SMITH CAPITAL MANAGEMENT INC /AR/ADV

CIK

747559

Location

Little Rock, AR

Portfolio Value

Small $107,910,672

Diversification

Diversified

Filing Date

Global Rank

#4,457 / 5,416 ▼ 41 · as of Sep 2020

Top Industry

Consumer Electronics 20.7%

Period ended 6 years ago

Filed Nov 13, 2020 · 5y

3 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2020, never from the firm's own description.

Style

Concentrated

The top 10 positions are 74.8% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Horizon unknown

The value-weighted holding period is at least 3.0 quarters, but 98.7% of the book was already held when coverage starts

Closest benchmark: the Russell 1000 as of 2020-09-30, active share 89.1%; sector active share 52.8% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

81 tracked positions · as of Sep 30, 2020 · Δ vs Jun 30, 2020

Top Position

17.4%

+0.7 pts

Top 5

53.2%

+0.5 pts

Top 10

74.8%

+0.8 pts

HHI

770

Diversified+22

Portfolio Trend

3 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2020

Sector	% Portfolio	Value	Positions
Unclassified	82.6%	$89,180,197	51
Technology	4.7%	$5,113,007	4
Communication Services	4.0%	$4,301,714	6
Consumer Defensive	2.7%	$2,908,027	3
Financial Services	2.2%	$2,413,082	4
Consumer Cyclical	1.7%	$1,854,174	5
Healthcare	1.3%	$1,357,292	4
Energy	0.4%	$451,631	3
Industrials	0.3%	$331,548	1

Last Quarter's Activity

Export CSV

Sep 30, 2020 vs Jun 30, 2020

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
AAPL	Apple Inc.	+22,816	33,514	$3,881,256
FTSM	First Trust Enhanced Short Maturity ETF	+6,979	114,265	$6,858,185
QUAL	iShares MSCI USA Quality Factor ETF	+3,452	32,898	$0
VEA	Vanguard FTSE Developed Markets ETF	+3,239	166,998	$6,830,218
FMB	First Trust Managed Municipal ETF	+2,905	41,840	$2,326,513
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+2,438	75,051	$3,245,205
IEFA	iShares Core MSCI EAFE ETF	+2,353	40,011	$0
NEAR	iShares Short Duration Bond Active ETF	+1,924	150,584	$7,545,764
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+1,645	110,271	$18,780,254
SUB	iShares Short-Term National Muni Bond ETF	+1,460	18,820	$0
AGG	iShares Core U.S. Aggregate Bond ETF	+1,420	37,240	$0
MUB	iShares National Muni Bond ETF	+1,380	16,555	$0
FVD	First Trust Value Line Dividend Index Fund	+1,332	68,581	$2,157,558
VXUS	Vanguard Total International Stock ETF	+1,253	42,677	$2,226,459
FPE	First Trust Preferred Securities and Income ETF	+1,000	64,843	$1,243,040
IJR	iShares Core S&P Small-Cap ETF	+893	10,283	$0
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	+720	5,328	$621,777
IVE	iShares S&P 500 Value ETF	+705	13,442	$0
IEMG	iShares Trust	+648	22,143	$0
LMBS	First Trust Low Duration Opportunities ETF	+610	81,116	$4,192,074
IWF	iShares Russell 1000 Growth ETF	+501	9,547	$0
WMT	Walmart Inc.	+350	15,999	$2,238,421
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	+280	19,622	$1,731,052
FTCS	First Trust Capital Strength ETF	+230	91,053	$5,760,923
USMV	iShares MSCI USA Min Vol Factor ETF	+158	58,546	$0
No positions match the current search.

Trimmed

Positions the filer reduced

21 positions

Ticker	Company	Δ Shares	Shares	Value
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	−2,884	12,726	$467,807
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	−2,754	5,232	$483,436
VZ	Verizon Communications Inc	−2,159	5,132	$305,302
OZK	Bank OZK	−2,000	35,570	$758,352
META	Meta Platforms, Inc.	−1,920	832	$217,900
FLOT	iShares Floating Rate Bond ETF	−1,635	18,536	$0
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	−1,270	19,723	$2,010,957
FTSL	First Trust Senior Loan Fund	−1,084	17,253	$793,810
SPY	Spdr S&P 500 ETF Trust	−673	32,658	$10,936,837
T	At&T Inc.	−610	14,928	$425,596
PFE	Pfizer Inc	−550	12,756	$468,144
XOM	ExxonMobil Holdings Corp	−488	5,854	$200,967
IWS	iShares Russell Mid-Cap Value ETF	−385	11,723	$0
—		−152	45,143	$5,855,949
—		−100	2,254	$223,889
IWM	iShares Russell 2000 ETF	−93	10,071	$0
IVW	iShares S&P 500 Growth ETF	−90	3,141	$0
ITOT	iShares Core S&P Total U.S. Stock Market ETF	−67	9,932	$0
TIP	iShares TIPS Bond ETF	−50	6,650	$0
ITW	Illinois Tool Works Inc	−49	1,716	$331,548
IJH	iShares Core S&P Mid-Cap ETF	−27	9,524	$0
No positions match the current search.

New Positions

Positions the filer opened this quarter

3 positions

Ticker	Company	Shares	Value
TSLA	Tesla, Inc.	685	$293,871
LOW	Lowes Companies Inc	1,385	$229,716
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	660	$205,557
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
CVX	Chevron Corp	2,895	$258,320
RTX	RTX Corp	3,445	$212,280
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

81 tracked positions · $107,910,672 total · filing declares 85 positions · $162,823,000 · as of Sep 30, 2020

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Showing 1–50 of 81 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	110,271	+1,645	$18,780,254	+10.5%	3+	before history	17.40%
SPY	Spdr S&P 500 ETF Trust	Reduced	32,658	-673	$10,936,837	+6.4%	3+	before history	10.14%
NEAR	iShares Short Duration Bond Active ETF	Added	150,584	+1,924	$7,545,764	+1.5%	3+	before history	6.99%
FTSM	First Trust Enhanced Short Maturity ETF	Added	114,265	+6,979	$6,858,185	+6.6%	3+	before history	6.36%
VEA	Vanguard FTSE Developed Markets ETF	Added	166,998	+3,239	$6,830,218	+7.5%	3+	before history	6.33%
		Reduced	45,143	-152	$5,855,949	+9.2%	3+	before history	5.43%
FTCS	First Trust Capital Strength ETF	Added	91,053	+230	$5,760,923	+8.6%	3+	before history	5.34%
LMBS	First Trust Low Duration Opportunities ETF	Added	81,116	+610	$4,192,074	+0.8%	3+	before history	3.88%
AAPL	Apple Inc. Technology	Added	33,514	+22,816	$3,881,256	−0.5%	3+	before history	3.60%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	75,051	+2,438	$3,245,205	+12.8%	3+	before history	3.01%
CABO	Cable One, Inc. Communication Services	Held	1,509	0	$2,845,114	+6.2%	3+	before history	2.64%
FMB	First Trust Managed Municipal ETF	Added	41,840	+2,905	$2,326,513	+8.6%	3+	before history	2.16%
QQQ	Invesco Qqq Trust, Series 1	Held	8,189	0	$2,275,231	+12.2%	3+	before history	2.11%
WMT	Walmart Inc. Consumer Defensive	Added	15,999	+350	$2,238,421	+19.4%	3+	before history	2.07%
VXUS	Vanguard Total International Stock ETF	Added	42,677	+1,253	$2,226,459	+9.3%	3+	before history	2.06%
FVD	First Trust Value Line Dividend Index Fund	Added	68,581	+1,332	$2,157,558	+5.8%	3+	before history	2.00%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	Reduced	19,723	-1,270	$2,010,957	−5.8%	3+	before history	1.86%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Added	19,622	+280	$1,731,052	+1.3%	3+	before history	1.60%
FPE	First Trust Preferred Securities and Income ETF	Added	64,843	+1,000	$1,243,040	+5.7%	3+	before history	1.15%
HOMB	Home Bancshares Inc Financial Services	Held	52,597	0	$797,370	−1.4%	3+	before history	0.74%
FTSL	First Trust Senior Loan Fund	Reduced	17,253	-1,084	$793,810	−4.1%	3+	before history	0.74%
OZK	Bank OZK Financial Services	Reduced	35,570	-2,000	$758,352	−14.0%	3+	before history	0.70%
MSFT	Microsoft Corp Technology	Added	3,534	+25	$743,306	+4.1%	3+	before history	0.69%
AMZN	Amazon Com Inc Consumer Cyclical	Held	211	0	$664,382	+14.1%	3+	before history	0.62%
GLD	Spdr Gold Trust	Held	3,595	0	$636,746	+5.8%	3+	before history	0.59%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Added	5,328	+720	$621,777	+29.1%	3+	before history	0.58%
BAC	Bank Of America Corp Financial Services	Held	25,714	0	$619,450	+1.4%	3+	before history	0.57%
HD	Home Depot, Inc. Consumer Cyclical	Held	1,776	0	$493,212	+10.9%	3+	before history	0.46%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	Reduced	5,232	-2,754	$483,436	−33.6%	3+	before history	0.45%
PFE	Pfizer Inc Healthcare	Reduced	12,756	-550	$468,144	+7.6%	3+	before history	0.43%
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	Reduced	12,726	-2,884	$467,807	−18.0%	3+	before history	0.43%
IBM	International Business Machines Corp Technology	Held	3,720	0	$452,612	+0.7%	3+	before history	0.42%
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Held	5,325	0	$442,241	−0.1%	3+	before history	0.41%
T	At&T Inc. Communication Services	Reduced	14,928	-610	$425,596	−9.4%	3+	before history	0.39%
JNJ	Johnson & Johnson Healthcare	Added	2,786	+32	$414,779	+7.1%	3+	before history	0.38%
		Held	4,751	0	$410,652	+9.3%	3+	before history	0.38%
PG	PROCTER & GAMBLE Co Consumer Defensive	Held	2,647	0	$367,906	+16.2%	3+	before history	0.34%
FPX	First Trust US Equity Opportunities ETF	Held	3,708	0	$358,341	+15.3%	3+	before history	0.33%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Held	6,760	0	$338,743	+11.6%	3+	before history	0.31%
ITW	Illinois Tool Works Inc Industrials	Reduced	1,716	-49	$331,548	+7.4%	3+	before history	0.31%
VZ	Verizon Communications Inc Communication Services	Reduced	5,132	-2,159	$305,302	−24.0%	3+	before history	0.28%
KO	Coca Cola Co Consumer Defensive	Added	6,111	+67	$301,700	+11.7%	3+	before history	0.28%
TSLA	Tesla, Inc. Consumer Cyclical	NEW	685	NEW	$293,871	NEW	1	unpriced	0.27%
GOOGL	Alphabet Inc. Communication Services	Held	183	0	$268,204	+3.4%	3+	before history	0.25%
ABT	Abbott Laboratories Healthcare	Added	2,391	+8	$260,212	+19.4%	2	$90.42	0.24%
GTN	Gray Media, Inc Communication Services	Held	17,400	0	$239,598	−1.3%	3+	before history	0.22%
RF	Regions Financial Corp Financial Services	Held	20,634	0	$237,910	+3.7%	3+	before history	0.22%
LOW	Lowes Companies Inc Consumer Cyclical	NEW	1,385	NEW	$229,716	NEW	1	$153.99	0.21%
		Reduced	2,254	-100	$223,889	−2.4%	3+	before history	0.21%
RDVY	First Trust Rising Dividend Achievers ETF	Held	6,752	0	$220,979	+6.1%	2	$29.10	0.20%

Showing the top 50 of 81 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.