NAT · NORDIC AMERICAN TANKERS Ltd · Holdings

$7.58 +0.15 (+2.02%) At close · Oct 21

Russell 2000 member Rebalance outlook locked

Market Cap

$1.57B

211.75M

Volume · Oct 21 3.55M Avg daily vol (3M) 4.35M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of NAT: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 281

Total Value: $672,243,942

Total Shares: 121,094,270

Showing 1–100 of 296 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Superinvestors Holding NAT

All superinvestors →

Joel Greenblatt $1,134,143

Holder Concentration

Across 273 13F filers

Top Holder

10.6%

of institutional value

Top 5

44.1%

of institutional value

Top 10

65.1%

of institutional value

HHI

520

Broadly held

Who Holds NAT

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 273 filers, like-for-like change +13.5%; actively managed books +6.0%; index-like books +26.9%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	40.9%	167	+9.4%	35	14
Exempt adviser	0.7%	2	+118.0%	1	1
Adviser	8.5%	4	+18.5%	1	0
Bank	7.8%	14	+12.9%	1	0
Insurer	0.0%	1	+7.6%	0	0
Broker-dealer	0.3%	2	+26.6%	0	0
Benefit plan	0.1%	4	-1.6%	0	0
Non-US	1.3%	3	+24.8%	0	0
Holding company	26.9%	8	+37.3%	2	0
Unknown	13.4%	68	-12.1%	16	6

Style	Share	Filers	Change	New	Exited
Index-like	39.8%	23	+26.9%	1	0
Systematic-like	9.6%	29	+31.3%	8	2
Concentrated	0.4%	33	-49.8%	10	3
Diversified active	50.2%	188	+3.1%	37	16
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	70.4%	159	+16.5%	23	10
Medium turnover	16.8%	55	+8.6%	16	2
High turnover	10.3%	42	+4.8%	12	9
Unknown	2.5%	17	+4.9%	5	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	4.2%	33	-7.5%	11	3
Medium horizon	28.9%	48	+11.2%	14	4
Long horizon	60.1%	172	+13.5%	24	10
Unknown	6.9%	20	+44.8%	7	4
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	2.8%	62	-22.4%	20	7
$1B to $10B	10.4%	86	+17.0%	26	8
$10B to $100B	15.3%	68	+11.5%	7	5
$100B or more	71.5%	57	+15.5%	3	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	4.3%	104	-7.1%	26	8
Pooled investment vehicles	14.8%	28	+15.3%	6	5
Registered funds and BDCs	17.9%	10	+7.6%	0	0
Pension and profit sharing plans	0.1%	2	-4.5%	0	0
Insurance companies	0.2%	4	+11.4%	0	0
Governments and sovereign funds	1.4%	4	+16.9%	2	0
Other investment advisers	0.1%	5	-8.1%	0	0
Diversified	2.2%	10	+22.0%	1	1
Unknown	59.1%	106	+16.5%	21	7

Private funds	Share	Filers	Change	New	Exited
Hedge funds	17.7%	37	+20.6%	8	7
Private equity funds	1.2%	9	+69.5%	0	1
Venture capital funds	0.0%	1	+0.4%	0	0
Real estate funds	0.1%	5	+178.1%	2	1
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	12.5%	14	+0.8%	3	3
Mixed private funds	0.2%	1	0.0%	0	0
Private funds, type not stated	0.1%	3	+81.0%	2	0
No private funds	9.8%	98	+2.1%	21	3
Unknown	58.4%	104	+15.9%	20	6

Location	Share	Filers	Change	New	Exited
United States	91.6%	249	+13.5%	51	19
Outside the US	8.4%	24	+13.6%	5	2

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F. Compared across CIK changes: 4 filers continue as Evelyn Partners Group Ltd.

Conviction and Crowding

273 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.002%

Mar 31, 2026: 1

Crowding

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Top 10 holders

66.2%

of 13F shares, Herfindahl 0.054

Active holders

+6.0%

like-for-like share change of active filers

5% stakes on record

0 13D, 2 13G (2 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 15.3 quarters

Under 1 year 10.0% 1 to 3 years 41.9% 3 years or more 48.1% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$4.09

estimated per share

Mar 31, 2026: $3.64

Quarter-end price

$5.54

implied by 13F values

Estimated gain or loss

+35.3%

price against the estimated cost

Estimated at a loss

7.31%

of costed 13F value

Estimated cost covers 37.4% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies NAT's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	ED Consolidated Edison Inc	6	0.082
2	VTRS Viatris Inc	3	0.072
3	SJM J M SMUCKER Co	3	0.068
4	AAA Alternative Access First Priority CLO Bond ETF	3	0.060
5	HSY Hershey Co	4	0.055
6	INTC Intel Corp	10	0.049
7	EXC Exelon Corp	3	0.049
8	MU Micron Technology Inc	10	0.045
9	PG PROCTER & GAMBLE Co	10	0.045
10	XEL Xcel Energy Inc	3	0.045

Shareholder Targets

13F filers that own its peers but not NAT, quarter ended Jun 30, 2026

Found through its holder-overlap peers: ED, VTRS, SJM, AAA, HSY, INTC, EXC, MU, PG, XEL, GOOGL, IBM, KO, TSLA, AFL, NVDA, JPM, AMZN, MO, T. 6,899 filers in all.

#	Filer	In peers	Of book	Largest peers
1	VANGUARD CAPITAL MANAGEMENT LLC Registered adviser, Index-like	$1,052,716,817,309 19 held	22.4%	NVDA, GOOGL, AMZN
2	NORGES BANK Non-US, Index-like	$223,177,538,142 17 held	22.2%	NVDA, GOOGL, AMZN
3	Capital World Investors Adviser, Diversified active	$160,942,553,789 14 held	19.1%	GOOGL, MU, NVDA
4	Capital Research Global Investors Adviser, Diversified active	$146,987,801,023 14 held	20.4%	NVDA, GOOGL, AMZN
5	Capital International Investors Adviser, Diversified active	$76,521,213,355 10 held	15.6%	GOOGL, NVDA, MU
6	Berkshire Hathaway Inc Insurer, Concentrated	$70,272,088,380 2 held	23.5%	GOOGL, KO
7	HSBC HOLDINGS PLC Unknown, Index-like	$51,101,853,796 19 held	24.9%	NVDA, GOOGL, AMZN
8	PRIMECAP MANAGEMENT CO/CA/ Registered adviser, Diversified active	$49,911,743,393 10 held	29.5%	MU, INTC, GOOGL
9	Fisher Asset Management, LLC Adviser, Diversified active	$49,392,114,981 17 held	15.8%	NVDA, GOOGL, AMZN
10	Mitsubishi UFJ Asset Management Co., Ltd. Unknown, Index-like	$44,112,304,009 19 held	24.4%	NVDA, GOOGL, AMZN

Fund Ownership of NAT by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 2.51% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.30%	+0.22 pp	635,575	13
Index ETFs	2.21%	-0.25 pp	4,670,040	8
Active ETFs	2.03%	-1.93 pp	4,291,516	12
Active funds	2.29%	+1.13 pp	4,840,910	17
Unclassified	1.32%	+1.32 pp	2,797,671	6
All registered funds	8.14%	+0.49 pp	17,235,712	56

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 172 Exempt adviser 2 Adviser 4 Bank 14 Insurer 1 Broker-dealer 2 Benefit plan 4 Non-US 3 Holding company 8 Unknown 71

Showing 100 of 296

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Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$70,715,039

10.52%

12,764,448

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	134,656	$745,994	1.1%	Sole
BlackRock Asset Management Canada Ltd	1,160	$6,426	0.0%	Sole
BlackRock Investment Management, LLC	614,594	$3,404,850	4.8%	Sole
BLACKROCK ADVISORS LLC	462,817	$2,564,006	3.6%	Sole
BlackRock Fund Advisors	8,172,675	$45,276,619	64.0%	Sole
BlackRock Institutional Trust Company, N.A.	2,702,270	$14,970,575	21.2%	Sole
Aperio Group, LLC	676,276	$3,746,569	5.3%	Sole

DIMENSIONAL FUND ADVISORS LP

$67,291,009

10.01%

12,146,392

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	21,563	$119,459	0.2%	Defined
DFA Australia Ltd.	80,431	$445,587	0.7%	Defined
Dimensional Fund Advisors Pte. Ltd.	3,460	$19,168	0.0%	Defined
Dimensional Ireland Ltd	390,594	$2,163,890	3.2%	Defined
Held directly	11,650,344	$64,542,905	95.9%	Sole

AMERIPRISE FINANCIAL INC

$54,740,882

8.14%

9,881,026

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	670,520	$3,714,680	6.8%	Defined
Threadneedle Asset Management Holdings LTD	9,127,098	$50,564,122	92.4%	Defined
Ameriprise Financial Services, LLC	83,408	$462,080	0.8%	Defined

MORGAN STANLEY

$52,478,982

7.81%

9,472,741

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	16,287	$90,229	0.2%	Defined
MORGAN STANLEY & CO. LLC	88,788	$491,885	0.9%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	534,825	$2,962,930	5.6%	Defined
MORGAN STANLEY SMITH BARNEY LLC	4,113,898	$22,790,994	43.4%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	4,718,943	$26,142,944	49.8%	Defined

GOLDMAN SACHS GROUP INC

$50,061,566

7.45%

9,036,384

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	5,818,656	$32,235,354	64.4%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	3,161,257	$17,513,363	35.0%	Defined
Goldman Sachs Trust Company, N.A. joint	56,471	$312,849	0.6%	Other

CastleKnight Management LP

$39,734,868

5.91%

7,172,359

Nuveen, LLC

$31,161,279

4.64%

5,624,780

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	725,589	$4,019,762	12.9%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	1,800,851	$9,976,714	32.0%	Defined
TEACHERS ADVISORS, LLC joint	3,098,340	$17,164,803	55.1%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$26,488,363

3.94%

4,781,293

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	4,781,293	$26,488,363	100.0%	Defined

STATE STREET CORP

$25,285,590

3.76%

4,564,186

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	4,564,186	$25,285,590	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$15,784,866

2.35%

2,849,254

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	306,599	$1,698,558	10.8%	Defined
Held directly	2,542,655	$14,086,308	89.2%	Defined

TWO SIGMA INVESTMENTS, LP

$12,486,932

1.86%

2,253,959

VANGUARD PORTFOLIO MANAGEMENT LLC

$10,286,334

1.53%

1,856,739

TUDOR INVESTMENT CORP ET AL

$10,164,470

1.51%

1,834,742

AMERICAN CENTURY COMPANIES INC

$9,366,904

1.39%

1,690,777

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	1,690,777	$9,366,904	100.0%	Defined

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$8,884,304

1.32%

1,603,665

UBS Group AG

$8,667,899

1.29%

1,564,603

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	73,018	$404,519	4.7%	Defined
UBS AG	1,422,715	$7,881,841	90.9%	Defined
UBS Switzerland AG	68,870	$381,539	4.4%	Defined

BNP PARIBAS ARBITRAGE, SA

$7,443,859

1.11%

1,343,657

NORTHERN TRUST CORP

$7,378,319

1.10%

1,331,827

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	1,263,591	$7,000,293	94.9%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	35,805	$198,359	2.7%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	32,431	$179,667	2.4%	Other

Philip James Wealth Mangement, LLC

$7,172,100

1.07%

1,294,603

Connor, Clark & Lunn Investment Management Ltd.

$6,302,231

0.94%

1,137,587

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	1,137,488	$6,301,683	100.0%	Sole
Held directly	99	$548	0.0%	Sole

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$5,970,458

0.89%

1,077,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	1,077,700	$5,970,458	100.0%	Other

VOLORIDGE INVESTMENT MANAGEMENT, LLC

$5,875,712

0.87%

1,060,598

Empowered Funds, LLC

$5,514,322

0.82%

995,365

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bridgeway Capital Management, LLC	995,365	$5,514,322	100.0%	Other

MILLENNIUM MANAGEMENT LLC

$5,261,842

0.78%

949,791

ACADIAN ASSET MANAGEMENT LLC

$5,115,154

0.76%

923,313

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	923,313	$5,115,154	100.0%	Defined

Point72 Asset Management, L.P.

$4,816,902

0.72%

869,477

AQR CAPITAL MANAGEMENT LLC

$4,647,309

0.69%

838,865

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	64	$354	0.0%	Other
Compound Planning, Inc.	138	$764	0.0%	Other
Arax Advisory Partners	10,315	$57,145	1.2%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	7,787	$43,139	0.9%	Other
Stokes Family Office, LLC	1,867	$10,343	0.2%	Other
Held directly	818,694	$4,535,564	97.6%	Defined

MARSHALL WACE, LLP

$4,299,195

0.64%

776,028

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	776,028	$4,299,195	100.0%	Other

Simcoe Capital LLC

$4,133,687

0.61%

746,153

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$3,541,007

0.53%

639,171

VICTORY CAPITAL MANAGEMENT INC

$3,368,286

0.50%

607,994

CITADEL ADVISORS LLC

$3,120,531

0.46%

563,273

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	453,151	$2,510,456	80.4%	Defined
Held directly	110,122	$610,075	19.6%	Defined

Bank of New York Mellon Corp

$3,108,027

0.46%

561,016

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	228,175	$1,264,089	40.7%	Defined
The Bank of New York Mellon	324,730	$1,799,004	57.9%	Defined
BNY Mellon, NA joint	8,110	$44,929	1.4%	Defined
Held directly	1	$5	0.0%	Defined

COMMONWEALTH EQUITY SERVICES, LLC

$2,700,905

0.40%

487,528

XTX Topco Ltd

$2,543,076

0.38%

459,039

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	459,039	$2,543,076	100.0%	Defined

CastleKnight Management LP

$2,493,000

0.37%

450,000

ExodusPoint Capital Management, LP

$2,372,089

0.35%

428,175

SILVER OAK SECURITIES, INCORPORATED

$2,329,065

0.35%

420,409

WealthTrust Axiom LLC

$2,317,204

0.34%

418,268

Trexquant Investment LP

$2,301,997

0.34%

415,523

Mariner, LLC

$2,204,393

0.33%

397,905

Balyasny Asset Management L.P.

$2,055,218

0.31%

370,978

RHUMBLINE ADVISERS

$2,010,222

0.30%

362,856

BANK OF AMERICA CORP /DE/

$1,890,102

0.28%

341,174

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	215,094	$1,191,620	63.0%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	57,560	$318,882	16.9%	Defined
BOFA SECURITIES, INC.	68,520	$379,600	20.1%	Defined

CITADEL ADVISORS LLC

$1,710,752

0.25%

308,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	308,800	$1,710,752	100.0%	Defined

JPMORGAN CHASE & CO

$1,696,368

0.25%

306,204

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	85,441	$473,343	27.9%	Defined
J.P. Morgan Investment Management Inc.	75,301	$417,167	24.6%	Defined
J.P. Morgan Securities LLC	144,412	$800,042	47.2%	Defined
J.P. Morgan Securities plc	875	$4,847	0.3%	Defined
55I, LLC	175	$969	0.1%	Other

Quantbot Technologies LP

$1,691,965

0.25%

305,409

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	305,409	$1,691,965	100.0%	Sole

Tidal Investments LLC

$1,547,820

0.23%

279,390

BOOTHBAY FUND MANAGEMENT, LLC

$1,493,822

0.22%

269,643

JANE STREET GROUP, LLC

$1,445,386

0.22%

260,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	260,900	$1,445,386	100.0%	Defined

SEI INVESTMENTS CO

$1,426,859

0.21%

257,556

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	7,144	$39,577	2.8%	Sole
SEI TRUST CO	250,412	$1,387,282	97.2%	Sole

OSAIC HOLDINGS, INC.

$1,423,430

0.21%

256,937

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	147,799	$818,806	57.5%	Defined
Osaic Advisory Services, LLC	109,138	$604,624	42.5%	Defined

Rathbones Group PLC

$1,340,403

0.20%

241,950

GSA CAPITAL PARTNERS LLP

$1,337,006

0.20%

241,337

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,335,140

0.20%

241,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	241,000	$1,335,140	100.0%	Other

RENAISSANCE TECHNOLOGIES LLC

$1,320,220

0.20%

238,307

ALLIANCEBERNSTEIN L.P.

$1,219,359

0.18%

220,101

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	220,101	$1,219,359	100.0%	Defined

FMR LLC

$1,145,649

0.17%

206,796

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	201,421	$1,115,872	97.4%	Defined
STRATEGIC ADVISERS LLC	5,375	$29,777	2.6%	Defined

Gotham Asset Management, LLC

$1,134,143

0.17%

204,719

WELLS FARGO & COMPANY/MN

$1,115,362

0.17%

201,329

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	172,602	$956,215	85.7%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	16,693	$92,479	8.3%	Defined
WELLS FARGO CLEARING SERVICES, LLC	12,034	$66,668	6.0%	Defined

DEUTSCHE BANK AG\

$1,114,010

0.17%

201,085

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	201,085	$1,114,010	100.0%	Defined

HighTower Advisors, LLC

$1,087,069

0.16%

196,222

Numerai GP LLC

$1,072,017

0.16%

193,505

Cetera Investment Advisers

$1,035,016

0.15%

186,826

BARCLAYS PLC

$1,029,104

0.15%

185,759

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	169,340	$938,143	91.2%	Defined
BARCLAYS CAPITAL INC.	12,150	$67,311	6.5%	Defined
BARCLAYS CAPITAL SECURITIES LTD	4,269	$23,650	2.3%	Defined

MML INVESTORS SERVICES, LLC

$975,544

0.15%

176,091

PRICE T ROWE ASSOCIATES INC /MD/

$937,999

0.14%

169,314

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	169,314	$937,999	100.0%	Defined

LPL Financial LLC

$904,975

0.13%

163,353

GROUP ONE TRADING LLC

$880,776

0.13%

158,985

Creative Planning

$810,058

0.12%

146,220

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	8,358	$46,303	5.7%	Defined
Held directly	137,862	$763,755	94.3%	Sole

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

$802,264

0.12%

144,813

Russell Investments Group, Ltd.

$792,375

0.12%

143,028

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	143,028	$792,375	100.0%	Defined

CITIGROUP INC

$792,229

0.12%

143,002

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	15,644	$86,667	10.9%	Defined
Citigroup Financial Products Inc. joint	127,358	$705,562	89.1%	Defined

Ethic Inc.

$785,677

0.12%

141,819

Schonfeld Strategic Advisors LLC

$783,754

0.12%

141,472

Invesco Ltd.

$709,035

0.11%

127,985

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	29,745	$164,786	23.2%	Defined
Invesco Trust Co joint	82,290	$455,886	64.3%	Defined
Invesco Capital Management LLC	15,950	$88,363	12.5%	Defined

MetLife Investment Management, LLC

$667,736

0.10%

120,530

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	120,530	$667,736	100.0%	Defined

JANE STREET GROUP, LLC

$658,156

0.10%

118,801

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	65,894	$365,052	55.5%	Defined
Jane Street Global Trading, LLC	52,907	$293,104	44.5%	Defined

QUADRANT CAPITAL GROUP LLC

$616,350

0.09%

78,019

Quantinno Capital Management LP

$608,242

0.09%

109,791

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$603,923

0.09%

76,446

EntryPoint Capital, LLC

$571,057

0.08%

103,079

STATE OF WISCONSIN INVESTMENT BOARD

$548,576

0.08%

99,021

ALGERT GLOBAL LLC

$533,446

0.08%

96,290

CITADEL ADVISORS LLC

$528,516

0.08%

95,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	95,400	$528,516	100.0%	Defined

Caption Management, LLC

$526,300

0.08%

95,000

Squarepoint Ops LLC

$479,021

0.07%

86,466

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	86,466	$479,021	100.0%	Defined

LSV ASSET MANAGEMENT

$477,548

0.07%

86,200

VANGUARD FIDUCIARY TRUST CO

$474,224

0.07%

85,600

State of Alaska, Department of Revenue

$469,275

0.07%

59,402

Harvest Investment Services, LLC

$443,914

0.07%

80,129

IEQ CAPITAL, LLC

$424,524

0.06%

76,629

STIFEL FINANCIAL CORP

$408,425

0.06%

73,723

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	73,458	$406,957	99.6%	Defined
Held directly	265	$1,468	0.4%	Defined

Ellevest, Inc.

$403,234

0.06%

72,786

State of Wyoming

$389,478

0.06%

70,303

Graham Capital Management, L.P.

$377,395

0.06%

68,122

Vanguard Global Advisers, LLC

$374,936

0.06%

67,678

NEW YORK STATE COMMON RETIREMENT FUND

$336,449

0.05%

60,731

NISA INVESTMENT ADVISORS, LLC

$332,945

0.05%

42,145

STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM

$324,666

0.05%

58,604

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Key facts CIK 1000177 CUSIP G65773106 13F (30d) 39 filings 39 filers Visit website Investor relations