Prepared Retirement Institute LLC

Registered adviser

CIK

2056037

Location

LANSDALE, PA

Portfolio Value

Small $233,126,935

Diversification

Diversified

Filing Date

Global Rank

#6,029 / 8,827 ▲ 62

Top Industry

Asset Management 20.1%

Period ended 4 months ago

Filed Aug 10, 2026 · 3mo

11 quarters · since Dec 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 309663

Roster of Nov 1, 2026

Regulatory AUM

$307,554,271

Main clients

Individuals and high net worth (96% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Jun 2026 to Nov 2026	$307,554,271	Individuals and high net worth (96%)
Feb 2026 to May 2026	$298,851,364	Individuals and high net worth (98%)
Apr 2025 to Jan 2026	$300,970,590	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$280,980,506	Individuals and high net worth (100%)
May 2023 to Mar 2024	$190,864,571	Individuals and high net worth (100%)
Apr 2023	$190,864,571	Individuals and high net worth (100%)

2 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 83.4% of the book (60%+)

Turnover

Low turnover

10.2% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 9.3 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 83.7%; sector active share 76.5% against the combined 13F book's sector weights.

Over time 11 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

93 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

17.1%

+0.6 pts

Top 5

59.4%

+0.7 pts

Top 10

83.4%

−0.2 pts

HHI

902

Diversified+27

Portfolio Trend

11 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	89.4%	$208,388,609	59
Technology	3.5%	$8,207,868	10
Financial Services	3.1%	$7,280,591	7
Healthcare	1.7%	$3,943,169	5
Energy	0.7%	$1,525,883	2
Communication Services	0.6%	$1,487,103	3
Consumer Cyclical	0.5%	$1,227,812	3
Utilities	0.2%	$555,169	2
Consumer Defensive	0.1%	$262,763	1
Industrials	0.1%	$247,968	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
DIVI	Franklin International Core Dividend Tilt Index ETF	+20,206	196,385	$8,389,567
VUG	VANGUARD GROWTH INDEX FUND	+18,687	22,427	$1,931,861
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	+17,202	123,736	$10,226,780
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+12,337	44,970	$16,640,698
DIVB	BlackRock, Inc.	+7,962	68,554	$4,222,926
IAGG	iShares Core International Aggregate Bond ETF	+7,849	56,895	$2,878,887
CMBS	iShares CMBS ETF	+5,213	261,927	$12,742,748
SVAL	iShares US Small Cap Value Factor ETF	+5,012	48,177	$2,013,075
VIG	Vanguard Specialized Funds	+4,529	119,642	$28,309,690
VO	VANGUARD MID-CAP INDEX FUND	+4,133	5,462	$440,073
FALN	iShares Fallen Angels USD Bond ETF	+2,305	268,819	$7,322,629
XOM	ExxonMobil Holdings Corp	+1,881	9,279	$1,268,624
DVY	iShares Select Dividend ETF	+1,625	9,995	$1,562,218
—		+930	12,130	$1,089,880
UDIV	Franklin U.S. Core Dividend Tilt Index ETF	+825	32,291	$1,940,624
AMZN	Amazon Com Inc	+215	1,936	$461,426
AMLP	Alerian MLP ETF	+203	8,413	$436,214
RDVY	First Trust Rising Dividend Achievers ETF	+169	12,852	$1,041,783
SLV	iShares Silver Trust	+150	7,850	$419,739
SCHG	Schwab U.S. Large-Cap Growth ETF	+104	9,055	$306,421
IBM	International Business Machines Corp	+95	1,005	$282,616
FDHY	Fidelity Enhanced High Yield ETF	+83	5,078	$248,974
JNJ	Johnson & Johnson	+68	2,641	$670,734
SCHB	Schwab U.S. Broad Market ETF	+56	21,795	$631,183
META	Meta Platforms, Inc.	+35	818	$460,771
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
MSTR	Strategy Inc	−15,023	2,799	$243,317
SCHD	Schwab U.S. Dividend Equity ETF	−13,850	569,163	$18,048,158
FELG	Fidelity Enhanced Large Cap Growth ETF	−12,470	384,328	$16,814,350
CGBL	Capital Group Core Balanced ETF	−6,225	10,101	$383,433
IHDG	WisdomTree International Hedged Quality Dividend Growth Fund	−5,540	263,132	$13,782,854
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	−1,078	88,035	$10,475,284
VB	Vanguard Index Funds	−903	27,121	$8,220,917
DGRO	iShares Core Dividend Growth ETF	−838	7,752	$587,524
PFFD	Global X U.S. Preferred ETF	−656	89,174	$1,666,662
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	−640	117,220	$8,605,120
VGK	VANGUARD EUROPEAN STOCK INDEX FUND	−617	5,476	$484,845
DES	WisdomTree U.S. SmallCap Dividend Fund	−529	10,382	$422,339
IDV	iShares International Select Dividend ETF	−274	7,658	$317,270
ITA	iShares U.S. Aerospace & Defense ETF	−196	7,528	$1,824,937
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	−176	10,578	$835,979
XLF	State Street Corp	−168	14,106	$756,222
FLOT	iShares Floating Rate Bond ETF	−142	3,999	$204,148
CVX	Chevron Corp	−102	1,552	$257,259
SHY	iShares 1-3 Year Treasury Bond ETF	−61	53,235	$4,371,125
VOO	VANGUARD 500 INDEX FUND	−49	9,097	$6,247,910
MCD	Mcdonalds Corp	−17	870	$235,169
GD	General Dynamics Corp	−16	700	$247,968
IVV	iShares Core S&P 500 ETF	−10	1,384	$1,036,463
GOOGL	Alphabet Inc.	−3	1,202	$429,558
—		−2	1,391	$342,478
No positions match the current search.

New Positions

Positions the filer opened this quarter

17 positions

Ticker	Company	Shares	Value
AVLV	Avantis U.S. Large Cap Value ETF	27,674	$2,524,145
IDEV	iShares Core MSCI International Developed Markets ETF	23,779	$2,116,568
SMMD	iShares Russell 2500 ETF	20,344	$1,864,120
AVEM	Avantis Emerging Markets Equity ETF	10,350	$998,671
USIG	iShares Broad USD Investment Grade Corporate Bond ETF	16,500	$846,285
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	6,254	$368,860
SCHH	Schwab U.S. REIT ETF	14,664	$347,243
MU	Micron Technology Inc	300	$346,287
GLTR	abrdn Precious Metals Basket ETF Trust	1,611	$291,832
ASML	Asml Holding NV	137	$272,553
NXTG	First Trust Indxx NextG ETF	1,756	$269,265
AMD	Advanced Micro Devices Inc	435	$252,695
VONG	VANGUARD RUSSELL 1000 GROWTH INDEX FUND	1,970	$251,785
INTC	Intel Corp	1,777	$248,122
DIA	Spdr Dow Jones Industrial Average ETF Trust	430	$224,627
IWF	iShares Russell 1000 Growth ETF	1,792	$222,512
QQQ	Invesco Qqq Trust, Series 1	285	$209,874
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
LDOS	Leidos Holdings, Inc.	1,802	$280,247
VZ	Verizon Communications Inc	4,647	$233,279
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

93 tracked positions · $233,126,935 total · filing declares 94 positions · $234,908,561 · as of Jun 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 93 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
VIG	Vanguard Specialized Funds	Added	119,642	+4,529	$28,309,690	+14.4%	11	before history	12.14%
SCHD	Schwab U.S. Dividend Equity ETF	Reduced	569,163	-13,850	$18,048,158	+0.9%	11	before history	7.74%
FELG	Fidelity Enhanced Large Cap Growth ETF	Reduced	384,328	-12,470	$16,814,350	+13.0%	6	$36.09	7.21%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	44,970	+12,337	$16,640,698	+59.0%	11	before history	7.14%
IHDG	WisdomTree International Hedged Quality Dividend Growth Fund	Reduced	263,132	-5,540	$13,782,854	+6.5%	11	before history	5.91%
CMBS	iShares CMBS ETF	Added	261,927	+5,213	$12,742,748	+1.9%	6	unpriced	5.47%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Reduced	88,035	-1,078	$10,475,284	+20.1%	11	before history	4.49%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Added	123,736	+17,202	$10,226,780	+16.0%	9	$81.82	4.39%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Reduced	117,220	-640	$8,605,120	−0.9%	11	before history	3.69%
DIVI	Franklin International Core Dividend Tilt Index ETF	Added	196,385	+20,206	$8,389,567	+19.6%	9	$35.16	3.60%
VB	Vanguard Index Funds	Reduced	27,121	-903	$8,220,917	+12.0%	11	before history	3.53%
FALN	iShares Fallen Angels USD Bond ETF	Added	268,819	+2,305	$7,322,629	+2.8%	11	before history	3.14%
VOO	VANGUARD 500 INDEX FUND	Reduced	9,097	-49	$6,247,910	+14.3%	11	before history	2.68%
SHY	iShares 1-3 Year Treasury Bond ETF	Reduced	53,235	-61	$4,371,125	−0.7%	11	before history	1.87%
DIVB	BlackRock, Inc. Financial Services	Added	68,554	+7,962	$4,222,926	+29.2%	9	$49.76	1.81%
IAGG	iShares Core International Aggregate Bond ETF	Added	56,895	+7,849	$2,878,887	+17.3%	9	unpriced	1.23%
MSFT	Microsoft Corp Technology	Added	7,149	+8	$2,666,719	+0.9%	11	before history	1.14%
AVLV	Avantis U.S. Large Cap Value ETF	NEW	27,674	NEW	$2,524,145	NEW	1	$87.83	1.08%
IDEV	iShares Core MSCI International Developed Markets ETF	NEW	23,779	NEW	$2,116,568	NEW	1	unpriced	0.91%
SVAL	iShares US Small Cap Value Factor ETF	Added	48,177	+5,012	$2,013,075	+29.8%	9	unpriced	0.86%
UDIV	Franklin U.S. Core Dividend Tilt Index ETF	Added	32,291	+825	$1,940,624	+19.5%	6	$47.98	0.83%
VUG	VANGUARD GROWTH INDEX FUND	Added	22,427	+18,687	$1,931,861	+18.3%	11	before history	0.83%
SMMD	iShares Russell 2500 ETF	NEW	20,344	NEW	$1,864,120	NEW	1	unpriced	0.80%
AAPL	Apple Inc. Technology	Reduced	6,343	-1	$1,835,410	+14.0%	11	before history	0.79%
ITA	iShares U.S. Aerospace & Defense ETF	Reduced	7,528	-196	$1,824,937	+8.0%	7	unpriced	0.78%
PFFD	Global X U.S. Preferred ETF	Reduced	89,174	-656	$1,666,662	+0.8%	11	before history	0.71%
DVY	iShares Select Dividend ETF	Added	9,995	+1,625	$1,562,218	+23.3%	4	unpriced	0.67%
ABBV	AbbVie Inc. Healthcare	Added	5,962	+6	$1,500,277	+15.8%	11	before history	0.64%
XOM	ExxonMobil Holdings Corp Energy	Added	9,279	+1,881	$1,268,624	+1.1%	11	before history	0.54%
SPY	Spdr S&P 500 ETF Trust	Added	1,462	+33	$1,091,777	+17.5%	11	before history	0.47%
		Added	12,130	+930	$1,089,880	+55.3%	8	$66.31	0.47%
NVDA	Nvidia Corp Technology	Added	5,373	+4	$1,075,083	+14.8%	11	before history	0.46%
RDVY	First Trust Rising Dividend Achievers ETF	Added	12,852	+169	$1,041,783	+20.3%	6	$61.59	0.45%
IVV	iShares Core S&P 500 ETF	Reduced	1,384	-10	$1,036,463	+13.8%	11	before history	0.44%
AVEM	Avantis Emerging Markets Equity ETF	NEW	10,350	NEW	$998,671	NEW	1	$92.22	0.43%
MRK	Merck & Co., Inc. Healthcare	Added	7,753	+8	$996,260	+6.9%	11	before history	0.43%
TEL	TE Connectivity plc Technology	Held	4,886	0	$985,066	−3.5%	8	$149.72	0.42%
USIG	iShares Broad USD Investment Grade Corporate Bond ETF	NEW	16,500	NEW	$846,285	NEW	1	unpriced	0.36%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Reduced	10,578	-176	$835,979	−1.9%	9	$77.99	0.36%
RSP	Victory Portfolios II	Added	3,903	+12	$830,441	+11.2%	11	before history	0.36%
XLF	State Street Corp Financial Services	Reduced	14,106	-168	$756,222	+7.3%	7	$49.17	0.32%
ALL	Allstate Corp Financial Services	Held	2,847	0	$677,415	+14.8%	11	before history	0.29%
JNJ	Johnson & Johnson Healthcare	Added	2,641	+68	$670,734	+6.6%	11	before history	0.29%
SCHB	Schwab U.S. Broad Market ETF	Added	21,795	+56	$631,183	+15.7%	11	before history	0.27%
VXUS	Vanguard Total International Stock ETF	Added	7,322	+7	$625,957	+11.0%	9	$65.85	0.27%
GOOG	Alphabet Inc. Communication Services	Held	1,689	0	$596,774	+23.2%	11	before history	0.26%
DGRO	iShares Core Dividend Growth ETF	Reduced	7,752	-838	$587,524	−2.5%	11	before history	0.25%
JPM	Jpmorgan Chase & Co Financial Services	Added	1,655	+9	$541,731	+11.9%	11	before history	0.23%
TSLA	Tesla, Inc. Consumer Cyclical	Held	1,263	0	$531,217	+13.1%	8	$266.15	0.23%
GLD	Spdr Gold Trust	Held	1,328	0	$489,208	−14.4%	6	$271.82	0.21%

Showing the top 50 of 93 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.