ASL Financial, LLC
Registered adviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Feb 2026 to Oct 2026 | $186,708,263 | Individuals and high net worth (84%) |
| Feb 2025 to Jan 2026 | $162,513,443 | Individuals and high net worth (83%) |
| Feb 2024 to Jan 2025 | $137,077,384 | Individuals and high net worth (80%) |
| May 2023 to Jan 2024 | $111,952,127 | Individuals and high net worth (72%) |
| Apr 2023 | $111,952,127 | Individuals and high net worth (72%) |
| Feb 2022 to Mar 2023 | $118,143,423 | Individuals and high net worth (72%) |
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.
Closest benchmark: every 13F filer's combined book, active share 79.8%; sector active share 72.5% against the combined 13F book's sector weights.
Over time 3 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
98 tracked positions Β· as of Sep 30, 2026 Β· Ξ vs Jun 30, 2026Portfolio Trend
Sector Breakdown
As of Sep 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 64.9% | $48,630,036 |
| Technology | 15.0% | $11,235,103 |
| Financial Services | 6.0% | $4,476,277 |
| Healthcare | 5.4% | $4,032,452 |
| Communication Services | 2.4% | $1,795,678 |
| Consumer Cyclical | 2.4% | $1,769,855 |
| Energy | 2.2% | $1,673,126 |
| Consumer Defensive | 1.5% | $1,092,392 |
| Industrials | 0.3% | $236,770 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Ξ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| IUSB | iShares Core Universal USD Bond ETF | +34,745 | 118,598 | $0 | |
| GOVT | iShares U.S. Treasury Bond ETF | +15,786 | 25,818 | $0 | |
| ICLO | +9,036 | 131,949 | $3,376,574 | ||
| DYNF | iShares U.S. Equity Factor Rotation Active ETF | +8,447 | 26,369 | $1,826,316 | |
| BAI | BlackRock ETF Trust | +5,963 | 14,372 | $678,214 | |
| IVW | iShares S&P 500 Growth ETF | +4,117 | 11,546 | $0 | |
| IEMG | iShares Trust | +3,959 | 17,708 | $0 | |
| SPIB | State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF | +3,237 | 128,954 | $4,162,635 | |
| MBB | iShares MBS ETF | +3,137 | 13,388 | $0 | |
| THRO | +3,022 | 7,972 | $350,608 | ||
| IVE | iShares S&P 500 Value ETF | +2,690 | 7,276 | $0 | |
| TLH | iShares 10-20 Year Treasury Bond ETF | +2,612 | 9,293 | $0 | |
| IVV | iShares Core S&P 500 ETF | +2,272 | 21,649 | $0 | |
| EFG | iShares MSCI EAFE Growth ETF | +2,162 | 8,382 | $0 | |
| EFV | iShares MSCI EAFE Value ETF | +1,510 | 16,861 | $0 | |
| BINC | +1,471 | 12,753 | $647,724 | ||
| RSP | Victory Portfolios II | +726 | 11,899 | $0 | |
| DGRO | iShares Core Dividend Growth ETF | +635 | 9,547 | $0 | |
| MTUM | iShares MSCI USA Momentum Factor ETF | +613 | 2,031 | $0 | |
| VTV | VANGUARD VALUE INDEX FUND | +518 | 3,407 | $736,184 | |
| IYY | iShares Dow Jones U.S. ETF | +240 | 20,480 | $0 | |
| DVY | iShares Select Dividend ETF | +185 | 5,861 | $0 | |
| EFA | iShares MSCI EAFE ETF | +140 | 29,717 | $0 | |
| QUAL | iShares MSCI USA Quality Factor ETF | +64 | 7,556 | $0 | |
| USMV | iShares MSCI USA Min Vol Factor ETF | +61 | 3,348 | $0 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Ξ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| USFR | WisdomTree Floating Rate Treasury Fund | −13,200 | 6,085 | $0 | |
| VTI | VANGUARD TOTAL STOCK MARKET INDEX FUND | −3,980 | 26,065 | $9,754,565 | |
| IJH | iShares Core S&P Mid-Cap ETF | −3,350 | 120,638 | $0 | |
| IAU | Ishares Gold Trust | −3,071 | 33,143 | $2,588,468 | |
| VEU | Vanguard International Equity Index Funds | −1,625 | 102,483 | $8,503,014 | |
| XLU | State Street(R) Utilities Select Sector SPDR(R) ETF | −1,600 | 5,688 | $224,334 | |
| EEMV | iShares MSCI Emerging Markets Min Vol Factor ETF | −1,250 | 6,343 | $469,699 | |
| CMF | iShares California Muni Bond ETF | −900 | 6,500 | $0 | |
| BSCS | Invesco BulletShares 2028 Corporate Bond ETF | −390 | 14,013 | $282,011 | |
| IJR | iShares Core S&P Small-Cap ETF | −335 | 28,826 | $0 | |
| USHY | iShares Broad USD High Yield Corporate Bond ETF | −200 | 6,510 | $0 | |
| BRK-B | Berkshire Hathaway Inc | −190 | 5,762 | $2,869,187 | |
| VOO | VANGUARD 500 INDEX FUND | −138 | 966 | $677,030 | |
| KO | Coca Cola Co | −125 | 2,641 | $227,337 | |
| IWF | iShares Russell 1000 Growth ETF | −118 | 11,003 | $0 | |
| AAPL | Apple Inc. | −108 | 18,195 | $6,059,298 | |
| IWM | iShares Russell 2000 ETF | −86 | 12,246 | $0 | |
| SPY | Spdr S&P 500 ETF Trust | −57 | 15,115 | $11,527,152 | |
| JNJ | Johnson & Johnson | −40 | 1,222 | $323,512 | |
| MSFT | Microsoft Corp | −38 | 3,872 | $1,985,948 | |
| β | −35 | 1,140 | $0 | ||
| COST | Costco Wholesale Corp /New | −10 | 474 | $431,501 | |
| No positions match the current search. | |||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| SPY |
Spdr S&P 500 ETF Trust
|
Reduced | 15,115 | $11,527,152 | 15.38% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Reduced | 26,065 | $9,754,565 | 13.02% | |
| VEU |
Vanguard International Equity Index Funds
|
Reduced | 102,483 | $8,503,014 | 11.35% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 18,195 | $6,059,298 | 8.09% | |
| SPIB |
State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF
|
Added | 128,954 | $4,162,635 | 5.55% | |
| ICLO |
|
Added | 131,949 | $3,376,574 | 4.51% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Reduced | 5,762 | $2,869,187 | 3.83% | |
| IAU |
Ishares Gold Trust
|
Reduced | 33,143 | $2,588,468 | 3.45% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 3,872 | $1,985,948 | 2.65% | |
| DYNF |
iShares U.S. Equity Factor Rotation Active ETF
|
Added | 26,369 | $1,826,316 | 2.44% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Held | 1,237 | $1,431,307 | 1.91% | |
| CVX |
Chevron Corp
Energy
|
Held | 6,447 | $1,316,541 | 1.76% | |
| AMGN |
Amgen Inc
Healthcare
|
Held | 2,150 | $906,246 | 1.21% | |
| AMD |
Advanced Micro Devices Inc
Technology
|
Held | 1,411 | $863,193 | 1.15% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Held | 2,449 | $842,651 | 1.12% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Held | 2,999 | $747,200 | 1.00% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Held | 2,184 | $744,176 | 0.99% | |
| VTV |
VANGUARD VALUE INDEX FUND
|
Added | 3,407 | $736,184 | 0.98% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Held | 2,196 | $726,502 | 0.97% | |
| NVDA |
Nvidia Corp
Technology
|
Held | 3,070 | $701,126 | 0.94% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Held | 2,593 | $678,302 | 0.91% | |
| BAI |
BlackRock ETF Trust
|
Added | 14,372 | $678,214 | 0.90% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Reduced | 966 | $677,030 | 0.90% | |
| BINC |
|
Added | 12,753 | $647,724 | 0.86% | |
| WFC |
Wells Fargo & Company/Mn
Financial Services
|
Held | 6,233 | $498,951 | 0.67% | |
| EEMV |
iShares MSCI Emerging Markets Min Vol Factor ETF
|
Reduced | 6,343 | $469,699 | 0.63% | |
| TSLA |
Tesla, Inc.
Consumer Cyclical
|
Held | 1,284 | $455,576 | 0.61% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Held | 4,172 | $433,554 | 0.58% | |
| COST |
Costco Wholesale Corp /New
Consumer Defensive
|
Reduced | 474 | $431,501 | 0.58% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Held | 2,764 | $401,636 | 0.54% | |
| GLW |
Corning Inc /Ny
Technology
|
Held | 2,500 | $384,400 | 0.51% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Held | 2,191 | $356,585 | 0.48% | |
| THRO |
|
Added | 7,972 | $350,608 | 0.47% | |
| VXUS |
Vanguard Total International Stock ETF
|
Held | 4,119 | $349,950 | 0.47% | |
| IBM |
International Business Machines Corp
Technology
|
Held | 1,548 | $340,451 | 0.45% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 1,222 | $323,512 | 0.43% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Held | 427 | $315,881 | 0.42% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Held | 2,881 | $310,082 | 0.41% | |
| PANW |
Palo Alto Networks Inc
Technology
|
Held | 749 | $297,585 | 0.40% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Held | 1,032 | $293,593 | 0.39% | |
| AMAT |
Applied Materials Inc /De
Technology
|
Held | 573 | $293,020 | 0.39% | |
| BSCT |
Invesco BulletShares 2029 Corporate Bond ETF
|
Held | 16,070 | $292,474 | 0.39% | |
| ABT |
Abbott Laboratories
Healthcare
|
Held | 2,949 | $291,449 | 0.39% | |
| FCAL |
First Trust Exchange-Traded Fund III
|
Held | 6,160 | $284,807 | 0.38% | |
| BSCS |
Invesco BulletShares 2028 Corporate Bond ETF
|
Reduced | 14,013 | $282,011 | 0.38% | |
| V |
Visa Inc.
Financial Services
|
Held | 784 | $281,714 | 0.38% | |
| LOW |
Lowes Companies Inc
Consumer Cyclical
|
Held | 1,484 | $273,486 | 0.36% | |
| BSCR |
Invesco BulletShares 2027 Corporate Bond ETF
|
Held | 13,540 | $264,639 | 0.35% | |
| VUG |
VANGUARD GROWTH INDEX FUND
|
Held | 2,754 | $248,162 | 0.33% | |
| XLK |
State Street(R) Technology Select Sector SPDR(R) ETF
|
Held | 1,218 | $238,423 | 0.32% |
Showing the top 50 of 98 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage β preferred shares, bonds, warrants, untracked share classes β so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.