Knott David M

CIK

808722

Location

Syosset, NY

Portfolio Value

Micro $1,807,677

Diversification

Diversified

Filing Date

Global Rank

#4,575 / 5,924 ▼ 196

Top Industry

Biotechnology 30.4%

3Y Alpha vs SPY

-10.1%

Period ended 4 years ago

Filed Nov 12, 2021 · 4y

7 quarters · since Mar 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+36.1%

SPY

+76.5%

Annualised alpha

-10.1%

Max drawdown

−25.9%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

71 positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

12.6%

−0.7 pts

Top 5

37.9%

−2.4 pts

Top 10

58.1%

−0.8 pts

HHI

473

Diversified−27

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Healthcare	48.2%	$38,466,049	29
Financial Services	21.7%	$17,291,634	11
Technology	13.4%	$10,723,838	3
Real Estate	7.4%	$5,881,815	6
Consumer Defensive	3.6%	$2,867,910	5
Communication Services	2.3%	$1,807,677	4
Basic Materials	2.0%	$1,610,605	5
Consumer Cyclical	0.8%	$678,029	4
Energy	0.5%	$391,204	2
Industrials	0.1%	$86,518	2

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

14 positions

Ticker	Company	Δ Shares	Shares	Value
INVA	Innoviva, Inc.	+67,471	115,269	$1,926,144
FSBW	FS Bancorp, Inc.	+3,723	7,300	$252,652
CHRS	Coherus Oncology, Inc.	+2,900	102,555	$1,648,058
VLY	Valley National Bancorp	+320	12,800	$170,368
TARA	Protara Therapeutics, Inc.	+315	36,479	$252,434
VZ	Verizon Communications Inc	+280	17,991	$971,693
CFFN	Capitol Federal Financial, Inc.	+200	4,000	$45,960
MRK	Merck & Co., Inc.	+175	1,475	$110,787
MDLZ	Mondelez International, Inc.	+100	16,000	$930,880
T	At&T Inc.	+75	20,125	$410,556
DOW	Dow Inc.	+42	12,160	$699,929
DD	DuPont de Nemours, Inc.	+42	12,160	$345,923
CTVA	Corteva, Inc.	+42	12,075	$508,115
OGN	Organon & Co.	+17	147	$4,819
No positions match the current search.

Trimmed

Positions the filer reduced

15 positions

Ticker	Company	Δ Shares	Shares	Value
FSK	FS KKR Capital Corp	−195,350	199,825	$4,404,143
AUPH	Aurinia Pharmaceuticals Inc.	−101,944	62,896	$1,391,888
BRSL	Brightstar Lottery PLC	−97,000	10,500	$276,360
IMVT	Immunovant, Inc.	−54,694	42,600	$370,194
KKR	KKR & Co. Inc.	−50,000	50,000	$3,044,000
XENE	Xenon Pharmaceuticals Inc.	−46,063	94,488	$1,443,776
EBC	Eastern Bankshares, Inc.	−10,000	190,000	$3,857,000
PFE	Pfizer Inc	−5,400	114,500	$4,924,645
CNQ	Canadian Natural Resources Ltd	−3,400	18,885	$337,931
JPM	Jpmorgan Chase & Co	−1,430	16,740	$2,740,169
KHC	Kraft Heinz Co	−1,169	2,732	$100,592
BMY	Bristol Myers Squibb Co	−1,000	42,409	$2,509,340
JNJ	Johnson & Johnson	−880	5,200	$839,800
TGTX	Tg Therapeutics, Inc.	−781	49,592	$1,650,421
OXY	Occidental Petroleum Corp /De/	−586	1,801	$53,273
No positions match the current search.

New Positions

Positions the filer opened this quarter

4 positions

Ticker	Company	Shares	Value
INCY	Incyte Corp	26,475	$1,820,950
CDXS	Codexis, Inc.	10,000	$232,600
IOVA	Iovance Biotherapeutics, Inc.	4,000	$98,640
SWBI	Smith & Wesson Brands, Inc.	4,097	$85,053
No positions match the current search.

Sold Out

Positions the filer fully exited

6 positions

Ticker	Company	Shares	Value
INSE	Inspired Entertainment, Inc.	100,000	$1,275,000
IBM	International Business Machines Corp	4,284	$600,374
PRGO	PERRIGO Co plc	4,915	$225,352
CUZ	Cousins Properties Inc	3,357	$123,470
EDIT	Editas Medicine, Inc.	1,000	$56,640
VTRS	Viatris Inc	794	$11,346
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

4 positions · $1,807,677 total · Communication Services only · as of Sep 30, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VZ	Verizon Communications Inc Communication Services	Added	17,991	+280	$971,693	−2.1%	53.75%
T	At&T Inc. Communication Services	Added	20,125	+75	$410,556	−5.8%	22.71%
META	Meta Platforms, Inc. Communication Services	Held	990	0	$335,996	−2.4%	18.59%
TMUS	T-Mobile US, Inc. Communication Services	Held	700	0	$89,432	−11.8%	4.95%