Cresset Asset Management, LLC

Position in CAT — Caterpillar Inc

CIK 1761013 Chicago, IL

Back to CAT Full portfolio

Position in CAT

as of Mar 31, 2026 · filed May 15, 2026 Compact

Position Value

$67,847,797

+$13,399,941 QoQ

Shares Held

95,768

+0.8% QoQ

Ownership

0.021%

of shares outstanding

% of Portfolio

0.53%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Mar 2020

25 quarters on record

Voting authority Sole 92% Shared 0% None 8%

Common Shares in CAT Over Time

Shares Held

Position Value (USD)

Derivatives in CAT

reported options exposure · as of Mar 31, 2026

CallValue

CallShares

PutValue

$3,896,530

PutShares

5,500

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Farm & Heavy Construction Machinery

Industrials · as of Mar 31, 2026

Cresset Asset Management, LLC holds $98,525,889 across 5 Farm & Heavy Construction Machinery names. CAT ranks #1 (68.9% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	CAT	Caterpillar Inc This page	95,768	$67,847,797
2	DE	Deere & Co	49,111	$27,664,226
3	ALG	Alamo Group Inc	10,618	$1,751,651
4	LNN	Lindsay Corp	5,412	$644,406
5	PCAR	Paccar Inc	5,349	$617,809

All Filings in CAT

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33 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$3,896,530	5,500	-94.3%	Put	Sole	2026-05-15
2026-03-31	$67,847,797	95,768	+1641.2%	Shares	Sole	2026-05-15
2025-12-31	$3,150,785	5,500	-94.2%	Put	Sole	2026-02-17
2025-12-31	$54,447,856	95,044	-0.5%	Shares	Sole	2026-02-17
2025-09-30	$45,576,413	95,518	-8.0%	Shares	Sole	2026-01-22
2025-06-30	$40,297,362	103,803	-4.7%	Shares	Sole	2026-01-22
2025-03-31	$35,913,241	108,894	-6.0%	Shares	Sole	2025-05-13
2024-12-31	$42,035,540	115,877	+1082.4%	Shares	Sole	2025-02-14
2024-09-30	$3,832,976	9,800	-94.5%	Put	Defined	2024-11-14
2024-09-30	$69,438,662	177,538	+2.8%	Shares	Defined	2024-11-14
2024-06-30	$57,551,685	172,776	+1499.8%	Shares	Defined	2024-08-14
2024-06-30	$3,597,480	10,800	-89.9%	Put	Defined	2024-08-14
2024-03-31	$39,019,298	106,485	+886.0%	Shares	Defined	2024-05-15
2024-03-31	$3,957,444	10,800	0.0%	Put	Defined	2024-05-15
2023-12-31	$3,193,236	10,800	-89.7%	Put	Sole	2024-02-14
2023-12-31	$31,024,061	104,928	-94.1%	Shares	Defined	2024-02-14
2023-09-30	$484,848,000	1,776,000	+1754.4%	Put	Defined	2023-11-14
2023-09-30	$26,146,029	95,773	-36.2%	Shares	Defined	2023-11-14
2023-06-30	$36,907,500	150,000	+117.3%	Call	Sole	2023-08-14
2023-06-30	$16,984,093	69,027	+681.5%	Shares	Defined	2023-08-14
2023-03-31	$2,021,343	8,833	-10.3%	Shares	Sole	2023-05-12
2022-12-31	$2,357,749	9,842	-12.5%	Shares	Sole	2023-02-14
2022-09-30	$1,845,407	11,247	-27.1%	Shares	Sole	2022-11-14
2022-06-30	$2,757,551	15,426	-20.5%	Shares	Sole	2022-08-15
2022-03-31	$4,323,599	19,404	-42.1%	Shares	Sole	2022-05-16
2021-12-31	$6,923,929	33,491	+17.5%	Shares	Sole	2022-02-10
2021-09-30	$5,470,761	28,498	+19.0%	Shares	Sole	2021-11-15
2021-06-30	$5,213,544	23,956	+56.1%	Shares	Sole	2021-08-10
2021-03-31	$3,558,508	15,347	+29.9%	Shares	Sole	2021-05-12
2020-12-31	$2,150,930	11,817	+5.0%	Shares	Other	2021-02-11
2020-09-30	$1,679,130	11,258	+7.8%	Shares	Sole	2020-11-13
2020-06-30	$1,320,913	10,442	+5.9%	Shares	Defined	2020-08-04
2020-03-31	$1,144,618	9,864	—	Shares	Sole	2020-05-15
No filing history on record for this holder in this stock.