GECC

Great Elm Capital Corp.

Company with tickers: GECC, GECCG, GECCH, GECCI, GECCO

CIK

1675033

CUSIP

390320703

Shares Outstanding

13,892,045

13F Activity (30d)

19 filings 17 filers

Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.

Date	Insider	Role	Type	Shares	Price	Value	After
2020-10-21	STUART JOHN EDWARD	Director	Award	20	—	—	973
2020-10-21	STUART JOHN EDWARD	Director	Award	245	—	—	16,116
2020-10-21	Kuperschmid Mark	Director	Award	453	—	—	33,870
2020-10-21	Forest Investments, Inc.	10% Owner	Other	59,089	—	—	5,167,858
2020-10-21	Speller Michael C	Director	Award	363	—	—	34,476
2020-10-21	Forest Investments, Inc.	10% Owner	Other	6,858	—	—	407,409
2020-10-21	STUART JOHN EDWARD	Director	Other	53	—	—	53
2020-10-21	Horsey Randall Revell	Director	Award	362	—	—	23,454
2020-11-20	Kuperschmid Mark	Director	Award	811	—	—	34,681
2020-11-20	Horsey Randall Revell	Director	Award	729	—	—	24,183
2020-11-20	Reed Peter A	Chief Executive Officer	Award	7,619	—	—	253,062
2020-11-20	STUART JOHN EDWARD	Director	Award	24	—	—	997
2020-11-20	Forest Investments, Inc.	10% Owner	Other	12,652	—	—	420,061
2020-11-20	STUART JOHN EDWARD	Director	Award	53	—	—	2,301
2020-11-20	Speller Michael C	Director	Award	825	—	—	35,301
2020-11-20	STUART JOHN EDWARD	Director	Other	53	—	—	53
2020-11-20	STUART JOHN EDWARD	Director	Award	128	—	—	4,880
2020-11-20	Forest Investments, Inc.	10% Owner	Other	160,492	—	—	5,328,350
2020-11-20	Davis Keri	Chief Financial Officer	Award	66	—	—	2,198
2020-11-20	Kleinman Adam M	President	Award	2,290	—	—	76,055
2020-11-20	STUART JOHN EDWARD	Director	Award	432	—	—	16,548
2020-12-21	STUART JOHN EDWARD	Director	Award	19	—	—	1,016
2020-12-21	Davis Keri	Chief Financial Officer	Award	47	—	—	2,246
2020-12-21	STUART JOHN EDWARD	Director	Other	53	—	—	53
2020-12-21	Kuperschmid Mark	Director	Award	633	—	—	35,314
2020-12-21	Forest Investments, Inc.	10% Owner	Other	97,294	—	—	5,425,644
2020-12-21	STUART JOHN EDWARD	Director	Award	324	—	—	16,872
2020-12-21	Speller Michael C	Director	Award	644	—	—	35,945
2020-12-21	Reed Peter A	Chief Executive Officer	Award	5,473	—	—	258,535
2020-12-21	STUART JOHN EDWARD	Director	Award	42	—	—	2,343
2020-12-21	Kleinman Adam M	President	Award	1,645	—	—	77,701
2020-12-21	STUART JOHN EDWARD	Director	Award	96	—	—	4,976
2020-12-21	Forest Investments, Inc.	10% Owner	Other	9,089	—	—	429,150
2020-12-21	Horsey Randall Revell	Director	Award	524	—	—	24,707
2020-12-29	Forest Investments, Inc.	10% Owner	Other	5,425,644	—	—	0
2020-12-29	Forest Investments, Inc.	10% Owner	Other	429,150	—	—	0
2020-12-29	Great Elm Group, Inc.	10% Owner	Other	429,150	—	—	429,150
2020-12-29	Great Elm Group, Inc.	10% Owner	Other	5,425,644	—	—	5,425,644
2021-01-21	STUART JOHN EDWARD	Director	Award	40	—	—	2,383
2021-01-21	STUART JOHN EDWARD	Director	Award	18	—	—	1,034
2021-01-21	Great Elm Group, Inc.	10% Owner	Other	9,913	—	—	439,063
2021-01-21	Great Elm Group, Inc.	10% Owner	Other	125,334	—	—	5,550,978
2021-01-21	Davis Keri	Chief Financial Officer	Award	51	—	—	2,298
2021-01-21	Kuperschmid Mark	Director	Award	603	—	—	35,917
2021-01-21	STUART JOHN EDWARD	Director	Award	97	—	—	5,073
2021-01-21	STUART JOHN EDWARD	Director	Award	330	—	—	17,202
2021-01-21	Horsey Randall Revell	Director	Award	571	—	—	25,279
2021-01-21	Reed Peter A	Chief Executive Officer	Award	5,969	—	—	264,504
2021-01-21	Speller Michael C	Director	Award	614	—	—	36,559
2021-01-21	STUART JOHN EDWARD	Director	Other	53	—	—	53

Showing 101–150 of 300 transactions