GECC

Great Elm Capital Corp.

Company with tickers: GECC, GECCG, GECCH, GECCI, GECCO

CIK

1675033

CUSIP

390320703

Shares Outstanding

13,892,045

13F Activity (30d)

23 filings 21 filers

Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.

Date	Insider	Role	Type	Shares	Price	Value	After
2026-03-02	Reese Jason W.	Director, See remarks, 10% Owner	Other	229,460	—	—	229,460
2026-03-02	Reese Jason W.	Director, See remarks, 10% Owner	Other	87,237	—	—	87,237
2025-11-07	Kaplan Matthew D	CEO and President	Buy	19,650	$7.64	$150,126	142,400
2025-09-26	Great Elm Strategic Partnership I, LLC	10% Owner	Sell	2,313	$11.45	$26,484	1,558,260
2025-09-25	Great Elm Strategic Partnership I, LLC	10% Owner	Sell	1,696	$11.45	$19,419	1,560,573
2025-09-23	Kleinman Adam M	President	Tax	1,361	$11.43	$15,556	44,597
2025-09-23	Great Elm Strategic Partnership I, LLC	10% Owner	Sell	1,490	$11.45	$17,061	1,562,269
2025-09-23	Kaplan Matthew D	CEO and President	Tax	8,211	$11.43	$93,852	122,750
2025-09-23	Davis Keri	Chief Financial Officer	Tax	2,725	$11.43	$31,147	21,893
2025-09-22	Great Elm Strategic Partnership I, LLC	10% Owner	Sell	48,248	$11.45	$552,440	1,563,759
2025-09-19	Kaplan Matthew D	CEO and President	Award	37,117	—	—	129,906
2025-09-19	Kleinman Adam M	President	Award	156	—	—	45,958
2025-09-19	Davis Keri	Chief Financial Officer	Award	3,820	—	—	23,212
2025-09-19	Kaplan Matthew D	CEO and President	Award	1,055	—	—	130,961
2025-09-19	Davis Keri	Chief Financial Officer	Award	1,406	—	—	24,618
2025-09-19	Kleinman Adam M	President	Award	5,458	—	—	45,802
2025-09-19	Great Elm Strategic Partnership I, LLC	10% Owner	Sell	14,737	$11.45	$168,739	1,612,007
2025-09-18	Great Elm Strategic Partnership I, LLC	10% Owner	Sell	100	$11.45	$1,145	1,626,744
2025-09-15	Great Elm Strategic Partnership I, LLC	10% Owner	Sell	20,938	$11.45	$239,740	1,626,844
2025-08-26	Great Elm Strategic Partnership I, LLC	10% Owner	Sell	21,472	$11.20	$240,486	1,647,782
2025-08-25	Great Elm Strategic Partnership I, LLC	10% Owner	Sell	25,711	$11.20	$287,963	1,669,254
2025-08-22	Great Elm Strategic Partnership I, LLC	10% Owner	Sell	17,956	$11.20	$201,107	1,694,965
2025-08-21	Great Elm Strategic Partnership I, LLC	10% Owner	Sell	26,705	$11.20	$299,096	1,712,921
2025-08-20	Great Elm Strategic Partnership I, LLC	10% Owner	Sell	7,793	$11.20	$87,282	1,739,626
2025-08-18	Great Elm Strategic Partnership I, LLC	10% Owner	Sell	363	$11.20	$4,066	1,747,419
2025-07-11	Great Elm Strategic Partnership I, LLC	10% Owner	Sell	38,793	$10.95	$424,783	1,747,782
2025-07-10	Great Elm Strategic Partnership I, LLC	10% Owner	Sell	8,661	$10.95	$94,838	1,786,575
2025-07-09	Great Elm Strategic Partnership I, LLC	10% Owner	Sell	3,129	$10.95	$34,263	1,795,236
2025-07-08	Great Elm Strategic Partnership I, LLC	10% Owner	Sell	3,218	$10.95	$35,237	1,798,365
2025-07-07	Great Elm Strategic Partnership I, LLC	10% Owner	Sell	11,852	$10.95	$129,779	1,801,583
2025-07-03	Great Elm Strategic Partnership I, LLC	10% Owner	Sell	11,021	$10.95	$120,680	1,813,435
2025-07-02	Great Elm Strategic Partnership I, LLC	10% Owner	Sell	13,324	$10.95	$145,898	1,824,456
2025-06-13	COHEN RICHARD M	Director	Other	2,612	—	—	2,612
2025-06-13	Great Elm Strategic Partnership I, LLC	10% Owner	Sell	2,714	$11.00	$29,854	1,837,780
2025-06-13	COHEN RICHARD M	Director	Buy	36	$11.01	$396	18,136
2025-06-12	Great Elm Strategic Partnership I, LLC	10% Owner	Sell	7,288	$10.97	$79,949	1,840,494
2025-06-12	COHEN RICHARD M	Director	Buy	3,100	$10.95	$33,945	18,100
2025-06-11	COHEN RICHARD M	Director	Buy	5,000	$11.18	$55,909	15,000
2025-06-11	COHEN RICHARD M	Director	Other	2,612	—	—	2,612
2025-06-11	Great Elm Strategic Partnership I, LLC	10% Owner	Sell	2,642	$11.20	$29,590	1,847,782
2025-06-10	COHEN RICHARD M	Director	Buy	3,500	$11.13	$38,956	10,000
2025-06-09	COHEN RICHARD M	Director	Buy	2,500	$11.12	$27,803	6,500
2025-06-09	COHEN RICHARD M	Director	Buy	1,500	$10.83	$16,240	4,000
2025-06-06	COHEN RICHARD M	Director	Other	2,612	—	—	2,612
2025-06-06	COHEN RICHARD M	Director	Buy	1,500	$10.74	$16,112	2,500
2025-06-06	COHEN RICHARD M	Director	Buy	1,000	$10.64	$10,638	1,000
2025-06-04	Perry Chad	EVP,General Counsel,Secretary	Buy	1,850	$10.58	$19,573	1,850
2024-09-24	Davis Keri	Chief Financial Officer	Other	781	—	—	19,313
2024-09-24	Kleinman Adam M	President	Other	2,093	—	—	30,419
2024-09-20	Kleinman Adam M	President	Other	6,194	—	—	28,326

Showing 1–50 of 264 transactions