Yanni & Associates Investment Advisors, LLC

Registered adviser

CIK

2109644

Location

WEXFORD, PA

Portfolio Value

Micro $64,892,437

Diversification

Highly concentrated

Filing Date

Global Rank

#8,135 / 8,807 ▲ 261 · as of Jun 2026

Top Industry

Telecom Services 15.7%

3Y Alpha vs SPY

-5.4%

Period ended 21 days ago

Filed Oct 14, 2026 · 7d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 142913

Roster of Oct 1, 2026

Regulatory AUM

$172,650,000

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Feb 2026 to Oct 2026	$172,650,000	Individuals and high net worth (99%)
Feb 2025 to Jan 2026	$160,000,000	Individuals and high net worth (99%)
Feb 2024 to Jan 2025	$141,000,000	Individuals and high net worth (99%)
May 2023 to Jan 2024	$123,000,000	Individuals and high net worth (99%)
Feb 2023 to Apr 2023	$123,000,000	Individuals and high net worth (99%)
Apr 2022 to Jan 2023	$119,150,000	Individuals and high net worth (99%)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 95.7% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 3.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 94.5%; sector active share 84.8% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

37 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

43.1%

+1.9 pts

Top 5

86.4%

−5.4 pts

Top 10

91.7%

−4.0 pts

HHI

2,773

Highly concentrated+69

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	87.8%	$56,994,919	21
Communication Services	3.4%	$2,195,777	4
Financial Services	3.2%	$2,089,068	5
Technology	2.2%	$1,415,784	3
Consumer Cyclical	1.7%	$1,079,203	2
Healthcare	1.0%	$658,569	1
Energy	0.7%	$459,117	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

5 positions

Ticker	Company	Δ Shares	Shares	Value
FTSL	First Trust Senior Loan Fund	+1,264	36,048	$1,606,659
SCHJ	Schwab 1-5 Year Corporate Bond ETF	+980	146,674	$3,534,843
NVDA	Nvidia Corp	+76	1,640	$374,543
META	Meta Platforms, Inc.	+21	1,040	$754,187
XOM	ExxonMobil Holdings Corp	+8	2,821	$459,117
No positions match the current search.

Trimmed

Positions the filer reduced

17 positions

Ticker	Company	Δ Shares	Shares	Value
SCHX	Schwab U.S. Large-Cap ETF	−10,501	423,060	$12,691,800
SCHF	Schwab International Equity ETF	−8,074	197,084	$5,413,897
FLTR	VanEck IG Floating Rate ETF	−5,406	109,997	$2,814,823
FNDX	Schwab Fundamental U.S. Large Company ETF	−3,099	166,695	$5,245,891
IVW	iShares S&P 500 Growth ETF	−1,382	44,681	$0
SCHG	Schwab U.S. Large-Cap Growth ETF	−838	29,872	$1,073,300
IJH	iShares Core S&P Mid-Cap ETF	−792	74,934	$0
IWF	iShares Russell 1000 Growth ETF	−477	9,776	$0
OEF	iShares S&P 100 ETF	−455	22,969	$0
SPY	Spdr S&P 500 ETF Trust	−391	24,317	$18,544,873
IVV	iShares Core S&P 500 ETF	−318	17,510	$0
IVE	iShares S&P 500 Value ETF	−269	24,922	$0
IJR	iShares Core S&P Small-Cap ETF	−261	12,949	$0
BMY	Bristol Myers Squibb Co	−175	10,554	$658,569
QQQ	Invesco Qqq Trust, Series 1	−88	6,985	$5,167,293
ONEQ	Fidelity Nasdaq Composite Index ETF	−63	5,770	$610,696
AAPL	Apple Inc.	−54	1,895	$631,072
No positions match the current search.

New Positions

Positions the filer opened this quarter

4 positions

Ticker	Company	Shares	Value
T	At&T Inc.	30,653	$747,933
VZ	Verizon Communications Inc	10,752	$493,194
NEA	Nuveen AMT-Free Quality Municipal Income Fund	24,492	$243,695
WBD	Warner Bros. Discovery, Inc.	6,477	$200,463
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
DKS	Dick's Sporting Goods, Inc.	1,140	$258,563
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

37 tracked positions · $64,892,437 total · filing declares 37 positions · $109,029,521 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Energy Financial Services Healthcare Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPY	Spdr S&P 500 ETF Trust	Reduced	24,317	-391	$18,544,873	+0.5%	28.58%
SCHX	Schwab U.S. Large-Cap ETF	Reduced	423,060	-10,501	$12,691,800	−0.5%	19.56%
SCHF	Schwab International Equity ETF	Reduced	197,084	-8,074	$5,413,897	−4.7%	8.34%
FNDX	Schwab Fundamental U.S. Large Company ETF	Reduced	166,695	-3,099	$5,245,891	−0.7%	8.08%
QQQ	Invesco Qqq Trust, Series 1	Reduced	6,985	-88	$5,167,293	−0.8%	7.96%
SCHJ	Schwab 1-5 Year Corporate Bond ETF	Added	146,674	+980	$3,534,843	−1.6%	5.45%
FLTR	VanEck IG Floating Rate ETF	Reduced	109,997	-5,406	$2,814,823	−4.8%	4.34%
FTSL	First Trust Senior Loan Fund	Added	36,048	+1,264	$1,606,659	+3.2%	2.48%
SCHG	Schwab U.S. Large-Cap Growth ETF	Reduced	29,872	-838	$1,073,300	+3.3%	1.65%
META	Meta Platforms, Inc. Communication Services	Added	1,040	+21	$754,187	+31.4%	1.16%
T	At&T Inc. Communication Services	NEW	30,653	NEW	$747,933	NEW	1.15%
BMY	Bristol Myers Squibb Co Healthcare	Reduced	10,554	-175	$658,569	+6.5%	1.01%
AAPL	Apple Inc. Technology	Reduced	1,895	-54	$631,072	+11.9%	0.97%
TSLA	Tesla, Inc. Consumer Cyclical	Held	1,725	0	$612,047	−15.6%	0.94%
ONEQ	Fidelity Nasdaq Composite Index ETF	Reduced	5,770	-63	$610,696	+1.4%	0.94%
MRSH	Marsh & Mclennan Companies, Inc. Financial Services	Held	3,180	0	$542,921	+2.4%	0.84%
MFC	Manulife Financial Corp Financial Services	Held	12,157	0	$517,766	+5.1%	0.80%
AON	Aon plc Financial Services	Held	1,792	0	$495,971	−16.6%	0.76%
VZ	Verizon Communications Inc Communication Services	NEW	10,752	NEW	$493,194	NEW	0.76%
AMZN	Amazon Com Inc Consumer Cyclical	Held	1,875	0	$467,156	+4.5%	0.72%
XOM	ExxonMobil Holdings Corp Energy	Added	2,821	+8	$459,117	+19.4%	0.71%
IBM	International Business Machines Corp Technology	Held	1,865	0	$410,169	−21.8%	0.63%
NVDA	Nvidia Corp Technology	Added	1,640	+76	$374,543	+19.7%	0.58%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Held	1,874	0	$290,844	−1.8%	0.45%
PNC	Pnc Financial Services Group, Inc. Financial Services	Held	1,299	0	$288,715	−9.7%	0.44%
NEA	Nuveen AMT-Free Quality Municipal Income Fund Financial Services	NEW	24,492	NEW	$243,695	NEW	0.38%
WBD	Warner Bros. Discovery, Inc. Communication Services	NEW	6,477	NEW	$200,463	NEW	0.31%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	74,934	-792	$0	−100.0%	0.00%
IJJ	iShares S&P Mid-Cap 400 Value ETF	Held	4,400	0	$0	−100.0%	0.00%
IJR	iShares Core S&P Small-Cap ETF	Reduced	12,949	-261	$0	−100.0%	0.00%
IVE	iShares S&P 500 Value ETF	Reduced	24,922	-269	$0	−100.0%	0.00%
IVV	iShares Core S&P 500 ETF	Reduced	17,510	-318	$0	−100.0%	0.00%
IVW	iShares S&P 500 Growth ETF	Reduced	44,681	-1,382	$0	−100.0%	0.00%
IWB	iShares Russell 1000 ETF	Held	1,501	0	$0	−100.0%	0.00%
IWF	iShares Russell 1000 Growth ETF	Reduced	9,776	-477	$0	−100.0%	0.00%
IWL	iShares Russell Top 200 ETF	Held	1,565	0	$0	−100.0%	0.00%
OEF	iShares S&P 100 ETF	Reduced	22,969	-455	$0	−100.0%	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.