IMDX
Insight Molecular Diagnostics Inc.Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
Insider Sentiment Score
Peer-relative 0–100 rank of how aggressively insiders accumulated over the trailing 90 days. See the full ranking.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-07-01 | SILVERMAN LOU |
Director |
Tax↓
Filing footnotes — Common Stock, no par value (Direct)
The reported disposition reflects shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of 35,000 shares of restricted stock units granted to the reporting person on July 1, 2025. The reporting person did not sell any shares. The per-share value assigned to the shares withheld reflects the price per share on the date on which the shares vested as reported on the Nasdaq Capital Market. |
Common Stock, no par value
|
7,700 |
| 2026-07-01 | Arno Andrew |
Director |
Tax↓
Filing footnotes — Common Stock, no par value (Direct)
The reported disposition reflects shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of 55,000 shares of restricted stock units granted to the reporting person on July 1, 2025. The reporting person did not sell any shares. The per-share value assigned to the shares withheld reflects the price per share on the date on which the shares vested as reported on the Nasdaq Capital Market. |
Common Stock, no par value
|
12,100 |
| 2026-07-01 | Last Andrew J. |
Director |
Tax↓
Filing footnotes — Common Stock, no par value (Direct)
The reported disposition reflects shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of 35,000 shares of restricted stock units granted to the reporting person on July 1, 2025. The reporting person did not sell any shares. The per-share value assigned to the shares withheld reflects the price per share on the date on which the shares vested as reported on the Nasdaq Capital Market. |
Common Stock, no par value
|
7,700 |
| 2026-06-11 | Last Andrew J. |
Director |
Award↑
Filing footnotes — Common Stock, no par value (Direct)
The Restricted Stock Units shall vest on the date of the next annual meeting of shareholders, subject to the Reporting Person's continued service from the date of grant until the vesting date. |
Common Stock, no par value
|
26,943 |
| 2026-06-11 | SILVERMAN LOU |
Director |
Award↑
Filing footnotes — Common Stock, no par value (Direct)
The Restricted Stock Units shall vest on the date of the next annual meeting of shareholders, subject to the Reporting Person's continued service from the date of grant until the vesting date. |
Common Stock, no par value
|
26,943 |
| 2026-06-11 | Arno Andrew |
Director |
Award↑
Filing footnotes — Common Stock, no par value (Direct)
The Restricted Stock Units shall vest on the date of the next annual meeting of shareholders, subject to the Reporting Person's continued service from the date of grant until the vesting date. |
Common Stock, no par value
|
32,331 |
| 2026-04-27 | BROADWOOD PARTNERS, L.P. |
10% Owner |
Buy↑
Filing footnotes — Common Stock, no par value (Indirect)
The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be beneficially owned by each of: (i) Broadwood Capital, Inc. ("Broadwood Capital"), as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher, as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Common Stock, no par value
(I)
|
0 |
| 2026-04-27 | BROADWOOD PARTNERS, L.P. |
10% Owner |
Buy↑
Filing footnotes — Common Stock, no par value (Direct)
This constitutes the weighted average purchase price. The prices range from $3.50 to $3.84. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be beneficially owned by each of: (i) Broadwood Capital, Inc. ("Broadwood Capital"), as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher, as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Common Stock, no par value
|
250,923 |
| 2026-04-24 | BROADWOOD PARTNERS, L.P. |
10% Owner |
Buy↑
Filing footnotes — Common Stock, no par value (Direct)
This constitutes the weighted average purchase price. The prices range from $3.47 to $3.59. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be beneficially owned by each of: (i) Broadwood Capital, Inc. ("Broadwood Capital"), as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher, as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Common Stock, no par value
|
38,880 |
| 2026-04-24 | BROADWOOD PARTNERS, L.P. |
10% Owner |
Buy↑
Filing footnotes — Common Stock, no par value (Indirect)
The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be beneficially owned by each of: (i) Broadwood Capital, Inc. ("Broadwood Capital"), as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher, as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Common Stock, no par value
(I)
|
0 |
| 2026-04-23 | BROADWOOD PARTNERS, L.P. |
10% Owner |
Buy↑
Filing footnotes — Common Stock, no par value (Indirect)
The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be beneficially owned by each of: (i) Broadwood Capital, Inc. ("Broadwood Capital"), as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher, as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Common Stock, no par value
(I)
|
0 |
| 2026-04-23 | BROADWOOD PARTNERS, L.P. |
10% Owner |
Buy↑
Filing footnotes — Common Stock, no par value (Direct)
This constitutes the weighted average purchase price. The prices range from $3.39 to $3.54. The Reporting Person will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be beneficially owned by each of: (i) Broadwood Capital, Inc. ("Broadwood Capital"), as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher, as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Common Stock, no par value
|
280,381 |
| 2026-04-20 | BROADWOOD PARTNERS, L.P. |
10% Owner |
Buy↑
Filing footnotes — Common Stock, no par value (Indirect)
The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be beneficially owned by each of: (i) Broadwood Capital, Inc. ("Broadwood Capital"), as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher, as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Common Stock, no par value
(I)
|
0 |
| 2026-04-20 | BROADWOOD PARTNERS, L.P. |
10% Owner |
Buy↑
Filing footnotes — Common Stock, no par value (Direct)
This constitutes the weighted average purchase price. The prices range from $3.75 to $3.99. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be beneficially owned by each of: (i) Broadwood Capital, Inc. ("Broadwood Capital"), as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher, as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Common Stock, no par value
|
40,690 |
| 2026-04-17 | BROADWOOD PARTNERS, L.P. |
10% Owner |
Buy↑
Filing footnotes — Common Stock, no par value (Direct)
This constitutes the weighted average purchase price. The prices range from $3.45 to $3.84. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be beneficially owned by each of: (i) Broadwood Capital, Inc. ("Broadwood Capital"), as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher, as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Common Stock, no par value
|
40,114 |
| 2026-04-17 | BROADWOOD PARTNERS, L.P. |
10% Owner |
Buy↑
Filing footnotes — Common Stock, no par value (Indirect)
The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be beneficially owned by each of: (i) Broadwood Capital, Inc. ("Broadwood Capital"), as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher, as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Common Stock, no par value
(I)
|
0 |
| 2026-04-16 | BROADWOOD PARTNERS, L.P. |
10% Owner |
Buy↑
Filing footnotes — Common Stock, no par value (Indirect)
The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be beneficially owned by each of: (i) Broadwood Capital, Inc. ("Broadwood Capital"), as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher, as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Common Stock, no par value
(I)
|
0 |
| 2026-04-16 | BROADWOOD PARTNERS, L.P. |
10% Owner |
Buy↑
Filing footnotes — Common Stock, no par value (Direct)
This constitutes the weighted average purchase price. The prices range from $3.20 to $3.59. The Reporting Person will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be beneficially owned by each of: (i) Broadwood Capital, Inc. ("Broadwood Capital"), as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher, as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Common Stock, no par value
|
102,057 |
| 2026-03-26 | Riggs Josh |
Director, CEO and President |
Tax↓
Filing footnotes — Common Stock (Direct)
The reported disposition reflects shares withheld by the Company to cover required tax withholding obligations upon the vesting of the RSUs. The reporting person did not sell any shares. |
Common Stock
|
12,310 |
| 2026-03-26 | Riggs Josh |
Director, CEO and President |
Convert↑
Filing footnotes — Common Stock (Direct)
Represents vesting of restricted stock units ("RSUs") issued pursuant to the Company's 2018 Equity Incentive Plan. Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested on the one-year anniversary of the effective date of grant. |
Common Stock
|
47,170 |
| 2026-03-26 | Riggs Josh |
Director, CEO and President |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Each RSU has a value equal to one share of common stock. 25% of the RSUs vested on March 26, 2026 and the remaining 75% will vest in equal installments on each of the second-, third- and fourth-year anniversaries, respectively, of the effective date of grant subject to continuous service through the applicable vesting date. |
Restricted Stock Units
|
47,170 |
| 2026-03-26 | Liu James Yang |
VP ACCT, Cntlr, Treasurer, PAO |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Each RSU has a value equal to one share of common stock. 33 and 1/3% of the RSUs vested on March 26, 2026 and the remaining 66 and 2/3% will vest in equal installments on each of the second- and third-year anniversaries, respectively, of the effective date of grant subject to continuous service through the applicable vesting date. |
Restricted Stock Units
|
6,289 |
| 2026-03-26 | Liu James Yang |
VP ACCT, Cntlr, Treasurer, PAO |
Convert↑
Filing footnotes — Common Stock (Direct)
Represents vesting of restricted stock units ("RSUs") issued pursuant to the Company's 2018 Equity Incentive Plan. Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested on the one-year anniversary of the effective date of grant. |
Common Stock
|
6,289 |
| 2026-03-26 | James Andrea S. |
Chief Financial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
The reported disposition reflects shares withheld by the Company to cover required tax withholding obligations upon the vesting of the RSUs. The reporting person did not sell any shares. |
Common Stock
|
11,298 |
| 2026-03-26 | James Andrea S. |
Chief Financial Officer |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Each RSU has a value equal to one share of common stock. 25% of the RSUs vested on March 26, 2026 and the remaining 75% will vest in equal installments on each of the second-, third- and fourth-year anniversaries, respectively, of the effective date of grant subject to continuous service through the applicable vesting date. |
Restricted Stock Units
|
28,302 |
| 2026-03-26 | James Andrea S. |
Chief Financial Officer |
Convert↑
Filing footnotes — Common Stock (Direct)
Represents vesting of restricted stock units ("RSUs") issued pursuant to the Company's 2018 Equity Incentive Plan. Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested on the one-year anniversary of the effective date of grant. |
Common Stock
|
28,302 |
| 2026-03-26 | Liu James Yang |
VP ACCT, Cntlr, Treasurer, PAO |
Tax↓
Filing footnotes — Common Stock (Direct)
The reported disposition reflects shares withheld by the Company to cover required tax withholding obligations upon the vesting of the RSUs. The reporting person did not sell any shares. |
Common Stock
|
2,578 |
| 2026-02-10 | BROADWOOD PARTNERS, L.P. |
10% Owner |
Buy↑
Filing footnotes — Common Stock, no par value (Indirect)
On February 10, 2026, Broadwood Partners entered into a Securities Purchase Agreement with Insight Molecular Diagnostics, Inc. (the "Issuer") pursuant to which Broadwood Partners agreed to acquire 521,739 shares of the Issuer's Common Stock, no par value (the "Common Shares"), from the Issuer in a registered direct offering for a total purchase price of $2,999,999, or $5.75 per Common Share. The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be beneficially owned by each of: (i) Broadwood Capital, Inc. ("Broadwood Capital"), as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher, as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Common Stock, no par value
(I)
|
0 |
| 2026-02-10 | BROADWOOD PARTNERS, L.P. |
10% Owner |
Buy↑
Filing footnotes — Common Stock, no par value (Direct)
On February 10, 2026, Broadwood Partners entered into a Securities Purchase Agreement with Insight Molecular Diagnostics, Inc. (the "Issuer") pursuant to which Broadwood Partners agreed to acquire 521,739 shares of the Issuer's Common Stock, no par value (the "Common Shares"), from the Issuer in a registered direct offering for a total purchase price of $2,999,999, or $5.75 per Common Share. The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be beneficially owned by each of: (i) Broadwood Capital, Inc. ("Broadwood Capital"), as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher, as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Common Stock, no par value
|
521,739 |
| 2025-10-31 | James Andrea S. |
Chief Financial Officer |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Represents vesting an award of performance-based restricted stock units ("RSUs") issued pursuant to the Company's 2018 Equity Incentive Plan. Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested on the last day of the month upon satisfaction of the "Baby Shelf" performance condition described in the Reporting Person's Employment Agreement, which required that the Company's public float reach at least $75 million such that the Company would no longer be subject to the SEC's "baby shelf" limitations on Form S-3 eligibility. The satisfaction of this condition resulted in the vesting of 50% of the RSUs granted to the Reporting Person, subject to the Reporting Person's continued service. |
Restricted Stock Units
|
50,000 |
| 2025-10-31 | James Andrea S. |
Chief Financial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
The reported disposition reflects shares withheld by the Company to cover required tax withholding obligations upon the vesting of the RSUs. The reporting person did not sell any shares. |
Common Stock
|
12,175 |
| 2025-10-31 | James Andrea S. |
Chief Financial Officer |
Convert↑
Filing footnotes — Common Stock (Direct)
Represents vesting an award of performance-based restricted stock units ("RSUs") issued pursuant to the Company's 2018 Equity Incentive Plan. Each RSU represents the right to receive, at settlement, one share of common stock. |
Common Stock
|
50,000 |
| 2025-09-28 | Riggs Josh |
Director, CEO and President |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
33 and 1/3% of the options will become exercisable after one year of continuous service from the effective date of grant, and the balance will become exercisable in 24 equal monthly installments commencing one year after the date of grant subject to continuous service through the applicable vesting date. |
Option to Purchase Common Stock
|
400,000 |
| 2025-09-28 | Liu James Yang |
VP ACCT, Cntlr, Treasurer, PAO |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
33 and 1/3% of the options will become exercisable after one year of continuous service from the effective date of grant, and the balance will become exercisable in 24 equal monthly installments commencing one year after the date of grant subject to continuous service through the applicable vesting date. |
Option to Purchase Common Stock
|
18,000 |
| 2025-09-28 | James Andrea S. |
Chief Financial Officer |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
33 and 1/3% of the options will become exercisable after one year of continuous service from the effective date of grant, and the balance will become exercisable in 24 equal monthly installments commencing one year after the date of grant subject to continuous service through the applicable vesting date. |
Option to Purchase Common Stock
|
235,000 |
| 2025-07-01 | SILVERMAN LOU |
Director |
Award↑
Filing footnotes — Common Stock, no par value (Direct)
The Restricted Stock Units shall vest one year from the date of grant, subject to the Reporting Person's continued service from the date of grant until the vesting date or, if earlier, until the next annual meeting of shareholders. |
Common Stock, no par value
|
35,000 |
| 2025-07-01 | Arno Andrew |
Director |
Award↑
Filing footnotes — Common Stock, no par value (Direct)
The Restricted Stock Units shall vest one year from the date of grant, subject to the Reporting Person's continued service from the date of grant until the vesting date or, if earlier, until the next annual meeting of shareholders. |
Common Stock, no par value
|
55,000 |
| 2025-07-01 | Last Andrew J. |
Director |
Award↑
Filing footnotes — Common Stock, no par value (Direct)
The Restricted Stock Units shall vest one year from the date of grant, subject to the Reporting Person's continued service from the date of grant until the vesting date or, if earlier, until the next annual meeting of shareholders. |
Common Stock, no par value
|
35,000 |
| 2025-03-26 | Liu James Yang |
VP ACCT, Cntlr, Treasurer, PAO |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
33 and 1/3% of the options will become exercisable after one year of continuous service from the effective date of grant, and the balance will become exercisable in 24 equal monthly installments commencing one year after the date of grant subject to continuous service through the applicable vesting date. |
Option to Purchase Common Stock
|
10,000 |
| 2025-03-26 | Riggs Josh |
Director, CEO and President |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
25% of the restricted stock units will vest on each of the one-, two-, three- and four-year anniversaries, respectively, of the effective date of grant subject to continuous service through the applicable vesting date. |
Restricted Stock Units
|
188,679 |
| 2025-03-26 | James Andrea S. |
Chief Financial Officer |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
25% of the restricted stock units will vest on each of the one-, two-, three- and four-year anniversaries, respectively, of the effective date of grant subject to continuous service through the applicable vesting date. |
Restricted Stock Units
|
113,207 |
| 2025-03-26 | Liu James Yang |
VP ACCT, Cntlr, Treasurer, PAO |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
33 and 1/3% of the restricted stock units will vest on each of the one-, two- and three-year anniversaries, respectively, of the effective date of grant subject to continuous service through the applicable vesting date. |
Restricted Stock Units
|
18,867 |
| 2025-02-07 | SMITH PATRICK W |
10% Owner |
Other↑
Filing footnotes — Common Stock, no par value (Indirect)
Reflects shares of the Issuer's common stock, no par value, purchased by the Reporting Person from the Issuer in a registered direct offering pursuant to that certain Securities Purchase Agreement, dated as of February 7, 2025, by and among the Issuer and the investors signatory thereto. The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust. |
Common Stock, no par value
(I)
|
385,814 |
| 2025-02-07 | SMITH PATRICK W |
10% Owner |
Buy↑
Filing footnotes — Common Stock, no par value (Indirect)
Reflects shares of the Issuer's common stock, no par value, purchased by the Reporting Person from the Issuer in a private placement pursuant to that certain Securities Purchase Agreement, dated as of February 7, 2025, by and among the Issuer and the investors signatory thereto. The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust. |
Common Stock, no par value
(I)
|
1,077,600 |
| 2025-02-07 | James Andrea S. |
Chief Financial Officer |
Buy↑
Filing footnotes — Common Stock, no par value (Direct)
Reflects shares of the Issuer's common stock, no par value, purchased by the Reporting Person from the Issuer in a private placement pursuant to that certain Securities Purchase Agreement, dated as of February 7, 2025, by and among the Issuer and the investors signatory thereto. |
Common Stock, no par value
|
97,561 |
| 2025-02-06 | BROADWOOD PARTNERS, L.P. |
10% Owner |
Buy↑
Filing footnotes — Common Stock, no par value (Direct)
On February 6, 2025, Broadwood Partners entered into a Securities Purchase Agreement with Oncocyte Corporation (the "Issuer") pursuant to which Broadwood Partners agreed to acquire 660,207 shares of the Issuer's Common Stock, no par value (the "Common Shares"), from the Issuer in a registered direct offering for a total purchase price of $1,353,424, or $2.05 per Common Share. The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be beneficially owned by each of: (i) Broadwood Capital, Inc. ("Broadwood Capital"), as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher, as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Common Stock, no par value
|
660,207 |
| 2025-02-06 | BROADWOOD PARTNERS, L.P. |
10% Owner |
Buy↑
Filing footnotes — Common Stock, no par value (Indirect)
On February 6, 2025, Broadwood Partners entered into a Securities Purchase Agreement with Oncocyte Corporation (the "Issuer") pursuant to which Broadwood Partners agreed to acquire 660,207 shares of the Issuer's Common Stock, no par value (the "Common Shares"), from the Issuer in a registered direct offering for a total purchase price of $1,353,424, or $2.05 per Common Share. The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be beneficially owned by each of: (i) Broadwood Capital, Inc. ("Broadwood Capital"), as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher, as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Common Stock, no par value
(I)
|
0 |
| 2025-02-06 | BROADWOOD PARTNERS, L.P. |
10% Owner |
Buy↑
Filing footnotes — Common Stock, no par value (Indirect)
On February 6, 2025, Broadwood Partners entered into a Securities Purchase Agreement with the Issuer pursuant to which Broadwood Partners agreed to acquire 4,505,488 shares of Common Shares, from the Issuer in a private placement for a total purchase price of $9,236,250, or $2.05 per Common Share. The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be beneficially owned by each of: (i) Broadwood Capital, Inc. ("Broadwood Capital"), as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher, as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Common Stock, no par value
(I)
|
0 |
| 2025-02-06 | BROADWOOD PARTNERS, L.P. |
10% Owner |
Buy↑
Filing footnotes — Common Stock, no par value (Direct)
On February 6, 2025, Broadwood Partners entered into a Securities Purchase Agreement with the Issuer pursuant to which Broadwood Partners agreed to acquire 4,505,488 shares of Common Shares, from the Issuer in a private placement for a total purchase price of $9,236,250, or $2.05 per Common Share. The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be beneficially owned by each of: (i) Broadwood Capital, Inc. ("Broadwood Capital"), as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher, as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Common Stock, no par value
|
4,505,488 |
| 2025-02-04 | SMITH PATRICK W |
10% Owner |
Buy↑
Filing footnotes — Common Stock, no par value (Indirect)
The shares of common stock reported herein are directly held by PATRICK W SMITH TTEE THE SMITH IRREVOCABLE TRUST U/A DTD 05/01/2015 (the "Trust"). As the trustee of the Trust, the Reporting Person may be deemed to beneficially own the securities held by the Trust. |
Common Stock, no par value
(I)
|
25 |