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8-K

First US Bancshares, Inc. (FUSB)

8-K 2024-04-26 For: 2024-04-25
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Added on April 09, 2026

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): April 25, 2024

First US Bancshares, Inc.

(Exact Name of Registrant as Specified in Charter)

Delaware 0-14549 63-0843362
(State or Other Jurisdiction<br><br>of Incorporation) (Commission File Number) (IRS Employer<br><br>Identification No.)

3291 U.S. Highway 280

Birmingham, Alabama 35243

(Address of Principal Executive Offices, including Zip Code)

Registrant’s telephone number, including area code: (205) 582-1200

N/A

(Former Name or Former Address, if Changed Since Last Report)

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, $0.01 par value FUSB The Nasdaq Stock Market LLC

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§230.405 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07 Submission of Matters to a Vote of Security Holders.

First US Bancshares, Inc. (the “Company”) held its 2024 Annual Meeting of Shareholders (the “Annual Meeting”) on April 25, 2024. Summarized below are descriptions of the matters voted on at the Annual Meeting and the final results of such voting:

Proposal 1 – Election of Directors. The shareholders elected each of the director nominees to serve as directors during the ensuing year. The voting for the directors at the Annual Meeting was as follows:

Name Votes For Withhold Authority Broker Non-Votes
Robert Stephen Briggs 2,885,306 397,056 923,497
Sheri S. Cook 2,883,924 398,438 923,497
John C. Gordon 2,857,028 425,334 923,497
David P. Hale 2,896,610 385,752 923,497
James F. House 2,879,549 402,813 923,497
Marlene M. McCain 2,889,608 392,754 923,497
J. Lee McPhearson 2,892,047 390,315 923,497
Jack W. Meigs 2,870,293 412,069 923,497
Aubrey S. Miller 2,898,892 383,470 923,497
Bruce N. Wilson 2,905,002 377,360 923,497

Proposal 2 – Ratification of the Appointment of Carr, Riggs& Ingram, LLC as the Company’s Independent Registered Public Accountants for the Year Ending December 31, 2024. The shareholders ratified the appointment of Carr, Riggs& Ingram, LLC as the Company’s independent registered public accountants for the year ending December 31, 2024. The result of the vote taken at the Annual Meeting was as follows:

Votes For Votes Against Abstain
4,175,736 7,890 22,233

Proposal 3 – Advisory Approval of Executive Compensation. The shareholders adopted a resolution approving, on an advisory basis, the compensation paid to the Company’s named executive officers, as disclosed in the Company’s 2024 Proxy Statement pursuant to the compensation disclosure rules of the Commission. The result of the vote taken at the Annual Meeting was as follows:

Votes For Votes Against Abstain Broker Non-Votes
2,808,533 417,019 56,810 923,497
Item 9.01 Financial Statements and Exhibits.
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(d) Exhibits.
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Exhibit Number Exhibit
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104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: April 26, 2024 FIRST US BANCSHARES, INC.
By: /s/ Beverly J. Dozier
Name: Beverly J. Dozier
Senior Vice President, Secretary, and
Assistant Treasurer