GECC · Great Elm Capital Corp. · Holdings

$4.75 -0.05 (-1.04%) At close · Oct 23

Market Cap

$65.98M

13.89M

Volume · Oct 23 51.24K Avg daily vol (3M) 54.95K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of GECC: 13F, 13D and 13G, insiders and funds →

Recent SEC filings are still being reconciled. Holder totals and changes may be incomplete until processing catches up.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 20

Total Value: $3,616,233

Total Shares: 663,676

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 19 13F filers

Top Holder

57.9%

of institutional value

Top 5

84.9%

of institutional value

Top 10

98.4%

of institutional value

HHI

3,659

Highly concentrated

Who Holds GECC

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 19 filers, like-for-like change -23.7%; actively managed books -22.6%; index-like books -89.5%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	90.6%	10	-19.3%	2	3
Bank	4.7%	3	+45.7%	0	1
Holding company	0.2%	1	-2.5%	0	0
Exempt adviser	0.0%	0	—	0	0
Unknown	4.5%	5	-70.2%	2	4

Style	Share	Filers	Change	New	Exited
Index-like	0.2%	1	-89.5%	0	1
Concentrated	72.8%	3	-5.8%	0	1
Diversified active	27.0%	15	-45.1%	4	5
Systematic-like	0.0%	0	-100.0%	0	1
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	15.4%	10	-37.8%	3	4
Medium turnover	84.6%	8	-1.6%	0	0
High turnover	0.0%	1	-100.0%	1	4
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	1.5%	2	+0.4%	1	0
Medium horizon	10.2%	4	-7.5%	1	1
Long horizon	30.4%	12	-46.0%	2	5
Unknown	57.9%	1	-6.9%	0	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	78.8%	7	-8.1%	2	1
$1B to $10B	8.2%	3	-59.2%	0	2
$10B to $100B	8.0%	4	-48.3%	1	2
$100B or more	5.0%	5	-48.4%	1	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	12.5%	6	-47.9%	1	2
Pooled investment vehicles	74.1%	3	-16.1%	0	1
Registered funds and BDCs	4.0%	1	new	1	0
Unknown	9.4%	9	-49.6%	2	5

Private funds	Share	Filers	Change	New	Exited
Hedge funds	74.1%	3	-23.9%	0	2
Private equity funds	0.0%	0	—	0	0
Other private funds	3.8%	1	-54.7%	0	1
No private funds	12.7%	5	+93.3%	2	0
Real estate funds	0.0%	1	0.0%	0	0
Unknown	9.4%	9	-49.6%	2	5

Location	Share	Filers	Change	New	Exited
United States	95.3%	16	-26.5%	3	8
Outside the US	4.7%	3	+262.2%	1	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Conviction and Crowding

19 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.001%

Mar 31, 2026: 0

Crowding

3.72%

of shares outstanding, 13th percentile

Mar 31, 2026: 5.51%

Private-fund advisers

3.72%

of shares outstanding

Institutional ownership

4.78%

6.82% of the estimated free float

Top 10 holders

98.4%

of 13F shares, Herfindahl 0.366

Active holders

-22.6%

like-for-like share change of active filers

5% stakes on record

1 13D, 4 13G (0 institutional, 4 passive, 0 exempt)

How long holders have held it value-weighted 16.9 quarters

Under 1 year 14.1% 1 to 3 years 8.44% 3 years or more 77.5% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$8.18

estimated per share

Mar 31, 2026: $8.45

Quarter-end price

$5.45

implied by 13F values

Estimated gain or loss

-33.4%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 41.9% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies GECC's active holders also own, quarter ended Mar 31, 2026

#	Company	Shared holders	Similarity
1	FTAI FTAI Aviation Ltd.	3	0.132

Shareholder Targets

13F filers that own its peers but not GECC, quarter ended Mar 31, 2026

Found through its holder-overlap peers: FTAI. 603 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Capital International Investors Adviser, Diversified active	$2,898,650,615 1 held	0.680%	FTAI
2	Capital World Investors Adviser, Diversified active	$2,853,456,445 1 held	0.390%	FTAI
3	BlackRock, Inc. Holding company, Index-like	$1,990,425,815 1 held	0.040%	FTAI
4	FMR LLC Holding company, Diversified active	$1,303,386,525 1 held	0.070%	FTAI
5	VANGUARD CAPITAL MANAGEMENT LLC Registered adviser, Index-like	$1,125,848,990 1 held	0.030%	FTAI
6	VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active	$1,008,882,805 1 held	0.050%	FTAI
7	DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Unknown, Diversified active	$919,371,075 1 held	0.850%	FTAI
8	STATE STREET CORP Bank, Index-like	$736,993,565 1 held	0.030%	FTAI
9	Capital Research Global Investors Adviser, Diversified active	$703,465,315 1 held	0.110%	FTAI
10	WESTFIELD CAPITAL MANAGEMENT CO LP Registered adviser, Diversified active	$697,815,615 1 held	2.95%	FTAI

Fund Ownership of GECC by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.00% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.00%	0.00 pp	0	0
Index ETFs	0.00%	0.00 pp	0	0
Active ETFs	0.00%	0.00 pp	0	0
Active funds	0.23%	+0.15 pp	31,480	2
Unclassified	0.00%	-0.15 pp	0	0
All registered funds	0.23%	+0.01 pp	31,480	2

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 11 Bank 3 Holding company 1 Unknown 5

Showing 20 of 20

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Northern Right Capital Management, L.P.

$2,092,641

57.87%

383,971

Cruiser Capital Advisors, LLC

$532,895

14.74%

97,779

UBS Group AG

$153,961

4.26%

28,250

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	23,919	$130,358	84.7%	Defined
UBS Securities LLC	4,331	$23,603	15.3%	Defined

Crestwood Advisors Group, LLC

$145,106

4.01%

26,625

Vident Advisory, LLC

$145,019

4.01%

26,609

Rockefeller Capital Management L.P.

$136,250

3.77%

25,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	25,000	$136,250	100.0%	Defined

Ethos Financial Group, LLC

$131,121

3.63%

24,059

Significant Wealth Partners LLC

$91,401

2.53%

16,771

Founders Financial Alliance, LLC

$75,046

2.08%

13,770

Rangeley Capital, LLC

$54,500

1.51%

10,000

TRUST CO OF TOLEDO NA /OH/

$20,454

0.57%

3,874

ROYAL BANK OF CANADA

$14,235

0.39%

2,612

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	2,612	$14,235	100.0%	Defined

Allworth Financial LP

$7,630

0.21%

1,400

MORGAN STANLEY

$7,558

0.21%

1,387

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1,387	$7,558	100.0%	Defined

Russell Investments Group, Ltd.

$4,054

0.11%

744

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	744	$4,054	100.0%	Defined

Triumph Capital Management

$2,640

0.07%

500

SIGNATUREFD, LLC

$1,462

0.04%

277

Caitong International Asset Management Co., Ltd

$239

0.01%

WELLS FARGO & COMPANY/MN

$16

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	3	$16	100.0%	Defined

Arax Advisory Partners

0.00%

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