GECC · Great Elm Capital Corp. · Shareholders & Ownership
Market Cap
$65.98M
Shares
13.89M
Volume · Oct 23
51.24K
Avg daily vol (3M)
54.95K
Every disclosed holder of GECC in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns GECC
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 663,676 | 4.78% |
| Insiders (Forms 3, 4, 5) | 3,189,290 | 22.96% |
| 13D/G-only blocks | 3,312,033 | 23.85% |
| Remaining | 6,724,751 | 48.42% |
| Registered funds (N-PORT, not summed) | 10,000 | 0.07% |
Shares outstanding: 13,889,750, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of GECC
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
Great Elm Strategic Partnership I, LLC
13G
CIK 2005039 · Unknown · Jun 29, 2026
Rule 13d-1(c), passive investor, not summed
|
1,378,260 | ||
| 1.1 |
|
1,378,260 | ||
| 2 |
|
1,290,000 | ||
| 3 |
|
1,244,167 | ||
| 3.1 |
Great Elm Group, Inc.
13D
CIK 1831096 · Unknown · Oct 7, 2025
Item 4 purpose: not restated by this amendment, the earlier 13D's purpose stands
not summed
|
1,358,276 | ||
| 4 |
|
1,049,527 | ||
| 5 |
|
972,506 | ||
| 6 |
Northern Right Capital Management, L.P.
13F
CIK 1346543 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
383,971 | ||
| 7 |
|
316,697 | ||
| 8 |
|
142,400 | ||
| 9 |
Cruiser Capital Advisors, LLC
13F
CIK 1713506 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
97,779 | ||
| 10 |
|
57,229 | ||
| 11 |
|
28,250 | ||
| 12 |
|
27,939 | ||
| 13 |
Crestwood Advisors Group, LLC
13F
CIK 1426853 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
26,625 | ||
| 14 |
Vident Advisory, LLC
13F
CIK 1744347 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
26,609 | ||
| 15 |
Rockefeller Capital Management L.P.
13F
CIK 1739439 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
25,000 | ||
| 16 |
Ethos Financial Group, LLC
13F
CIK 1954242 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
24,059 | ||
| 17 |
|
20,748 | ||
| 18 |
Significant Wealth Partners LLC
13F
CIK 1964680 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
16,771 | ||
| 19 |
Founders Financial Alliance, LLC
13F
CIK 1832190 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
13,770 | ||
| 20 |
Monachil Credit Income Fund
Fund
· Registered fund · Jun 30, 2026
Monachil Credit Income Fund, not summed
|
10,000 | ||
| 21 |
Rangeley Capital, LLC
13F
CIK 1517796 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10,000 | ||
| 22 |
TRUST CO OF TOLEDO NA /OH/
13F
CIK 1008937 · Unknown · Sep 30, 2026
|
3,874 | ||
| 23 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,612 | ||
| 24 |
|
1,850 | ||
| 25 |
Allworth Financial LP
13F
CIK 1555170 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,400 | ||
| 26 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,387 | ||
| 27 |
Russell Investments Group, Ltd.
13F
CIK 1692234 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
744 | ||
| 28 |
Triumph Capital Management
13F
CIK 1730765 · Registered investment adviser · Sep 30, 2026
|
500 | ||
| 29 |
SIGNATUREFD, LLC
13F
CIK 1456048 · Registered investment adviser · Sep 30, 2026
|
277 | ||
| 30 |
Caitong International Asset Management Co., Ltd
13F
CIK 1963355 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
44 | ||
| 31 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3 | ||
| 32 |
Arax Advisory Partners
13F
CIK 1586767 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.