance.
Most of Wernau Asset Management Inc.'s reported book is option positions, which a stock-only clone
cannot replicate. The figures below are the return of the
63% that is ordinary stock — as little as
50% in one quarter — so a manager whose options
thesis lost money can still show a large gain here.
Cloned portfolio
+27.2%
SPY
+25.1%
Annualised alpha
+1.3%
Max drawdown
−19.0%
Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. Returns use comparable raw closes and exclude dividends; a captured split can shorten the simulated window. It tracks 63% of reported value on average across 7 quarters. Past performance does not predict future results.
Portfolio Concentration
32 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
47.2%
+15.3 pts
Top 5
82.3%
+5.3 pts
Top 10
90.7%
+2.5 pts
HHI
2,928
Highly concentrated+929
Portfolio Trend
7 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 47.8% | $82,777,088 |
| Technology | 30.4% | $52,737,056 |
| Financial Services | 9.4% | $16,255,585 |
| Communication Services | 4.3% | $7,410,609 |
| Healthcare | 2.3% | $3,937,064 |
| Consumer Cyclical | 1.8% | $3,069,913 |
| Utilities | 1.7% | $2,910,729 |
| Consumer Defensive | 1.4% | $2,419,282 |
| Energy | 0.9% | $1,486,104 |
| Real Estate | 0.1% | $246,764 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
21 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| SPY | Spdr S&P 500 ETF Trust | +44,251 | 109,559 | $81,815,374 | |
| PFE | Pfizer Inc | +5,694 | 119,725 | $2,882,978 | |
| UTL | Unitil Corp | +1,199 | 44,526 | $2,346,074 | |
| NVDA | Nvidia Corp | +763 | 5,295 | $1,059,476 | |
| T | At&T Inc. | +737 | 83,453 | $1,727,477 | |
| NFLX | Netflix Inc | +502 | 3,304 | $235,905 | |
| VZ | Verizon Communications Inc | +379 | 22,046 | $933,427 | |
| KMI | Kinder Morgan, Inc. | +349 | 15,835 | $506,244 | |
| F | Ford Motor Co | +303 | 23,805 | $330,889 | |
| JPM | Jpmorgan Chase & Co | +220 | 9,835 | $3,219,290 | |
| NLY | Annaly Capital Management Inc | +162 | 11,036 | $246,764 | |
| PG | PROCTER & GAMBLE Co | +159 | 13,480 | $1,976,707 | |
| KKR | KKR & Co. Inc. | +153 | 11,030 | $1,012,333 | |
| BAC | Bank Of America Corp /De/ | +142 | 82,955 | $4,726,775 | |
| SBUX | Starbucks Corp | +137 | 2,785 | $284,599 | |
| BRK-B | Berkshire Hathaway Inc | +134 | 14,583 | $7,297,187 | |
| DIS | Walt Disney Co | +80 | 9,745 | $937,956 | |
| AMZN | Amazon Com Inc | +67 | 10,298 | $2,454,425 | |
| MSFT | Microsoft Corp | +44 | 12,915 | $4,817,553 | |
| GLD | Spdr Gold Trust | +40 | 1,911 | $703,974 | |
| ABBV | AbbVie Inc. | +28 | 1,283 | $322,854 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
7 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| GOOGL | Alphabet Inc. | −22,994 | 10,006 | $3,575,844 | |
| AAPL | Apple Inc. | −784 | 152,042 | $43,994,873 | |
| CSCO | Cisco Systems, Inc. | −470 | 19,207 | $2,256,054 | |
| XOM | ExxonMobil Holdings Corp | −209 | 5,282 | $722,155 | |
| IBM | International Business Machines Corp | −182 | 2,166 | $609,100 | |
| ED | Consolidated Edison Inc | −80 | 5,104 | $564,655 | |
| LLY | ELI LILLY & Co | −22 | 414 | $496,564 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarterNo qualifying positions this quarter.
Sold Out
Positions the filer fully exitedNo qualifying positions this quarter.
32 tracked positions ·
$173,250,194 total
· filing declares
51 positions · $192,506,574
· as of Jun 30, 2026
All sectors
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Real Estate
Technology
Utilities
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| SPY |
Spdr S&P 500 ETF Trust
PUT
+ SHARES
|
Added | 109,559 | $81,815,374 | 47.22% | |
| AAPL |
Apple Inc.
PUT
+ SHARES
Technology
|
Reduced | 152,042 | $43,994,873 | 25.39% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Added | 14,583 | $7,297,187 | 4.21% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 12,915 | $4,817,553 | 2.78% | |
| BAC |
Bank Of America Corp /De/
Financial Services
|
Added | 82,955 | $4,726,775 | 2.73% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 10,006 | $3,575,844 | 2.06% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 9,835 | $3,219,290 | 1.86% | |
| PFE |
Pfizer Inc
Healthcare
|
Added | 119,725 | $2,882,978 | 1.66% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 10,298 | $2,454,425 | 1.42% | |
| UTL |
Unitil Corp
Utilities
|
Added | 44,526 | $2,346,074 | 1.35% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Reduced | 19,207 | $2,256,054 | 1.30% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Added | 13,480 | $1,976,707 | 1.14% | |
| T |
At&T Inc.
Communication Services
|
Added | 83,453 | $1,727,477 | 1.00% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 5,295 | $1,059,476 | 0.61% | |
| KKR |
KKR & Co. Inc.
Financial Services
|
Added | 11,030 | $1,012,333 | 0.58% | |
| DIS |
Walt Disney Co
Communication Services
|
Added | 9,745 | $937,956 | 0.54% | |
| VZ |
Verizon Communications Inc
Communication Services
|
Added | 22,046 | $933,427 | 0.54% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Reduced | 5,282 | $722,155 | 0.42% | |
| GLD |
Spdr Gold Trust
|
Added | 1,911 | $703,974 | 0.41% | |
| IBM |
International Business Machines Corp
Technology
|
Reduced | 2,166 | $609,100 | 0.35% | |
| ED |
Consolidated Edison Inc
Utilities
|
Reduced | 5,104 | $564,655 | 0.33% | |
| KMI |
Kinder Morgan, Inc.
Energy
|
Added | 15,835 | $506,244 | 0.29% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Reduced | 414 | $496,564 | 0.29% | |
| SAM |
Boston Beer Co Inc
Consumer Defensive
|
Held | 2,500 | $442,575 | 0.26% | |
| F |
Ford Motor Co
Consumer Cyclical
|
Added | 23,805 | $330,889 | 0.19% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Added | 1,283 | $322,854 | 0.19% | |
| SBUX |
Starbucks Corp
Consumer Cyclical
|
Added | 2,785 | $284,599 | 0.16% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Held | 350 | $257,740 | 0.15% | |
| PBA |
Pembina Pipeline Corp
Energy
|
Held | 5,572 | $257,705 | 0.15% | |
| NLY |
Annaly Capital Management Inc
Real Estate
|
Added | 11,036 | $246,764 | 0.14% | |
| NFLX |
Netflix Inc
Communication Services
|
Added | 3,304 | $235,905 | 0.14% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Held | 924 | $234,668 | 0.14% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.