Breachway Investments LLC

Registered adviser

CIK

2106661

Location

CHARLESTOWN, RI

Portfolio Value

Micro $62,937,505

Diversification

Moderately concentrated

Filing Date

Global Rank

#8,503 / 8,816 ▼ 408 · as of Jun 2026

Top Industry

Consumer Electronics 21.5%

Period ended 25 days ago

Filed Oct 19, 2026 · 6d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 299102

Roster of Oct 1, 2026

Regulatory AUM

$164,902,821

Main clients

Individuals and high net worth (97% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Jul 2026 to Oct 2026	$164,902,821	Individuals and high net worth (97%)
Feb 2026 to Jun 2026	$155,576,155	Individuals and high net worth (97%)
Feb 2025 to Jan 2026	$131,255,814	Individuals and high net worth (97%)
Feb 2024 to Jan 2025	$112,240,140	Individuals and high net worth (97%)
Nov 2023 to Jan 2024	$105,651,422	Individuals and high net worth (97%)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 84.7% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 3.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 78.6%; sector active share 71.2% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

70 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

45.8%

+3.0 pts

Top 5

79.1%

+2.8 pts

Top 10

87.1%

+2.4 pts

HHI

2,488

Moderately concentrated+239

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	83.3%	$52,429,386	53
Technology	7.9%	$4,975,196	5
Financial Services	2.5%	$1,596,244	3
Consumer Cyclical	2.3%	$1,417,440	2
Communication Services	1.9%	$1,168,341	3
Industrials	0.8%	$510,201	2
Healthcare	0.8%	$477,061	1
Consumer Defensive	0.6%	$363,636	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

21 positions

Ticker	Company	Δ Shares	Shares	Value
IBDX	iShares iBonds Dec 2032 Term Corporate ETF	+19,330	50,180	$1,207,832
IBDW	iShares iBonds Dec 2031 Term Corporate ETF	+17,220	78,485	$1,574,409
IBDV	iShares iBonds Dec 2030 Term Corporate ETF	+13,450	99,655	$2,106,706
PSK	State Street(R) SPDR(R) ICE Preferred Securities ETF	+10,497	38,472	$1,090,296
IBDU	iShares iBonds Dec 2029 Term Corporate ETF	+8,440	116,245	$2,637,599
—		+1,310	25,475	$0
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	+998	14,801	$766,099
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	+576	79,037	$3,968,447
VEA	Vanguard FTSE Developed Markets ETF	+575	8,717	$615,507
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	+564	30,032	$1,893,217
BRK-B	Berkshire Hathaway Inc	+440	859	$427,739
ORCL	Oracle Corp	+400	2,232	$306,453
PFF	iShares Preferred and Income Securities ETF	+325	23,269	$686,435
AMZN	Amazon Com Inc	+224	4,360	$1,086,294
MSFT	Microsoft Corp	+125	1,990	$1,020,671
GOOG	Alphabet Inc.	+120	845	$287,925
JNJ	Johnson & Johnson	+100	1,802	$477,061
V	Visa Inc.	+100	692	$248,656
LDP	Cohen & Steers Ltd Duration Preferred & Income Fund, Inc.	+50	47,562	$919,849
EFA	iShares MSCI EAFE ETF	+29	21,342	$2,217,220
GOOGL	Alphabet Inc.	+20	1,349	$464,163
No positions match the current search.

Trimmed

Positions the filer reduced

23 positions

Ticker	Company	Δ Shares	Shares	Value
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	−9,066	51,028	$3,119,341
IBDR	iShares iBonds Dec 2026 Term Corporate ETF	−6,805	81,403	$1,973,208
IBDS	iShares iBonds Dec 2027 Term Corporate ETF	−5,891	108,870	$2,625,944
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	−5,015	22,376	$2,754,038
VUG	VANGUARD GROWTH INDEX FUND	−2,905	5,820	$524,440
—		−2,335	7,350	$0
IBDT	iShares iBonds Dec 2028 Term Corporate ETF	−1,549	117,792	$2,940,088
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	−979	8,909	$799,671
VO	VANGUARD MID-CAP INDEX FUND	−652	4,216	$330,618
VTV	VANGUARD VALUE INDEX FUND	−409	1,481	$320,014
IVW	iShares S&P 500 Growth ETF	−262	9,026	$1,284,038
QQQ	Invesco Qqq Trust, Series 1	−188	1,263	$934,329
IVE	iShares S&P 500 Value ETF	−168	5,423	$1,237,962
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	−116	2,601	$403,675
EEM	iShares MSCI Emerging Markets ETF	−50	9,876	$659,618
IWF	iShares Russell 1000 Growth ETF	−40	13,128	$1,644,413
IWM	iShares Russell 2000 ETF	−40	2,110	$586,347
META	Meta Platforms, Inc.	−39	574	$416,253
SPY	Spdr S&P 500 ETF Trust	−30	1,391	$1,060,818
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−25	1,786	$668,392
IWD	iShares Russell 1000 Value ETF	−16	7,320	$1,814,847
SOXX	iShares Semiconductor ETF	−15	379	$0
AAPL	Apple Inc.	−12	6,786	$2,259,873
No positions match the current search.

New Positions

Positions the filer opened this quarter

3 positions

Ticker	Company	Shares	Value
IBDY	iShares iBonds Dec 2033 Term Corporate ETF	12,000	$293,760
NULV	Nuveen ESG Large-Cap Value ETF	4,000	$210,600
ALLW	SSGA Active Trust	7,125	$203,561
No positions match the current search.

Sold Out

Positions the filer fully exited

7 positions

Ticker	Company	Shares	Value
LLY	ELI LILLY & Co	513	$615,307
SCHA	Schwab U.S. Small-Cap ETF	7,958	$287,522
MU	Micron Technology Inc	225	$259,715
COWZ	Pacer US Cash Cows 100 ETF	3,900	$242,580
CSCO	Cisco Systems, Inc.	1,830	$214,951
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	1,921	$209,523
SLYG	State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF	1,728	$205,856
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

70 tracked positions · $62,937,505 total · filing declares 70 positions · $64,705,185 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Technology

Showing 1–50 of 70 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Added	79,037	+576	$3,968,447	+0.4%	6.31%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Reduced	51,028	-9,066	$3,119,341	−14.6%	4.96%
IBDT	iShares iBonds Dec 2028 Term Corporate ETF	Reduced	117,792	-1,549	$2,940,088	−2.4%	4.67%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Reduced	22,376	-5,015	$2,754,038	−15.5%	4.38%
IBDU	iShares iBonds Dec 2029 Term Corporate ETF	Added	116,245	+8,440	$2,637,599	+5.6%	4.19%
IBDS	iShares iBonds Dec 2027 Term Corporate ETF	Reduced	108,870	-5,891	$2,625,944	−5.5%	4.17%
AAPL	Apple Inc. Technology	Reduced	6,786	-12	$2,259,873	+14.9%	3.59%
EFA	iShares MSCI EAFE ETF	Added	21,342	+29	$2,217,220	+0.1%	3.52%
IBDV	iShares iBonds Dec 2030 Term Corporate ETF	Added	99,655	+13,450	$2,106,706	+12.1%	3.35%
IBDR	iShares iBonds Dec 2026 Term Corporate ETF	Reduced	81,403	-6,805	$1,973,208	−7.7%	3.14%
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	Added	30,032	+564	$1,893,217	−4.9%	3.01%
IWD	iShares Russell 1000 Value ETF	Reduced	7,320	-16	$1,814,847	+2.0%	2.88%
IWF	iShares Russell 1000 Growth ETF	Reduced	13,128	-40	$1,644,413	+0.6%	2.61%
IBDW	iShares iBonds Dec 2031 Term Corporate ETF	Added	78,485	+17,220	$1,574,409	+23.3%	2.50%
VOO	VANGUARD 500 INDEX FUND	Held	2,158	0	$1,512,455	+2.0%	2.40%
IVW	iShares S&P 500 Growth ETF	Reduced	9,026	-262	$1,284,038	+0.5%	2.04%
IVE	iShares S&P 500 Value ETF	Reduced	5,423	-168	$1,237,962	−2.5%	1.97%
IBDX	iShares iBonds Dec 2032 Term Corporate ETF	Added	50,180	+19,330	$1,207,832	+55.4%	1.92%
PSK	State Street(R) SPDR(R) ICE Preferred Securities ETF	Added	38,472	+10,497	$1,090,296	+27.7%	1.73%
AMZN	Amazon Com Inc Consumer Cyclical	Added	4,360	+224	$1,086,294	+10.2%	1.73%
SPY	Spdr S&P 500 ETF Trust	Reduced	1,391	-30	$1,060,818	−0.0%	1.69%
MSFT	Microsoft Corp Technology	Added	1,990	+125	$1,020,671	+46.7%	1.62%
QQQ	Invesco Qqq Trust, Series 1	Reduced	1,263	-188	$934,329	−12.6%	1.48%
LDP	Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. Financial Services	Added	47,562	+50	$919,849	−8.5%	1.46%
NVDA	Nvidia Corp Technology	Held	3,902	0	$891,138	+14.1%	1.42%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Reduced	8,909	-979	$799,671	−8.0%	1.27%
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	Added	14,801	+998	$766,099	+7.2%	1.22%
IVV	iShares Core S&P 500 ETF	Held	953	0	$729,855	+2.3%	1.16%
PFF	iShares Preferred and Income Securities ETF	Added	23,269	+325	$686,435	−1.9%	1.09%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	1,786	-25	$668,392	−0.3%	1.06%
EEM	iShares MSCI Emerging Markets ETF	Reduced	9,876	-50	$659,618	−2.9%	1.05%
VEA	Vanguard FTSE Developed Markets ETF	Added	8,717	+575	$615,507	+6.1%	0.98%
IWM	iShares Russell 2000 ETF	Reduced	2,110	-40	$586,347	−9.2%	0.93%
VUG	VANGUARD GROWTH INDEX FUND	Reduced	5,820	-2,905	$524,440	−30.2%	0.83%
IWR	iShares Russell Mid-Cap ETF	Held	4,895	0	$522,345	−3.3%	0.83%
AMAT	Applied Materials Inc Technology	Held	972	0	$497,061	−29.3%	0.79%
IJS	iShares S&P Small-Cap 600 Value ETF	Held	3,872	0	$496,003	−6.3%	0.79%
IJH	iShares Core S&P Mid-Cap ETF	Held	6,739	0	$484,871	−6.7%	0.77%
JNJ	Johnson & Johnson Healthcare	Added	1,802	+100	$477,061	+10.4%	0.76%
GOOGL	Alphabet Inc. Communication Services	Added	1,349	+20	$464,163	−2.3%	0.74%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	859	+440	$427,739	+104.0%	0.68%
META	Meta Platforms, Inc. Communication Services	Reduced	574	-39	$416,253	+20.5%	0.66%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Reduced	2,601	-116	$403,675	−6.0%	0.64%
VB	Vanguard Index Funds	Held	1,399	0	$398,001	−6.1%	0.63%
IJK	iShares S&P Mid-Cap 400 Growth ETF	Held	3,618	0	$396,568	−6.7%	0.63%
MO	Altria Group, Inc. Consumer Defensive	Held	5,400	0	$363,636	−6.4%	0.58%
HD	Home Depot, Inc. Consumer Cyclical	Held	1,164	0	$331,146	−19.3%	0.53%
VO	VANGUARD MID-CAP INDEX FUND	Reduced	4,216	-652	$330,618	−15.7%	0.53%
VTV	VANGUARD VALUE INDEX FUND	Reduced	1,481	-409	$320,014	−22.3%	0.51%
ORCL	Oracle Corp Technology	Added	2,232	+400	$306,453	+14.1%	0.49%

Showing the top 50 of 70 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.